Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15751 | Engleson & Associates, Inc. CRD 126349 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $114M | 362 | 627 | 4 | 03/31/2026 | ☆ |
| 15752 | Endeavor Advisors Llc CRD 309563 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $114M | 426 | 426 | 4 | 08/24/2026 | ☆ |
| 15753 | Benedetti Financial, Inc. CRD 134598 | Santa Maria, CA | Investment Adviser · Small ($100M–$1B) | $114M | 600 | 1,065 | 2 | 03/24/2026 | ☆ |
| 15754 | Abri Llc CRD 314832 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $114M | 271 | 991 | 8 | 08/28/2026 | ☆ |
| 15755 | Queen City Capital Management, Llc CRD 162785 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $114M | 173 | 247 | 2 | 03/16/2026 | ☆ |
| 15756 | N CRD 327988 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $114M | 1 | 1 | 45 | 03/07/2025 | ☆ | |
| 15757 | Potomac Asset Management Co Inc CRD 105730 | Frederick, MD | Investment Adviser · Small ($100M–$1B) | $114M | 16 | 6 | 09/29/2017 | ☆ | |
| 15758 | Deeter Advisory Group, Llc CRD 153818 | Terrace Park, OH | Insurance-Affiliated · Small ($100M–$1B) | $114M | 113 | 375 | 1 | 06/02/2025 | ☆ |
| 15759 | Sera Capital Management Limited Liability Company CRD 120896 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $114M | 74 | 106 | 5 | 06/24/2026 | ☆ |
| 15760 | Dardanelles Capital Lp CRD 323067 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $114M | 1 | 1 | 3 | 08/13/2026 | ☆ |
| 15761 | Goodstein Wealth Management Llc CRD 282910 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $114M | 101 | 275 | 2 | 03/16/2026 | ☆ |
| 15762 | Ryan Poage & Co., Llc CRD 157432 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $114M | 192 | 678 | 3 | 06/16/2026 | ☆ |
| 15763 | N CRD 170709 | Wealth Manager · Small ($100M–$1B) | $114M | 55 | 103 | 1 | 02/21/2025 | ☆ | |
| 15764 | Richard G. Slater CRD 112239 | Wealth Manager · Small ($100M–$1B) | $114M | 48 | 210 | 1 | 06/30/2026 | ☆ | |
| 15765 | Catamount Strategic Advisors, Llc CRD 150823 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $114M | 2 | 2 | 1 | 03/13/2026 | ☆ |
| 15766 | Leonard Advisory Group Llc CRD 321165 | Saint Joseph, MI | Wealth Manager · Small ($100M–$1B) | $114M | 253 | 622 | 3 | 09/18/2026 | ☆ |
| 15767 | Skloff, Aaron CRD 139475 | Wealth Manager · Small ($100M–$1B) | $114M | 444 | 634 | 1 | 08/11/2026 | ☆ | |
| 15768 | Integrated Wealth Solutions, Llc CRD 334422 | York, PA | Wealth Manager · Small ($100M–$1B) | $114M | 306 | 883 | 8 | 09/14/2026 | ☆ |
| 15769 | Alpha Fiduciary, Inc. CRD 144720 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $114M | 105 | 220 | 4 | 09/01/2026 | ☆ |
| 15770 | Lrh Capital Advising Llc CRD 342994 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $114M | 1 | 1 | 1 | 06/01/2026 | ☆ |
| 15771 | Point B Planning, Llc CRD 172961 | Katonah, NY | Wealth Manager · Small ($100M–$1B) | $114M | 97 | 275 | 3 | 03/30/2026 | ☆ |
| 15772 | Financial Planning First, Llc CRD 319273 | Tuscon, AZ | Wealth Manager · Small ($100M–$1B) | $114M | 296 | 811 | 3 | 03/09/2026 | ☆ |
| 15773 | Coordinated Wealth Management, L.L.C. CRD 141348 | Hendersonville, TN | Wealth Manager · Small ($100M–$1B) | $114M | 96 | 207 | 2 | 01/23/2026 | ☆ |
| 15774 | Finamex Asset Management, Llc CRD 304260 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $114M | 190 | 190 | 4 | 09/14/2026 | ☆ |
| 15775 | Webster Street Investment Advisors Llc CRD 298027 | Wealth Manager · Small ($100M–$1B) | $114M | 56 | 149 | 2 | 04/21/2026 | ☆ | |
| 15776 | Common Cents Wealth Management, Llc CRD 153074 | Pembroke Pines, FL | Wealth Manager · Small ($100M–$1B) | $114M | 205 | 528 | 2 | 07/27/2026 | ☆ |
| 15777 | Burne Financial Concepts, Llc CRD 293013 | Watertown, CT | Wealth Manager · Small ($100M–$1B) | $114M | 144 | 411 | 1 | 01/27/2026 | ☆ |
| 15778 | Pleasantdale Wealth Management, Llc CRD 302034 | Wealth Manager · Small ($100M–$1B) | $114M | 187 | 318 | 3 | 04/01/2026 | ☆ | |
| 15779 | Tollefson And Company Investment Management Llc CRD 153092 | Wealth Manager · Small ($100M–$1B) | $114M | 29 | 76 | 3 | 03/19/2026 | ☆ | |
| 15780 | Arx Private Wealth CRD 338631 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $114M | 27 | 73 | 6 | 02/24/2026 | ☆ |
| 15781 | Scofield & Company, Llc CRD 105589 | Fairlawn, OH | Wealth Manager · Small ($100M–$1B) | $114M | 104 | 225 | 5 | 08/03/2026 | ☆ |
| 15782 | Broadwealth Llc CRD 304356 | Wealth Manager · Small ($100M–$1B) | $114M | 18 | 84 | 1 | 03/27/2026 | ☆ | |
| 15783 | Signal Ridge Capital Partners, Llc CRD 167576 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $114M | 95 | 95 | 3 | 09/01/2026 | ☆ |
| 15784 | Cw Securities, Llc CRD 124496 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $113M | 145 | 145 | 3 | 09/09/2026 | ☆ |
| 15785 | Expand Financial Group, Llc CRD 293160 | Insurance-Affiliated · Small ($100M–$1B) | $113M | 320 | 745 | 11 | 05/01/2026 | ☆ | |
| 15786 | Blue Jay Financial Group, Llc CRD 296467 | Defiance, OH | Wealth Manager · Small ($100M–$1B) | $113M | 303 | 676 | 9 | 06/02/2026 | ☆ |
| 15787 | Hfg Advisors, Inc. CRD 316446 | Kennewick, WA | Wealth Manager · Small ($100M–$1B) | $113M | 133 | 362 | 7 | 03/16/2026 | ☆ |
| 15788 | Financial Design Group, Llc CRD 316103 | Lavista, NE | Wealth Manager · Small ($100M–$1B) | $113M | 210 | 527 | 3 | 01/06/2026 | ☆ |
| 15789 | Compass Private Wealth Group Llc CRD 316785 | Short Hills, NJ | Wealth Manager · Small ($100M–$1B) | $113M | 80 | 259 | 3 | 06/11/2026 | ☆ |
| 15790 | Capital South Wealth Management, Llc CRD 304838 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $113M | 129 | 368 | 4 | 07/29/2026 | ☆ |
| 15791 | 56 Capital Partners, Ltd CRD 290938 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $113M | 262 | 546 | 3 | 06/12/2026 | ☆ |
| 15792 | N CRD 283060 | Investment Adviser · Small ($100M–$1B) | $113M | 19 | 43 | 3 | 03/20/2025 | ☆ | |
| 15793 | Modernist Financial, Llc CRD 217511 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $113M | 48 | 264 | 5 | 08/19/2026 | ☆ |
| 15794 | Sparrow Capital Management Inc CRD 106616 | St. Louis, MO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $113M | 58 | 61 | 2 | 03/18/2026 | ☆ |
| 15795 | Hulsey Capital Management, Inc. CRD 116183 | Heber Springs, AR | Wealth Manager · Small ($100M–$1B) | $113M | 83 | 240 | 1 | 09/04/2026 | ☆ |
| 15796 | Wealth Builders, Inc. CRD 116987 | Wealth Manager · Small ($100M–$1B) | $113M | 87 | 275 | 1 | 03/13/2026 | ☆ | |
| 15797 | N CRD 168297 | Investment Adviser · Small ($100M–$1B) | $113M | 1 | 2 | 01/10/2025 | ☆ | ||
| 15798 | Veltria Advisors Corp. CRD 189514 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $113M | 17 | 17 | 6 | 03/30/2026 | ☆ |
| 15799 | Mk3 Wealth Llc CRD 305760 | Cherry Hill, NJ | Insurance-Affiliated · Small ($100M–$1B) | $113M | 85 | 223 | 3 | 07/06/2026 | ☆ |
| 15800 | Alphatrust Advisory Group, Llc CRD 340962 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $113M | 51 | 210 | 7 | 10/02/2026 | ☆ |