Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15801 | Chappelwood Financial Services Corp. CRD 134318 | Edmond, OK | Insurance-Affiliated · Small ($100M–$1B) | $113M | 166 | 372 | 3 | 04/07/2026 | ☆ |
| 15802 | Bernard & Johnson, Llc CRD 283871 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $113M | 89 | 216 | 2 | 07/02/2026 | ☆ |
| 15803 | Eagle Financial Advisors, Llc CRD 167696 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $113M | 329 | 421 | 9 | 09/02/2026 | ☆ |
| 15804 | Levit, Dana Jean CRD 133856 | Newton, MA | Wealth Manager · Small ($100M–$1B) | $113M | 36 | 319 | 1 | 01/13/2026 | ☆ |
| 15805 | Oxford Planning Group, Llc CRD 286017 | Woodstock, MD | Wealth Manager · Small ($100M–$1B) | $113M | 93 | 98 | 3 | 07/08/2026 | ☆ |
| 15806 | Premier Investment Advisors, Inc. CRD 121028 | Beachwood, OH | Insurance-Affiliated · Small ($100M–$1B) | $113M | 214 | 306 | 4 | 09/21/2026 | ☆ |
| 15807 | Lynch Financial Advisors, Inc CRD 342560 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $113M | 119 | 442 | 3 | 08/24/2026 | ☆ |
| 15808 | Delgado Wealth Management, Llc CRD 305721 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $113M | 115 | 282 | 3 | 06/30/2026 | ☆ |
| 15809 | Kintra Investments, Llc CRD 328478 | Marysville, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $113M | 1 | 1 | 3 | 07/20/2026 | ☆ |
| 15810 | Municipal Asset Management Inc CRD 108320 | Rye Brook, NY | Wealth Manager · Small ($100M–$1B) | $113M | 21 | 25 | 3 | 03/30/2026 | ☆ |
| 15811 | Infinite Giving Advisory Services, Inc. CRD 315935 | Atlanta, GA | Endowment & Foundation Advisor · Small ($100M–$1B) | $113M | 211 | 364 | 10 | 05/29/2026 | ☆ |
| 15812 | Mosaic Fi Llc CRD 169670 | Lincolnshire, IL | Wealth Manager · Small ($100M–$1B) | $113M | 253 | 253 | 5 | 09/23/2026 | ☆ |
| 15813 | Fra Wealth Management Llc CRD 284020 | O'fallon, IL | Wealth Manager · Small ($100M–$1B) | $113M | 910 | 951 | 2 | 08/25/2026 | ☆ |
| 15814 | Alpha Planning And Financial Services, Inc. CRD 130842 | Solon, OH | Wealth Manager · Small ($100M–$1B) | $113M | 222 | 578 | 5 | 09/04/2026 | ☆ |
| 15815 | Altitude Wealth Management, Llc CRD 288529 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $113M | 505 | 505 | 1 | 07/29/2026 | ☆ |
| 15816 | Coburn Barrett, Llc CRD 166464 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $113M | 1 | 1 | 4 | 02/25/2026 | ☆ |
| 15817 | Brady Investment Counsel Llc CRD 128814 | Wealth Manager · Small ($100M–$1B) | $113M | 24 | 109 | 1 | 09/30/2026 | ☆ | |
| 15818 | 33 Capital Management Llc CRD 326780 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $113M | 7 | 9 | 11 | 07/31/2026 | ☆ |
| 15819 | Gassman Financial Llc CRD 317204 | Salem, NH | Wealth Manager · Small ($100M–$1B) | $113M | 307 | 408 | 2 | 07/10/2026 | ☆ |
| 15820 | Genesis Investment Advisors, Llc CRD 310878 | Ooltewah, TN | Wealth Manager · Small ($100M–$1B) | $113M | 273 | 748 | 4 | 03/19/2026 | ☆ |
| 15821 | Soaring Investment Management, Llc CRD 305273 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $113M | 172 | 464 | 5 | 03/31/2026 | ☆ |
| 15822 | Jason W. Qualls CRD 159192 | Murfreesboro, TN | Wealth Manager · Small ($100M–$1B) | $113M | 134 | 649 | 1 | 07/14/2026 | ☆ |
| 15823 | Evergreen Wealth Advisors CRD 326535 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $112M | 156 | 357 | 18 | 09/16/2026 | ☆ |
| 15824 | Cogent Independent Advisors, Inc. CRD 161659 | Wealth Manager · Small ($100M–$1B) | $112M | 238 | 447 | 5 | 09/15/2026 | ☆ | |
| 15825 | Ontrack Wealth Management, Llc CRD 311374 | Canton, MI | Wealth Manager · Small ($100M–$1B) | $112M | 76 | 401 | 2 | 09/10/2026 | ☆ |
| 15826 | Aria Wealth Partners, Llc CRD 334270 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $112M | 89 | 314 | 3 | 03/06/2026 | ☆ |
| 15827 | Snyder Asset Management, Llc CRD 290450 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $112M | 80 | 263 | 1 | 07/31/2026 | ☆ |
| 15828 | San Francisco Wealth Planning Llc CRD 296438 | Wealth Manager · Small ($100M–$1B) | $112M | 44 | 178 | 2 | 09/22/2026 | ☆ | |
| 15829 | Pillar6 Advisors, Llc CRD 154097 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $112M | 127 | 138 | 2 | 03/31/2026 | ☆ |
| 15830 | Kdm Wealth Management Inc. CRD 152002 | Geneva, IL | Wealth Manager · Small ($100M–$1B) | $112M | 149 | 538 | 6 | 08/17/2026 | ☆ |
| 15831 | Superior Financial, Llc CRD 148326 | Rochester, MN | Wealth Manager · Small ($100M–$1B) | $112M | 120 | 385 | 1 | 04/24/2026 | ☆ |
| 15832 | Inkwell Capital Llc CRD 155907 | Wealth Manager · Small ($100M–$1B) | $112M | 49 | 127 | 2 | 03/30/2026 | ☆ | |
| 15833 | O'connor Capital Advisory, Llc CRD 152687 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $112M | 38 | 120 | 1 | 07/02/2026 | ☆ |
| 15834 | Engage Wealth Advisors, Llc CRD 289996 | Overland Park, KS | Institutional / Pension Advisor · Small ($100M–$1B) | $112M | 281 | 527 | 5 | 08/25/2026 | ☆ |
| 15835 | Retirement Capital Planners, Llc CRD 298369 | Insurance-Affiliated · Small ($100M–$1B) | $112M | 179 | 426 | 4 | 08/03/2026 | ☆ | |
| 15836 | Aragon Capital, Llc CRD 337597 | Homewood, AL | Wealth Manager · Small ($100M–$1B) | $112M | 186 | 186 | 3 | 08/06/2026 | ☆ |
| 15837 | Paladin Realty Partners, Llc CRD 158258 | Private Fund Manager · Small ($100M–$1B) | $112M | 8 | 8 | 30 | 03/30/2026 | ☆ | |
| 15838 | Yahara Wealth Management Llc CRD 168325 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $112M | 63 | 283 | 2 | 03/13/2026 | ☆ |
| 15839 | Wealthlynk, Inc. CRD 327527 | Fallbrook, CA | Wealth Manager · Small ($100M–$1B) | $112M | 178 | 178 | 1 | 09/18/2026 | ☆ |
| 15840 | Leeb Capital Management, Inc. CRD 104793 | New York, NY | Wealth Manager · Small ($100M–$1B) | $112M | 60 | 98 | 8 | 05/28/2026 | ☆ |
| 15841 | Rightoak Asset Management, Llc CRD 337832 | Wealth Manager · Small ($100M–$1B) | $112M | 742 | 1,026 | 7 | 09/01/2026 | ☆ | |
| 15842 | Ballast Equity Partners Management Company, Llc CRD 330189 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $112M | 3 | 3 | 5 | 10/01/2026 | ☆ |
| 15843 | Strong Investment Management, Llc CRD 289309 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $112M | 404 | 638 | 3 | 08/27/2026 | ☆ |
| 15844 | Capitol Wealth Management, Inc. CRD 114994 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $112M | 30 | 93 | 2 | 08/07/2026 | ☆ |
| 15845 | Underdog Wealth Management, Llc CRD 152998 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $112M | 408 | 892 | 2 | 06/30/2026 | ☆ |
| 15846 | Compass Retirement Group Llc CRD 282420 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $112M | 766 | 939 | 9 | 08/28/2026 | ☆ |
| 15847 | N CRD 152697 | Wealth Manager · Small ($100M–$1B) | $112M | 123 | 293 | 1 | 06/11/2025 | ☆ | |
| 15848 | Caleo Capital N.A. Llc CRD 308542 | Ponte Vedra, FL | Insurance-Affiliated · Small ($100M–$1B) | $112M | 119 | 235 | 5 | 04/07/2026 | ☆ |
| 15849 | Orchard Capital Management, Llc CRD 269957 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $112M | 1 | 32 | 5 | 09/22/2026 | ☆ |
| 15850 | Primm & Co Inc CRD 105891 | Wealth Manager · Small ($100M–$1B) | $112M | 13 | 20 | 2 | 01/20/2026 | ☆ |