Alpha Fiduciary, Inc.
- Regulatory AUM
- $114M
- Discretionary
- $114M
- Clients
- 105
- Avg AUM / client
- $1.1M
- Accounts
- 220
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 57 | $9.8M | 8.63% |
| High net worth individuals | 34 | $62.3M | 54.7% |
| Investment companies | 1 | $21.1M | 18.5% |
| Pooled investment vehicles (non-investment companies) | 13 | $20.7M | 18.2% |
Private funds (14)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $35.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Aquilo Partners Llc | Other Private Fund | Delaware | $4.6M | 44 |
| Zambezi Partners Llc | Other Private Fund | Delaware | $3.9M | 28 |
| Big T Partners | Other Private Fund | Delaware | $3.9M | 34 |
| Triton Partners Llc | Other Private Fund | Delaware | $3.9M | 28 |
| Global Water Opportunities Llc | Other Private Fund | Delaware | $3.7M | 9 |
| Lcm Natural Gas Investment Partners Llc | Other Private Fund | Delaware | $3.4M | 22 |
| Tikun Partners Llc | Private Equity Fund | Delaware | $2.8M | 37 |
| Ventana Investment Partners Llc | Other Private Fund | Delaware | $2.3M | 36 |
| Terra Partners Llc | Other Private Fund | Delaware | $1.9M | 57 |
| Southern Hemisphere Partners Llc | Other Private Fund | Delaware | $1.9M | 29 |
| Pontifex Partners Llc | Other Private Fund | Delaware | $1.3M | 44 |
| Dakota Partners Limited Partnership | Other Private Fund | Illinois | $768K | 48 |
| Latam Agro Partners Llc | Other Private Fund | Delaware | $542K | 29 |
| Maxwell Halsted Partners Llc | Securitized Asset Fund | Delaware | $422K | 77 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arthur Todd Doglione | Managing Member & President | Oct 2006 (20y) | 75% or more | |
| Walter Alan Gilmore | Cco | Jun 2020 (6y) | Less than 5% | |
| Curtis Jay Anderson | Registered representative | CFA | Sep 2013 (13y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (14, $35.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Aquilo Partners Llc | Other Private Fund | $4.6M | $100K | 44 |
| Zambezi Partners Llc | Other Private Fund | $3.9M | $250K | 28 |
| Big T Partners | Other Private Fund | $3.9M | $250K | 34 |
| Triton Partners Llc | Other Private Fund | $3.9M | $100K | 28 |
| Global Water Opportunities Llc | Other Private Fund | $3.7M | $250K | 9 |
| Lcm Natural Gas Investment Partners Llc | Other Private Fund | $3.4M | $100K | 22 |
| Tikun Partners Llc | Private Equity Fund | $2.8M | $250K | 37 |
| Ventana Investment Partners Llc | Other Private Fund | $2.3M | $250K | 36 |
| Terra Partners Llc | Other Private Fund | $1.9M | $100K | 57 |
| Southern Hemisphere Partners Llc | Other Private Fund | $1.9M | $250K | 29 |
| Pontifex Partners Llc | Other Private Fund | $1.3M | $100K | 44 |
| Dakota Partners Limited Partnership | Other Private Fund | $768K | $100K | 48 |
| Latam Agro Partners Llc | Other Private Fund | $542K | $250K | 29 |
| Maxwell Halsted Partners Llc | Securitized Asset Fund | $422K | $50.0K | 77 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 3.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE SEC FOUND THAT CERTAIN MARKETING MATERIALS USED BY THE FIRM FROM 2010 TO 2013 SHOWED PERFORMANCE RESULTS THAT DID NOT CONTAIN ADEQUATE DISCLOSURES TO IDENTIFY IT AS HYPOTHETICAL RATHER THAN ACTUAL PERFORMANCE. IN ADDITION, THE FIRM DID NOT IMPLEMENT REASONABLE COMPLIANCE PROCEDURES DESIGNED TO PREVENT THE USE OF SUCH MATERIALS. AS PART OF THE SETTLEMENT, THE FIRM NEITHER ADMITTED NOR DENIED THE ALLEGATIONS. Status: Final Sanction Detail: THE MONETARY FINE IS ASSESSED JOINTLY AGAINST THE FIRM AND ADVISORY AFFILIATE. THE FINE IS PAYABLE IN INSTALLMENTS OVER A ONE YEAR PERIOD Summary: AS STATED, THE FIRM SETTLED WITH THE SEC, (SEC ADMINISTRATIVE PROCEEDING, FILE NO 3-16974). THE FIRM WILL COMPLY WITH ALL OF THE TERMS AND UNDERTAKINGS SET FORTH IN THE ORDER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • THE FUND ALSO PAYS OPERATING EXPENSES TO US
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $91.0M (80% of AUM) Apr 2026
- National Advisors Trust Company $14.0M (3% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗