Scofield & Company, Llc
- Regulatory AUM
- $114M
- Discretionary
- $114M
- Clients
- 104
- Avg AUM / client
- $1.1M
- Accounts
- 225
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $21.4M | 18.8% |
| High net worth individuals | 18 | $92.2M | 81.2% |
| Charitable organizations | 1 | $30.0K | 0.03% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alan Wayne Scofield | Owner | Apr 1984 (42y) | 75% or more | |
| Heath J Smargiasso | Chief Compliance Officer | Jan 2005 (22y) | Less than 5% | |
| Thomas L Foushee | Registered representative | Dec 2008 (18y) | ||
| Casey Peter Urdiales | Registered representative | Jul 2016 (10y) | ||
| Derek Evan Crawford | Registered representative | Jan 2023 (4y) | ||
| Andrew Jeffrey Harpel | Registered representative | Sep 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Prudential Annuities Distributors, Inc $314K (0% of AUM) Mar 2026
- Charles Schwab & Co. Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗