Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15701 | Zama Capital Advisors Lp CRD 291251 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $116M | 2 | 2 | 1 | 03/11/2026 | ☆ |
| 15702 | Alpine Wealth Advisors, Llc CRD 105433 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $116M | 58 | 240 | 1 | 03/27/2026 | ☆ |
| 15703 | Third Gear Capital Management Lp CRD 327316 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $116M | 4 | 4 | 3 | 06/11/2026 | ☆ |
| 15704 | Investlinc Wealth Services, Llc CRD 332607 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $116M | 153 | 636 | 3 | 10/01/2026 | ☆ |
| 15705 | Risk Paradigm Group, Llc CRD 155870 | Burlington, MA | Investment Adviser · Small ($100M–$1B) | $116M | 3 | 488 | 7 | 03/31/2026 | ☆ |
| 15706 | Professional Financial Management, Inc. CRD 154016 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $116M | 164 | 659 | 5 | 03/18/2026 | ☆ |
| 15707 | New Vernon Investment Management Llc CRD 160247 | Highland Park, IL | Private Fund Manager · Small ($100M–$1B) | $116M | 13 | 11 | 8 | 04/27/2026 | ☆ |
| 15708 | Palante Wealth Advisors, Llc CRD 175298 | Pennington, NJ | Insurance-Affiliated · Small ($100M–$1B) | $116M | 102 | 335 | 5 | 06/08/2026 | ☆ |
| 15709 | Kb Financial Advisors Llc CRD 134374 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $115M | 136 | 386 | 4 | 02/23/2026 | ☆ |
| 15710 | Beyond Your Hammock Llc CRD 168738 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $115M | 161 | 369 | 3 | 06/24/2026 | ☆ |
| 15711 | Zenith Advisory Group, Llc CRD 321689 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $115M | 186 | 706 | 4 | 02/18/2026 | ☆ |
| 15712 | Heyman Wealth Management, Llc CRD 154971 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $115M | 96 | 241 | 2 | 09/10/2026 | ☆ |
| 15713 | 1818 Private Client Group, Llc CRD 304110 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $115M | 22 | 59 | 3 | 01/30/2026 | ☆ |
| 15714 | Wealth Compass Financial, Inc. CRD 290139 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $115M | 251 | 568 | 2 | 04/27/2026 | ☆ |
| 15715 | Ridgeline Productions Llc CRD 315118 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $115M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 15716 | Kutz And Company Inc. CRD 124722 | Great Neck, NY | Wealth Manager · Small ($100M–$1B) | $115M | 66 | 132 | 2 | 03/04/2026 | ☆ |
| 15717 | Pariax, Llc CRD 301474 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $115M | 32 | 118 | 3 | 03/11/2026 | ☆ |
| 15718 | Leach, Bickmore & Weiss Wealth Management, Llc CRD 281302 | Madison, WI | Insurance-Affiliated · Small ($100M–$1B) | $115M | 292 | 608 | 6 | 07/24/2026 | ☆ |
| 15719 | Passport Wealth Management Llc CRD 297449 | Cornelius, NC | Wealth Manager · Small ($100M–$1B) | $115M | 77 | 409 | 3 | 09/23/2026 | ☆ |
| 15720 | N CRD 139649 | Wealth Manager · Small ($100M–$1B) | $115M | 123 | 518 | 2 | 04/02/2025 | ☆ | |
| 15721 | Rjj Pasadena Securities, Inc. CRD 8425 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $115M | 170 | 276 | 2 | 09/29/2026 | ☆ |
| 15722 | Wealth Management Advisors Ria, Inc. CRD 309694 | Windsor, CO | Wealth Manager · Small ($100M–$1B) | $115M | 151 | 151 | 3 | 08/04/2026 | ☆ |
| 15723 | Revolution Partners, Llc CRD 170310 | Wealth Manager · Small ($100M–$1B) | $115M | 80 | 624 | 6 | 03/25/2026 | ☆ | |
| 15724 | Uyana Partners Llc CRD 300280 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $115M | 74 | 133 | 8 | 04/24/2026 | ☆ |
| 15725 | Natwealth Management (Usa) Inc CRD 310098 | Montreal | Wealth Manager · Small ($100M–$1B) | $115M | 140 | 130 | 129 | 09/29/2026 | ☆ |
| 15726 | Strategic Foresight Investments Llc CRD 164744 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $115M | 87 | 286 | 2 | 08/27/2026 | ☆ |
| 15727 | Lightedway Advisory Services, Inc. CRD 312712 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $115M | 269 | 269 | 1 | 02/03/2026 | ☆ |
| 15728 | Fortify Wealth, Inc. CRD 297433 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $115M | 79 | 227 | 3 | 07/03/2026 | ☆ |
| 15729 | Rosenthal | Henry Capital Advisors, Inc. CRD 158537 | Mishawaka, IN | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 3 | 3 | 03/03/2026 | ☆ |
| 15730 | Gritstone Asset Management Llc CRD 298500 | Bethesda, MD | Endowment & Foundation Advisor · Small ($100M–$1B) | $115M | 1 | 38 | 4 | 03/19/2026 | ☆ |
| 15731 | Five Speed Financial Planning Llc CRD 339660 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $115M | 353 | 493 | 4 | 08/28/2026 | ☆ |
| 15732 | N CRD 133580 | Wealth Manager · Small ($100M–$1B) | $115M | 38 | 51 | 3 | 03/21/2025 | ☆ | |
| 15733 | Capstone Wealth Partners, Ltd. CRD 152524 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $115M | 157 | 577 | 4 | 06/15/2026 | ☆ |
| 15734 | Metis Wealth Management & Planning Llc CRD 305086 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $115M | 465 | 228 | 2 | 01/24/2026 | ☆ |
| 15735 | Futura Asset Advisors Llc CRD 136285 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $115M | 17 | 17 | 1 | 04/29/2026 | ☆ |
| 15736 | Green Ocean Global Advisors Llc CRD 321145 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $115M | 147 | 147 | 5 | 08/31/2026 | ☆ |
| 15737 | South Bay Financial Partners Group, Inc. CRD 175015 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $115M | 50 | 145 | 5 | 07/17/2026 | ☆ |
| 15738 | Northwest Administrators Inc CRD 106544 | Seattle, WA | Institutional / Pension Advisor · Small ($100M–$1B) | $115M | 6 | 6 | 380 | 03/19/2026 | ☆ |
| 15739 | Copia Investment Management, Llc CRD 327954 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $115M | 1 | 1 | 7 | 03/23/2026 | ☆ |
| 15740 | Hatteras Investment Partners, Lp CRD 170628 | Raleigh, NC | Investment Adviser · Small ($100M–$1B) | $115M | 7 | 7 | 9 | 09/09/2026 | ☆ |
| 15741 | Pope Asset Management, Llc CRD 113584 | Memphis, TN | Insurance-Affiliated · Small ($100M–$1B) | $115M | 59 | 59 | 3 | 03/27/2026 | ☆ |
| 15742 | Branzan Investment Advisors, Inc. CRD 120783 | Littleton, CO | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 5 | 6 | 07/16/2026 | ☆ |
| 15743 | N CRD 338725 | Private Fund Manager · Small ($100M–$1B) | $115M | 1 | 1 | 9 | 10/15/2025 | ☆ | |
| 15744 | Highbar Management, Llc CRD 166244 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 3 | 2 | 03/31/2026 | ☆ |
| 15745 | Ajax Capital Llc CRD 298032 | Institutional / Pension Advisor · Small ($100M–$1B) | $115M | 5 | 14 | 1 | 04/13/2026 | ☆ | |
| 15746 | Alpine Hill Advisors Llc CRD 325412 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $115M | 56 | 172 | 4 | 03/23/2026 | ☆ |
| 15747 | N CRD 300709 | Investment Adviser · Small ($100M–$1B) | $115M | 48 | 48 | 4 | 02/13/2025 | ☆ | |
| 15748 | Palladiem Llc CRD 158989 | Bryn Mawr, PA | Endowment & Foundation Advisor · Small ($100M–$1B) | $115M | 41 | 41 | 10 | 03/18/2026 | ☆ |
| 15749 | Regal Bay Investment Group, Llc CRD 121829 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $115M | 262 | 216 | 1 | 09/22/2026 | ☆ |
| 15750 | 1102 Partners, Llc CRD 313536 | Wealth Manager · Small ($100M–$1B) | $114M | 21 | 69 | 2 | 09/18/2026 | ☆ |