Pleasantdale Wealth Management, Llc
- Regulatory AUM
- $114M
- Discretionary
- $112M
- Clients
- 187
- Avg AUM / client
- $608K
- Accounts
- 318
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 146 | $36.3M | 31.9% |
| High net worth individuals | 35 | $72.0M | 63.3% |
| Pension and profit sharing plans | 3 | $2.8M | 2.46% |
| Charitable organizations | 2 | $2.4M | 2.11% |
| Corporations and other businesses | 1 | $200K | 0.18% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Edward Dudes | Registered representative | Chartered Financial Consultant | Jun 2019 (7y) | |
| Brian William Dudes | Registered representative | Nov 2021 (5y) | ||
| Michael Andrew Dudes | Registered representative | May 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 953 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $107M (94% of AUM) Apr 2026
- Jackson National $4.9M (4% of AUM) Apr 2026
- Adp, Llc $1.1M (1% of AUM) Apr 2026
- Nationwide Bank $700K (1% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗