Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15201 | Oda And Company, Inc. CRD 119952 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $126M | 197 | 286 | 3 | 07/16/2026 | ☆ |
| 15202 | Hyphen Wealth Management Llc CRD 338134 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $126M | 59 | 193 | 3 | 03/23/2026 | ☆ |
| 15203 | Liontree Partners Llc CRD 289817 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $125M | 9 | 9 | 30 | 05/20/2026 | ☆ |
| 15204 | Oak Street Investment Advisors, Llc CRD 288019 | Greenwood Village, CO | Private Fund Manager · Small ($100M–$1B) | $125M | 72 | 180 | 1 | 03/31/2026 | ☆ |
| 15205 | Lone Peak Advisers, Llc CRD 296772 | Draper, UT | Wealth Manager · Small ($100M–$1B) | $125M | 905 | 905 | 8 | 03/03/2026 | ☆ |
| 15206 | Berkeley Advisors, Inc. CRD 134455 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $125M | 81 | 314 | 2 | 02/05/2026 | ☆ |
| 15207 | Demers Constance Elaine CRD 106702 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $125M | 38 | 190 | 2 | 05/12/2026 | ☆ |
| 15208 | Maytal Asset Management Llc CRD 168812 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $125M | 59 | 153 | 1 | 02/05/2026 | ☆ |
| 15209 | Gardner Asset Management Llc CRD 114263 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $125M | 134 | 367 | 1 | 05/11/2026 | ☆ |
| 15210 | Wms Group Llc CRD 164327 | Wealth Manager · Small ($100M–$1B) | $125M | 252 | 521 | 2 | 04/07/2026 | ☆ | |
| 15211 | Ata Management Strategies Inc CRD 118829 | Whitehall, PA | Insurance-Affiliated · Small ($100M–$1B) | $125M | 405 | 405 | 2 | 03/13/2026 | ☆ |
| 15212 | Bastion Fiduciary, Llc CRD 333420 | Wealth Manager · Small ($100M–$1B) | $125M | 242 | 437 | 7 | 04/10/2026 | ☆ | |
| 15213 | Konza Global Advisory, Llc CRD 331692 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $125M | 112 | 294 | 2 | 07/28/2026 | ☆ |
| 15214 | Seedsafe Financial Llc CRD 283887 | Wealth Manager · Small ($100M–$1B) | $125M | 86 | 406 | 7 | 08/13/2026 | ☆ | |
| 15215 | Blue Curve Advisory, Llc CRD 333724 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $125M | 291 | 590 | 8 | 03/11/2026 | ☆ |
| 15216 | Southpaw Asset Management Lp CRD 135693 | Private Fund Manager · Small ($100M–$1B) | $125M | 3 | 3 | 2 | 03/27/2026 | ☆ | |
| 15217 | Cantlon Financial Planning Llc CRD 106622 | Insurance-Affiliated · Small ($100M–$1B) | $125M | 99 | 267 | 3 | 01/27/2026 | ☆ | |
| 15218 | 44 North Capital, Llc CRD 327552 | Burlington, VT | Wealth Manager · Small ($100M–$1B) | $125M | 438 | 438 | 3 | 07/27/2026 | ☆ |
| 15219 | Mar Wealth Management Services, Llc CRD 167335 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $125M | 53 | 133 | 3 | 06/04/2026 | ☆ |
| 15220 | Wilson Group Financial Management, Llc CRD 339651 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $125M | 190 | 190 | 9 | 08/12/2026 | ☆ |
| 15221 | Abbondandolo Wealth Management Corp CRD 168081 | Glen Cove, NY | Wealth Manager · Small ($100M–$1B) | $125M | 244 | 244 | 1 | 07/24/2026 | ☆ |
| 15222 | Doxara Capital Lp CRD 339621 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $125M | 2 | 2 | 3 | 02/25/2026 | ☆ |
| 15223 | East Beach Asset Management, Llc CRD 310563 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $125M | 1 | 3 | 04/02/2026 | ☆ | |
| 15224 | Foxglove Financial, Llc CRD 318971 | Wealth Manager · Small ($100M–$1B) | $125M | 15 | 1 | 03/25/2026 | ☆ | ||
| 15225 | Institutional Investment Consulting CRD 168705 | Bloomfield Hills, MI | Institutional / Pension Advisor · Small ($100M–$1B) | $125M | 45 | 4 | 13 | 02/01/2026 | ☆ |
| 15226 | N CRD 104814 | Wealth Manager · Small ($100M–$1B) | $125M | 50 | 50 | 2 | 06/02/2025 | ☆ | |
| 15227 | Paradoxiom Capital Lp CRD 330671 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $125M | 1 | 1 | 3 | 07/17/2026 | ☆ |
| 15228 | Strongtower Wealth Management, Plc CRD 292882 | Hot Springs, AR | Wealth Manager · Small ($100M–$1B) | $125M | 380 | 744 | 7 | 03/23/2026 | ☆ |
| 15229 | Truly Unbiased Llc CRD 322989 | Wealth Manager · Small ($100M–$1B) | $125M | 41 | 41 | 1 | 01/17/2026 | ☆ | |
| 15230 | Tidehaven Wealth, Llc CRD 281814 | Mount Pleasant, SC | Insurance-Affiliated · Small ($100M–$1B) | $125M | 163 | 545 | 2 | 07/16/2026 | ☆ |
| 15231 | Johnston Investment Counsel, Ltd. CRD 109726 | Peoria, IL | Wealth Manager · Small ($100M–$1B) | $125M | 90 | 305 | 2 | 07/01/2026 | ☆ |
| 15232 | Masterpiece Capital, Llc CRD 290075 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $125M | 25 | 86 | 4 | 08/13/2026 | ☆ |
| 15233 | N CRD 112554 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $125M | 1 | 1 | 6 | 03/21/2025 | ☆ | |
| 15234 | Sawyer Capital Management, Inc. CRD 161054 | Wealth Manager · Small ($100M–$1B) | $125M | 46 | 106 | 1 | 07/29/2026 | ☆ | |
| 15235 | Wolf Financial Advisors Llc CRD 146080 | Pekin, IL | Wealth Manager · Small ($100M–$1B) | $125M | 99 | 314 | 1 | 06/30/2026 | ☆ |
| 15236 | Landmark Investment Partners, L.P. CRD 329543 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $125M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 15237 | Dakota Investments, Llc CRD 290284 | Bryn Mawr, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $125M | 1 | 1 | 6 | 05/06/2026 | ☆ |
| 15238 | Harborview Asset Management Llc CRD 332767 | Gig Harbor, WA | Wealth Manager · Small ($100M–$1B) | $125M | 15 | 32 | 2 | 03/05/2026 | ☆ |
| 15239 | Axiom Wealth Strategies, Llc CRD 313124 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $125M | 283 | 283 | 3 | 07/17/2026 | ☆ |
| 15240 | Ngp Financial Planning, Llc CRD 310443 | Wealth Manager · Small ($100M–$1B) | $125M | 75 | 223 | 1 | 03/03/2026 | ☆ | |
| 15241 | Umb Private Wealth Management, Llc CRD 306374 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $125M | 46 | 46 | 94 | 07/01/2026 | ☆ |
| 15242 | Us Infravest Managers Lp CRD 312299 | Private Fund Manager · Small ($100M–$1B) | $125M | 2 | 2 | 2 | 02/06/2026 | ☆ | |
| 15243 | Haykin, Michael CRD 113249 | Wealth Manager · Small ($100M–$1B) | $125M | 60 | 190 | 2 | 06/15/2026 | ☆ | |
| 15244 | N CRD 117749 | Wealth Manager · Small ($100M–$1B) | $125M | 130 | 465 | 2 | 11/04/2025 | ☆ | |
| 15245 | Captial Advisor Network CRD 297578 | Lafayette, IN | Wealth Manager · Small ($100M–$1B) | $124M | 904 | 1,261 | 18 | 03/23/2026 | ☆ |
| 15246 | Cb Capital Llc CRD 300200 | North Smithfield, RI | Wealth Manager · Small ($100M–$1B) | $124M | 61 | 188 | 1 | 08/06/2026 | ☆ |
| 15247 | Fortis Private Wealth Advisors, Llc CRD 304494 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $124M | 9 | 15 | 3 | 03/20/2026 | ☆ |
| 15248 | Vorpahl Wing Advisors, Inc. CRD 47548 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $124M | 557 | 557 | 5 | 07/21/2026 | ☆ |
| 15249 | Streamsong Advisors, Llc CRD 168250 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $124M | 268 | 479 | 5 | 08/07/2026 | ☆ |
| 15250 | Sila Financial, Llc CRD 298406 | Wealth Manager · Small ($100M–$1B) | $124M | 100 | 303 | 2 | 02/03/2026 | ☆ |