Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15201 | Align Advisor Group, Llc CRD 336638 | Vineland, NJ | Wealth Manager · Small ($100M–$1B) | $128M | 210 | 472 | 2 | 03/29/2026 | ☆ |
| 15202 | Hidden Hills Wealth, Llc CRD 312877 | Wealth Manager · Small ($100M–$1B) | $128M | 13 | 54 | 1 | 03/17/2026 | ☆ | |
| 15203 | Tempered Investment Management Ltd. CRD 158837 | North Vancouver, British Columbia | Private Fund Manager · Small ($100M–$1B) | $128M | 8 | 8 | 4 | 09/24/2026 | ☆ |
| 15204 | Evolution Investment Management Llc CRD 324108 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $128M | 6 | 6 | 4 | 05/19/2026 | ☆ |
| 15205 | Longview Wealth Management, Llc CRD 139489 | Insurance-Affiliated · Small ($100M–$1B) | $127M | 44 | 44 | 2 | 01/20/2026 | ☆ | |
| 15206 | Hatcher Capital Investments, Inc. CRD 300230 | Little Rock, AR | Insurance-Affiliated · Small ($100M–$1B) | $127M | 319 | 542 | 6 | 03/26/2026 | ☆ |
| 15207 | S Capital Wealth Advisors, Llc CRD 172591 | Mahtomedi, MN | Wealth Manager · Small ($100M–$1B) | $127M | 100 | 299 | 7 | 08/05/2026 | ☆ |
| 15208 | Divvi Wealth Management Llc CRD 318241 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $127M | 197 | 725 | 4 | 03/19/2026 | ☆ |
| 15209 | We Financial Group Llc CRD 298549 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $127M | 140 | 648 | 4 | 04/16/2026 | ☆ |
| 15210 | Citigroup Alternative Investments Llc CRD 119537 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $127M | 13 | 13 | 15 | 06/17/2026 | ☆ |
| 15211 | Cardinal Retirement Planning, Inc. CRD 166545 | Wealth Manager · Small ($100M–$1B) | $127M | 107 | 251 | 3 | 06/02/2026 | ☆ | |
| 15212 | Luminescent Wealth Management, Inc. CRD 337660 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $127M | 56 | 163 | 2 | 03/27/2026 | ☆ |
| 15213 | Millenia Financial Partners, Llc CRD 110832 | Wealth Manager · Small ($100M–$1B) | $127M | 52 | 113 | 1 | 02/25/2026 | ☆ | |
| 15214 | 2 Knights Wealth Management, Llc CRD 307238 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $127M | 59 | 62 | 2 | 04/17/2026 | ☆ |
| 15215 | Sabre Asset Management Llc CRD 288889 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $127M | 147 | 376 | 2 | 09/10/2026 | ☆ |
| 15216 | Fairchild Financial Advisors, Inc. CRD 165434 | Folsom, CA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 247 | 507 | 3 | 03/12/2026 | ☆ |
| 15217 | Moore Financial Advisors, Ltd. CRD 130421 | Belmont, MA | Wealth Manager · Small ($100M–$1B) | $127M | 92 | 350 | 4 | 08/14/2026 | ☆ |
| 15218 | Axim Wealth Management Llc CRD 319618 | Springboro, OH | Wealth Manager · Small ($100M–$1B) | $127M | 287 | 678 | 2 | 10/02/2026 | ☆ |
| 15219 | Wright Wealth Strategies, Llc CRD 304289 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $127M | 202 | 314 | 2 | 03/18/2026 | ☆ |
| 15220 | Synergy Wealth Management, Llc CRD 174633 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $127M | 282 | 604 | 3 | 03/30/2026 | ☆ |
| 15221 | D&A Advisors, Llc CRD 307227 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $127M | 168 | 264 | 2 | 06/03/2026 | ☆ |
| 15222 | Revere Financial, Llc CRD 155286 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $127M | 84 | 250 | 1 | 06/08/2023 | ☆ |
| 15223 | Oxley, Harry Keir CRD 136373 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $127M | 32 | 100 | 1 | 03/30/2026 | ☆ |
| 15224 | Sage Wealth Planning, Llc CRD 300747 | Georgetown, TX | Wealth Manager · Small ($100M–$1B) | $127M | 119 | 415 | 3 | 06/22/2026 | ☆ |
| 15225 | Growstrong Wealth Strategies, Llc CRD 308299 | Fort Collins, CO | Insurance-Affiliated · Small ($100M–$1B) | $127M | 227 | 543 | 3 | 06/01/2026 | ☆ |
| 15226 | Gainspoletti Wealth Planners Advisory Llc CRD 333768 | Cleveland, MS | Insurance-Affiliated · Small ($100M–$1B) | $127M | 250 | 326 | 3 | 04/01/2026 | ☆ |
| 15227 | Miller Financial Services, Inc. CRD 339220 | San Juan Capistrano, CA | Wealth Manager · Small ($100M–$1B) | $127M | 200 | 360 | 3 | 09/28/2026 | ☆ |
| 15228 | Kingsford Capital Management, Llc CRD 161445 | Point Richmond, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $127M | 4 | 4 | 4 | 03/26/2026 | ☆ |
| 15229 | Ashwood Advisors, Llc CRD 128811 | Medfield, MA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 110 | 195 | 3 | 06/30/2026 | ☆ |
| 15230 | A.T. Lloyd's, Inc CRD 148225 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 420 | 537 | 2 | 03/30/2026 | ☆ |
| 15231 | Duke Funding Management, L.L.C. CRD 117590 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $127M | 4 | 4 | 164 | 03/30/2026 | ☆ |
| 15232 | Advr, Inc CRD 318823 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $127M | 426 | 2,029 | 12 | 03/30/2026 | ☆ |
| 15233 | Bone Fide Wealth, Llc CRD 301066 | New York, NY | Wealth Manager · Small ($100M–$1B) | $127M | 181 | 668 | 4 | 03/23/2026 | ☆ |
| 15234 | Personal Money Planning, Llc CRD 112178 | Wichita Falls, TX | Wealth Manager · Small ($100M–$1B) | $127M | 217 | 566 | 5 | 04/07/2026 | ☆ |
| 15235 | Shadowridge Asset Management, Llc CRD 162066 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $127M | 614 | 870 | 9 | 03/19/2026 | ☆ |
| 15236 | Clear Resource Group, Llc CRD 304245 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $127M | 134 | 335 | 2 | 03/17/2026 | ☆ |
| 15237 | Carmichael Capital, Inc. CRD 118468 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $127M | 76 | 203 | 2 | 03/04/2026 | ☆ |
| 15238 | Brackenwood Capital Management, Llc CRD 135478 | Bainbridge Island, WA | Wealth Manager · Small ($100M–$1B) | $127M | 86 | 292 | 2 | 05/18/2026 | ☆ |
| 15239 | Artesa Financial Group, Llc CRD 153741 | Conroe, TX | Wealth Manager · Small ($100M–$1B) | $127M | 329 | 606 | 4 | 03/31/2026 | ☆ |
| 15240 | Copperline Wealth Management & Planning CRD 335796 | Cody, WY | Wealth Manager · Small ($100M–$1B) | $127M | 440 | 735 | 3 | 03/29/2026 | ☆ |
| 15241 | Kingwood Investment Group, Llc CRD 330330 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $127M | 244 | 439 | 7 | 03/20/2026 | ☆ |
| 15242 | Hickory Wealth Management, Llc CRD 298475 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $127M | 209 | 511 | 4 | 03/18/2026 | ☆ |
| 15243 | Acts Financial Advisors, Llc CRD 325930 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $127M | 23 | 158 | 2 | 03/05/2026 | ☆ |
| 15244 | Twin Gryphon Advisors Llc CRD 297264 | Marshfield, MA | Wealth Manager · Small ($100M–$1B) | $127M | 50 | 123 | 4 | 09/30/2026 | ☆ |
| 15245 | Investment Office Resources, Llc CRD 311647 | Clayton, MO | Endowment & Foundation Advisor · Small ($100M–$1B) | $127M | 4 | 11 | 02/06/2026 | ☆ | |
| 15246 | Ria Wealth Advisors, Llc CRD 312072 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $126M | 241 | 562 | 5 | 03/27/2026 | ☆ |
| 15247 | Fortitude Private Wealth Inc. CRD 290074 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $126M | 67 | 322 | 2 | 08/18/2026 | ☆ |
| 15248 | Aisa Financial Planning Ltd CRD 172777 | Devizes | Wealth Manager · Small ($100M–$1B) | $126M | 242 | 236 | 8 | 03/30/2026 | ☆ |
| 15249 | P&A Capital Advisors, Inc. CRD 111731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $126M | 4 | 4 | 10 | 03/26/2026 | ☆ |
| 15250 | The Advisory Firm CRD 139125 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $126M | 120 | 401 | 1 | 09/17/2026 | ☆ |