Axim Wealth Management Llc
- Regulatory AUM
- $127M
- Discretionary
- $119M
- Clients
- 287
- Avg AUM / client
- $443K
- Accounts
- 678
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 252 | $69.5M | 54.6% |
| High net worth individuals | 33 | $49.2M | 38.7% |
| Pension and profit sharing plans | 2 | $8.5M | 6.68% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pham, Luong | Managing Member/Investment Advisor Representative | Mar 2022 (4y) | 75% or more | |
| Casella, Giselle | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Matthew David Jadwisiak | Registered representative | Apr 2022 (4y) | ||
| Bret Daniel Loftis | Registered representative | Aug 2023 (3y) | ||
| Casey Stevenson | Registered representative | Sep 2024 (2y) | ||
| Jakob Sean Ruby | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $119M (93% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗