Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15251 | Goldfarb Financial Management, Llc CRD 306271 | Investment Adviser · Small ($100M–$1B) | $126M | 6 | 22 | 1 | 05/14/2026 | ☆ | |
| 15252 | Financial Empowerment Llc CRD 131425 | Burnsville, MN | Wealth Manager · Small ($100M–$1B) | $126M | 100 | 334 | 2 | 03/31/2026 | ☆ |
| 15253 | N CRD 112743 | Wealth Manager · Small ($100M–$1B) | $126M | 85 | 85 | 2 | 01/25/2025 | ☆ | |
| 15254 | Coker & Palmer, Inc. CRD 29163 | Jackson, MS | Insurance-Affiliated · Small ($100M–$1B) | $126M | 216 | 216 | 8 | 03/24/2026 | ☆ |
| 15255 | Premier Private Wealth Management, Llc CRD 331860 | Palm Harbor, FL | Insurance-Affiliated · Small ($100M–$1B) | $126M | 700 | 698 | 4 | 02/24/2026 | ☆ |
| 15256 | Bcm Capital Management Llc CRD 337570 | Northfield, IL | Private Fund Manager · Small ($100M–$1B) | $126M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 15257 | Leste Usa, Llc CRD 301289 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $126M | 2 | 2 | 12 | 06/05/2026 | ☆ |
| 15258 | Shepherd Street Advisors Llc CRD 306021 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $126M | 49 | 182 | 2 | 03/10/2026 | ☆ |
| 15259 | Trinity Investment Management, Llc CRD 133873 | Fort Worth, TX | Endowment & Foundation Advisor · Small ($100M–$1B) | $126M | 50 | 96 | 5 | 07/13/2026 | ☆ |
| 15260 | Private Wealth Management Llc CRD 137770 | Insurance-Affiliated · Small ($100M–$1B) | $126M | 12 | 26 | 1 | 03/03/2026 | ☆ | |
| 15261 | Oak Street Advisors Inc CRD 139400 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $126M | 159 | 547 | 2 | 05/14/2026 | ☆ |
| 15262 | Vip Planners, Inc. CRD 111946 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $126M | 209 | 427 | 4 | 03/25/2026 | ☆ |
| 15263 | N CRD 282179 | Wealth Manager · Small ($100M–$1B) | $126M | 111 | 366 | 3 | 02/18/2025 | ☆ | |
| 15264 | Adirondack Research & Management Inc. CRD 130987 | Guilderland, NY | Wealth Manager · Small ($100M–$1B) | $126M | 85 | 159 | 4 | 03/26/2026 | ☆ |
| 15265 | Capital Wealth Advisors, Ltd. CRD 155263 | West Bend, WI | Wealth Manager · Small ($100M–$1B) | $126M | 185 | 522 | 2 | 03/25/2026 | ☆ |
| 15266 | Vip Wealth Advisors Llc CRD 335528 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $126M | 30 | 206 | 1 | 03/18/2026 | ☆ |
| 15267 | Significant Wealth Partners Llc CRD 293060 | Cary, IL | Insurance-Affiliated · Small ($100M–$1B) | $126M | 851 | 851 | 8 | 03/31/2026 | ☆ |
| 15268 | Thielen Capital Corporation CRD 169139 | Ladera Ranch, CA | Wealth Manager · Small ($100M–$1B) | $126M | 82 | 228 | 1 | 03/24/2026 | ☆ |
| 15269 | Live Oak Management Group, Llc CRD 287840 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $126M | 181 | 177 | 4 | 09/09/2026 | ☆ |
| 15270 | Integrity Road Wealth Partners Llc CRD 333154 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $126M | 66 | 294 | 3 | 07/20/2026 | ☆ |
| 15271 | Squires Law & Squires Investments, Llc CRD 333991 | Wealth Manager · Small ($100M–$1B) | $126M | 73 | 73 | 1 | 01/17/2026 | ☆ | |
| 15272 | Reality Financial Planning Services, Llc CRD 143352 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $126M | 214 | 477 | 2 | 03/20/2026 | ☆ |
| 15273 | Eagle's Crest Advisors, Llc CRD 335252 | Huntington, NY | Wealth Manager · Small ($100M–$1B) | $126M | 60 | 331 | 4 | 09/22/2026 | ☆ |
| 15274 | Bsc Capital Partners, Llc CRD 284338 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $126M | 321 | 728 | 5 | 06/29/2026 | ☆ |
| 15275 | Sundial Wealth Llc CRD 321900 | Delray Beach, FL | Wealth Manager · Small ($100M–$1B) | $126M | 58 | 113 | 3 | 07/01/2026 | ☆ |
| 15276 | Breakthru Advisory Services, Llc CRD 332173 | Muskego, WI | Wealth Manager · Small ($100M–$1B) | $126M | 21 | 82 | 4 | 07/29/2026 | ☆ |
| 15277 | Index Financial Advisors Llc CRD 141036 | Wealth Manager · Small ($100M–$1B) | $126M | 23 | 140 | 1 | 08/05/2026 | ☆ | |
| 15278 | Oda And Company, Inc. CRD 119952 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $126M | 197 | 286 | 3 | 07/16/2026 | ☆ |
| 15279 | Hyphen Wealth Management Llc CRD 338134 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $126M | 59 | 193 | 3 | 03/23/2026 | ☆ |
| 15280 | Liontree Partners Llc CRD 289817 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $125M | 9 | 9 | 30 | 05/20/2026 | ☆ |
| 15281 | Oak Street Investment Advisors, Llc CRD 288019 | Greenwood Village, CO | Private Fund Manager · Small ($100M–$1B) | $125M | 72 | 180 | 1 | 09/25/2026 | ☆ |
| 15282 | Lone Peak Advisers, Llc CRD 296772 | Draper, UT | Wealth Manager · Small ($100M–$1B) | $125M | 905 | 905 | 8 | 03/03/2026 | ☆ |
| 15283 | Berkeley Advisors, Inc. CRD 134455 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $125M | 81 | 314 | 2 | 02/05/2026 | ☆ |
| 15284 | Cultivate Wealth Partners Llc CRD 340314 | Broomfield, CO | Wealth Manager · Small ($100M–$1B) | $125M | 85 | 149 | 1 | 08/28/2026 | ☆ |
| 15285 | Demers Constance Elaine CRD 106702 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $125M | 38 | 190 | 2 | 05/12/2026 | ☆ |
| 15286 | Maytal Asset Management Llc CRD 168812 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $125M | 59 | 153 | 1 | 02/05/2026 | ☆ |
| 15287 | Gardner Asset Management Llc CRD 114263 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $125M | 134 | 367 | 1 | 05/11/2026 | ☆ |
| 15288 | Wms Group Llc CRD 164327 | Wealth Manager · Small ($100M–$1B) | $125M | 252 | 521 | 2 | 04/07/2026 | ☆ | |
| 15289 | Ata Management Strategies Inc CRD 118829 | Whitehall, PA | Insurance-Affiliated · Small ($100M–$1B) | $125M | 405 | 405 | 2 | 03/13/2026 | ☆ |
| 15290 | Bastion Fiduciary, Llc CRD 333420 | Wealth Manager · Small ($100M–$1B) | $125M | 242 | 437 | 7 | 04/10/2026 | ☆ | |
| 15291 | Konza Global Advisory, Llc CRD 331692 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $125M | 112 | 294 | 2 | 07/28/2026 | ☆ |
| 15292 | Seedsafe Financial Llc CRD 283887 | Wealth Manager · Small ($100M–$1B) | $125M | 86 | 406 | 7 | 08/13/2026 | ☆ | |
| 15293 | Blue Curve Advisory, Llc CRD 333724 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $125M | 291 | 590 | 8 | 03/11/2026 | ☆ |
| 15294 | Southpaw Asset Management Lp CRD 135693 | Private Fund Manager · Small ($100M–$1B) | $125M | 3 | 3 | 2 | 03/27/2026 | ☆ | |
| 15295 | Cantlon Financial Planning Llc CRD 106622 | Insurance-Affiliated · Small ($100M–$1B) | $125M | 99 | 267 | 3 | 01/27/2026 | ☆ | |
| 15296 | 44 North Capital, Llc CRD 327552 | Burlington, VT | Wealth Manager · Small ($100M–$1B) | $125M | 438 | 438 | 3 | 08/26/2026 | ☆ |
| 15297 | Mar Wealth Management Services, Llc CRD 167335 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $125M | 53 | 133 | 3 | 06/04/2026 | ☆ |
| 15298 | Wilson Group Financial Management, Llc CRD 339651 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $125M | 190 | 190 | 9 | 08/12/2026 | ☆ |
| 15299 | Abbondandolo Wealth Management Corp CRD 168081 | Glen Cove, NY | Wealth Manager · Small ($100M–$1B) | $125M | 244 | 244 | 1 | 07/24/2026 | ☆ |
| 15300 | Doxara Capital Lp CRD 339621 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $125M | 2 | 2 | 3 | 02/25/2026 | ☆ |