Hatcher Capital Investments, Inc.
- Regulatory AUM
- $127M
- Discretionary
- $38.3M
- Clients
- 319
- Avg AUM / client
- $400K
- Accounts
- 542
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $20.9M | 16.4% |
| High net worth individuals | 247 | $17.3M | 13.6% |
| Pension and profit sharing plans | 49 | $89.2M | 70.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tara Group, Llc 401(k) Retirement Plan Tara Group, Llc | 2024 | |
| S & H Systems 401(k) Plan S & H Systems, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hatcher, Greg, Layne | President | Mar 2015 (11y) | 75% or more | |
| Clay Mc Kinney | Chief Compliance Officer | Jan 2019 (8y) | Less than 5% | |
| Matthew Jacob Dawson | Registered representative | Jan 2024 (3y) | ||
| Walter Clifford Allen Weaver | Registered representative | Jan 2025 (2y) | ||
| Ann Katherine Ledyard | Registered representative | Jun 2025 (1y) | ||
| Jonathan Morgan Ricketts | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tara Group, Llc 401(k) Retirement Plan | Tara Group, Llc | 323 | $15.8M | 01/01/2024 |
| S & H Systems 401(k) Plan | S & H Systems, Inc. | 142 | $9.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $36.8M (29% of AUM) Mar 2026
- Ascensus Broker Dealer Services, Llc $32.2M (25% of AUM) Mar 2026
- Empower Financial Services, Inc. $19.7M (15% of AUM) Mar 2026
- Voya Financial $9.6M (9% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗