Tempered Investment Management Ltd.
- Regulatory AUM
- $128M
- Discretionary
- $128M
- Clients
- 8
- Avg AUM / client
- $15.9M
- Accounts
- 8
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 3 | $11.8M | 9.26% |
| Pooled investment vehicles (non-investment companies) | 3 | $97.8M | 76.6% |
| Insurance companies | 1 | $2.3M | 1.83% |
| Corporations and other businesses | 1 | $15.6M | 12.3% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ng, Hiok Hhu | Chief Investment Officer, Director | May 2010 (16y) | ≈ 37.5% – 75% via 1247013 Bc Ltd. | |
| Chan, Grace | Chief Compliance Officer | Sep 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 1247013 Bc Ltd. | Shareholder | Jun 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ng, Hiok Hhu: 50% – 75% of 1247013 Bc Ltd. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/29/2025 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $18.0M (14% of AUM) Sep 2026
- National Bank Independent Network $11.8M (9% of AUM) Sep 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 24, 2026.
View current Form ADV (SEC/IAPD) ↗