Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15151 | Ashwood Advisors, Llc CRD 128811 | Medfield, MA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 110 | 195 | 3 | 06/30/2026 | ☆ |
| 15152 | A.T. Lloyd's, Inc CRD 148225 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $127M | 420 | 537 | 2 | 03/30/2026 | ☆ |
| 15153 | Duke Funding Management, L.L.C. CRD 117590 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $127M | 4 | 4 | 164 | 03/30/2026 | ☆ |
| 15154 | Advr, Inc CRD 318823 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $127M | 426 | 2,029 | 12 | 03/30/2026 | ☆ |
| 15155 | Bone Fide Wealth, Llc CRD 301066 | New York, NY | Wealth Manager · Small ($100M–$1B) | $127M | 181 | 668 | 4 | 03/23/2026 | ☆ |
| 15156 | Personal Money Planning, Llc CRD 112178 | Wichita Falls, TX | Wealth Manager · Small ($100M–$1B) | $127M | 217 | 566 | 5 | 04/07/2026 | ☆ |
| 15157 | Shadowridge Asset Management, Llc CRD 162066 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $127M | 614 | 870 | 9 | 03/19/2026 | ☆ |
| 15158 | Clear Resource Group, Llc CRD 304245 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $127M | 134 | 335 | 2 | 03/17/2026 | ☆ |
| 15159 | Carmichael Capital, Inc. CRD 118468 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $127M | 76 | 203 | 2 | 03/04/2026 | ☆ |
| 15160 | Brackenwood Capital Management, Llc CRD 135478 | Bainbridge Island, WA | Wealth Manager · Small ($100M–$1B) | $127M | 86 | 292 | 2 | 05/18/2026 | ☆ |
| 15161 | Artesa Financial Group, Llc CRD 153741 | Conroe, TX | Wealth Manager · Small ($100M–$1B) | $127M | 329 | 606 | 4 | 03/31/2026 | ☆ |
| 15162 | Copperline Wealth Management & Planning CRD 335796 | Cody, WY | Wealth Manager · Small ($100M–$1B) | $127M | 440 | 735 | 3 | 03/29/2026 | ☆ |
| 15163 | Kingwood Investment Group, Llc CRD 330330 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $127M | 244 | 439 | 7 | 03/20/2026 | ☆ |
| 15164 | Hickory Wealth Management, Llc CRD 298475 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $127M | 209 | 511 | 4 | 03/18/2026 | ☆ |
| 15165 | Acts Financial Advisors, Llc CRD 325930 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $127M | 23 | 158 | 2 | 03/05/2026 | ☆ |
| 15166 | Twin Gryphon Advisors Llc CRD 297264 | Marshfield, MA | Wealth Manager · Small ($100M–$1B) | $127M | 50 | 123 | 4 | 03/13/2026 | ☆ |
| 15167 | Wallick Investments, Llc CRD 162976 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $127M | 249 | 637 | 5 | 02/05/2026 | ☆ |
| 15168 | Investment Office Resources, Llc CRD 311647 | Clayton, MO | Endowment & Foundation Advisor · Small ($100M–$1B) | $127M | 4 | 11 | 02/06/2026 | ☆ | |
| 15169 | Ria Wealth Advisors, Llc CRD 312072 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $126M | 241 | 562 | 5 | 03/27/2026 | ☆ |
| 15170 | Fortitude Private Wealth Inc. CRD 290074 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $126M | 67 | 322 | 2 | 03/31/2026 | ☆ |
| 15171 | Aisa Financial Planning Ltd CRD 172777 | Devizes | Wealth Manager · Small ($100M–$1B) | $126M | 242 | 236 | 8 | 03/30/2026 | ☆ |
| 15172 | P&A Capital Advisors, Inc. CRD 111731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $126M | 4 | 4 | 10 | 03/26/2026 | ☆ |
| 15173 | The Advisory Firm CRD 139125 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $126M | 120 | 401 | 1 | 07/01/2026 | ☆ |
| 15174 | Goldfarb Financial Management, Llc CRD 306271 | Investment Adviser · Small ($100M–$1B) | $126M | 6 | 22 | 1 | 05/14/2026 | ☆ | |
| 15175 | Financial Empowerment Llc CRD 131425 | Burnsville, MN | Wealth Manager · Small ($100M–$1B) | $126M | 100 | 334 | 2 | 03/31/2026 | ☆ |
| 15176 | N CRD 112743 | Wealth Manager · Small ($100M–$1B) | $126M | 85 | 85 | 2 | 01/25/2025 | ☆ | |
| 15177 | Coker & Palmer, Inc. CRD 29163 | Jackson, MS | Insurance-Affiliated · Small ($100M–$1B) | $126M | 216 | 216 | 8 | 03/24/2026 | ☆ |
| 15178 | Premier Private Wealth Management, Llc CRD 331860 | Palm Harbor, FL | Insurance-Affiliated · Small ($100M–$1B) | $126M | 700 | 698 | 4 | 02/24/2026 | ☆ |
| 15179 | Bcm Capital Management Llc CRD 337570 | Northfield, IL | Private Fund Manager · Small ($100M–$1B) | $126M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 15180 | Leste Usa, Llc CRD 301289 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $126M | 2 | 2 | 12 | 06/05/2026 | ☆ |
| 15181 | Shepherd Street Advisors Llc CRD 306021 | Larkspur, CA | Wealth Manager · Small ($100M–$1B) | $126M | 49 | 182 | 2 | 03/10/2026 | ☆ |
| 15182 | Trinity Investment Management, Llc CRD 133873 | Fort Worth, TX | Endowment & Foundation Advisor · Small ($100M–$1B) | $126M | 50 | 96 | 5 | 07/13/2026 | ☆ |
| 15183 | Private Wealth Management Llc CRD 137770 | Insurance-Affiliated · Small ($100M–$1B) | $126M | 12 | 26 | 1 | 03/03/2026 | ☆ | |
| 15184 | Oak Street Advisors Inc CRD 139400 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $126M | 159 | 547 | 2 | 05/14/2026 | ☆ |
| 15185 | Vip Planners, Inc. CRD 111946 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $126M | 209 | 427 | 4 | 03/25/2026 | ☆ |
| 15186 | N CRD 282179 | Wealth Manager · Small ($100M–$1B) | $126M | 111 | 366 | 3 | 02/18/2025 | ☆ | |
| 15187 | Adirondack Research & Management Inc. CRD 130987 | Guilderland, NY | Wealth Manager · Small ($100M–$1B) | $126M | 85 | 159 | 4 | 03/26/2026 | ☆ |
| 15188 | Capital Wealth Advisors, Ltd. CRD 155263 | West Bend, WI | Wealth Manager · Small ($100M–$1B) | $126M | 185 | 522 | 2 | 03/25/2026 | ☆ |
| 15189 | Vip Wealth Advisors Llc CRD 335528 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $126M | 30 | 206 | 1 | 03/18/2026 | ☆ |
| 15190 | Significant Wealth Partners Llc CRD 293060 | Cary, IL | Insurance-Affiliated · Small ($100M–$1B) | $126M | 851 | 851 | 8 | 03/31/2026 | ☆ |
| 15191 | Thielen Capital Corporation CRD 169139 | Ladera Ranch, CA | Wealth Manager · Small ($100M–$1B) | $126M | 82 | 228 | 1 | 03/24/2026 | ☆ |
| 15192 | Sheikh Investments, Inc. CRD 305832 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $126M | 166 | 166 | 2 | 08/05/2026 | ☆ |
| 15193 | Live Oak Management Group, Llc CRD 287840 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $126M | 181 | 177 | 4 | 05/11/2026 | ☆ |
| 15194 | Integrity Road Wealth Partners Llc CRD 333154 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $126M | 66 | 294 | 3 | 07/20/2026 | ☆ |
| 15195 | Squires Law & Squires Investments, Llc CRD 333991 | Wealth Manager · Small ($100M–$1B) | $126M | 73 | 73 | 1 | 01/17/2026 | ☆ | |
| 15196 | Reality Financial Planning Services, Llc CRD 143352 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $126M | 214 | 477 | 2 | 03/20/2026 | ☆ |
| 15197 | Bsc Capital Partners, Llc CRD 284338 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $126M | 321 | 728 | 5 | 06/29/2026 | ☆ |
| 15198 | Sundial Wealth Llc CRD 321900 | Delray Beach, FL | Wealth Manager · Small ($100M–$1B) | $126M | 58 | 113 | 3 | 07/01/2026 | ☆ |
| 15199 | Breakthru Advisory Services, Llc CRD 332173 | Muskego, WI | Wealth Manager · Small ($100M–$1B) | $126M | 21 | 82 | 4 | 07/29/2026 | ☆ |
| 15200 | Index Financial Advisors Llc CRD 141036 | Wealth Manager · Small ($100M–$1B) | $126M | 23 | 140 | 1 | 08/05/2026 | ☆ |