Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15151 | Infinity Advisory Group, Llc CRD 324723 | Portage, MI | Insurance-Affiliated · Small ($100M–$1B) | $129M | 208 | 533 | 5 | 03/20/2026 | ☆ |
| 15152 | Wolfgang Capital Llc CRD 283525 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $129M | 430 | 729 | 5 | 02/17/2026 | ☆ |
| 15153 | Gordon Asset Management Llc CRD 137136 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $129M | 38 | 40 | 3 | 02/06/2026 | ☆ |
| 15154 | Colchester Investment Counsel Llc CRD 126805 | Ridgefield, CT | Wealth Manager · Small ($100M–$1B) | $129M | 58 | 151 | 3 | 03/17/2026 | ☆ |
| 15155 | Qfc Advisory Llc CRD 118886 | Maryville, TN | Wealth Manager · Small ($100M–$1B) | $129M | 211 | 595 | 4 | 06/02/2026 | ☆ |
| 15156 | Capital View Wealth Management, Llc CRD 126653 | Wealth Manager · Small ($100M–$1B) | $129M | 27 | 27 | 1 | 03/03/2026 | ☆ | |
| 15157 | Holm & Cawley Financial Group Llc CRD 150601 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $129M | 251 | 412 | 5 | 03/04/2026 | ☆ |
| 15158 | Diccianni Financial Group, Inc. CRD 149332 | East Norriton, PA | Insurance-Affiliated · Small ($100M–$1B) | $129M | 321 | 336 | 4 | 09/14/2026 | ☆ |
| 15159 | Lord And Richards Wealth Management, Llc CRD 328907 | Highlands Ranch, CO | Wealth Manager · Small ($100M–$1B) | $129M | 1,228 | 1,363 | 18 | 09/04/2026 | ☆ |
| 15160 | Pasnau Investment Management, Inc. CRD 125647 | Wealth Manager · Small ($100M–$1B) | $129M | 233 | 341 | 3 | 08/24/2026 | ☆ | |
| 15161 | Isf Global Capital Inc. CRD 340592 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $129M | 109 | 112 | 4 | 09/04/2026 | ☆ |
| 15162 | Prospettiva Financial Llc CRD 148760 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $129M | 294 | 308 | 3 | 03/17/2026 | ☆ |
| 15163 | Hudson Heritage Capital Management, Inc. CRD 44357 | Croton On Hudson, NY | Insurance-Affiliated · Small ($100M–$1B) | $129M | 300 | 460 | 12 | 03/23/2026 | ☆ |
| 15164 | Banta Asset Management Lp CRD 142987 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $129M | 117 | 211 | 4 | 02/11/2026 | ☆ |
| 15165 | Catum Advisory Group, Llc. CRD 277148 | Wilton, CT | Wealth Manager · Small ($100M–$1B) | $129M | 94 | 296 | 4 | 03/30/2026 | ☆ |
| 15166 | Revalue Llc CRD 165499 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $129M | 254 | 501 | 8 | 05/06/2026 | ☆ |
| 15167 | Foster Point Capital, Llc CRD 312356 | Wealth Manager · Small ($100M–$1B) | $129M | 126 | 414 | 3 | 03/19/2026 | ☆ | |
| 15168 | Pelican Investment Advisors, Llc CRD 313227 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $129M | 270 | 272 | 12 | 06/30/2026 | ☆ |
| 15169 | Berkeley Capital Management, Llc CRD 149229 | Ellsworth, KS | Wealth Manager · Small ($100M–$1B) | $128M | 370 | 767 | 5 | 03/12/2026 | ☆ |
| 15170 | Kurtin Financial Advisers, Llc CRD 115418 | Wealth Manager · Small ($100M–$1B) | $128M | 22 | 27 | 1 | 03/06/2026 | ☆ | |
| 15171 | Bhk Securities, Llc CRD 139665 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $128M | 103 | 184 | 8 | 03/26/2026 | ☆ |
| 15172 | Broadhurst Financial Advisors, Inc. CRD 132332 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $128M | 59 | 259 | 1 | 06/17/2026 | ☆ |
| 15173 | N CRD 155899 | Wealth Manager · Small ($100M–$1B) | $128M | 239 | 500 | 2 | 10/02/2025 | ☆ | |
| 15174 | Indfin Llc CRD 127898 | Wealth Manager · Small ($100M–$1B) | $128M | 55 | 177 | 1 | 01/27/2026 | ☆ | |
| 15175 | St. John & Associates, Inc. CRD 124778 | Roswell, GA | Wealth Manager · Small ($100M–$1B) | $128M | 153 | 666 | 6 | 03/23/2026 | ☆ |
| 15176 | Ig Better Future Management, Llc CRD 314033 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $128M | 19 | 19 | 8 | 04/10/2026 | ☆ |
| 15177 | Rm Adviser, Llc CRD 283877 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $128M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 15178 | Octant Quantitative Investment Management Llc CRD 165355 | Salt Lake City, UT | Investment Adviser · Small ($100M–$1B) | $128M | 7 | 58 | 3 | 02/19/2026 | ☆ |
| 15179 | Pacifica Partners Capital Management Inc. CRD 162313 | Surrey | Wealth Manager · Small ($100M–$1B) | $128M | 260 | 414 | 10 | 01/22/2026 | ☆ |
| 15180 | Bright Advisors, Llc CRD 338693 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $128M | 178 | 178 | 2 | 04/02/2026 | ☆ |
| 15181 | Networth Financial Services, Llc CRD 126666 | Johns Creek, GA | Wealth Manager · Small ($100M–$1B) | $128M | 107 | 335 | 5 | 03/09/2026 | ☆ |
| 15182 | Idx Advisors, Llc CRD 299658 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $128M | 3 | 3 | 6 | 02/26/2026 | ☆ |
| 15183 | Ydfs, Inc. CRD 128995 | Wealth Manager · Small ($100M–$1B) | $128M | 125 | 583 | 1 | 03/31/2026 | ☆ | |
| 15184 | The Marin Group Inc. CRD 125217 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 147 | 2 | 08/07/2026 | ☆ |
| 15185 | Guardian Capital, Llc CRD 156015 | Wexford, PA | Wealth Manager · Small ($100M–$1B) | $128M | 241 | 300 | 4 | 02/11/2026 | ☆ |
| 15186 | Lifespring Wealth Management, Llc CRD 295694 | Endowment & Foundation Advisor · Small ($100M–$1B) | $128M | 71 | 293 | 2 | 03/13/2026 | ☆ | |
| 15187 | Harbor Hills, Inc. CRD 312691 | Montecito, CA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 264 | 3 | 03/23/2026 | ☆ |
| 15188 | Next Generation Investing, Llc CRD 149017 | Topeka, KS | Insurance-Affiliated · Small ($100M–$1B) | $128M | 245 | 250 | 3 | 09/12/2023 | ☆ |
| 15189 | Second Half Financial Partners, Llc CRD 163454 | Sebring, FL | Wealth Manager · Small ($100M–$1B) | $128M | 493 | 717 | 5 | 04/22/2026 | ☆ |
| 15190 | Opus Private Wealth Group, Llc CRD 171317 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $128M | 142 | 401 | 3 | 02/25/2026 | ☆ |
| 15191 | Breakwater Financial, Llc CRD 282401 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $128M | 62 | 281 | 1 | 07/13/2026 | ☆ |
| 15192 | Cove View Investment Partners, Llc CRD 339631 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $128M | 2 | 2 | 3 | 05/14/2026 | ☆ |
| 15193 | Clio Asset Management Llc CRD 298041 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $128M | 46 | 65 | 1 | 09/01/2026 | ☆ |
| 15194 | Wiser Advisor Group Llc CRD 326579 | Wealth Manager · Small ($100M–$1B) | $128M | 154 | 155 | 3 | 03/25/2026 | ☆ | |
| 15195 | Chartered Advisory Group, Inc. CRD 116517 | Chadds Ford, PA | Insurance-Affiliated · Small ($100M–$1B) | $128M | 283 | 761 | 6 | 03/23/2026 | ☆ |
| 15196 | Split Creek Llc CRD 319437 | Wealth Manager · Small ($100M–$1B) | $128M | 37 | 97 | 1 | 03/06/2026 | ☆ | |
| 15197 | Global Portfolio Solutions, Inc. CRD 333381 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $128M | 85 | 352 | 3 | 03/26/2026 | ☆ |
| 15198 | Willow Financial Llc CRD 325785 | Rogers, AR | Wealth Manager · Small ($100M–$1B) | $128M | 108 | 358 | 5 | 06/30/2026 | ☆ |
| 15199 | Von Haefen, Troy Allen CRD 130564 | Wealth Manager · Small ($100M–$1B) | $128M | 88 | 327 | 2 | 09/28/2026 | ☆ | |
| 15200 | Solidarity Capital Management, Llc CRD 322596 | Lehi, UT | Private Fund Manager · Small ($100M–$1B) | $128M | 1 | 1 | 4 | 03/26/2026 | ☆ |