AUMdb

Miller Financial Services, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 339220 · SEC file 801-134912 · San Juan Capistrano, CA · millerfinancialservicesinc.com
☆ Save with Pro ADV data as of Mar 06, 2026
Regulatory AUM
$127M
Discretionary
$0
Clients
200
Avg AUM / client
$635K
Accounts
360
Employees
3

AUM over time

$0 $127M
Nov 2025 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 200 $127M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Olivet College Dc Retirement Plan Olivet College 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Easton Daniel Miller Registered representative Dec 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Olivet College Dc Retirement Plan Olivet College 223 $23.9M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/06/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.

View current Form ADV (SEC/IAPD) ↗