Octant Quantitative Investment Management Llc
- Regulatory AUM
- $128M
- Discretionary
- $128M
- Clients
- 7
- Avg AUM / client
- $18.3M
- Accounts
- 58
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $139K | 0.11% |
| High net worth individuals | 6 | $7.1M | 5.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $5.4M | 4.19% |
| Charitable organizations | Fewer than 5 clients | $2.4M | 1.86% |
| Other investment advisers | Fewer than 5 clients | $113M | 88.3% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Taylor Holley | Managing Member | Aug 2012 (14y) | 50% – 75% | |
| Michael James Thornton | Managing Member Cco | CFA | Aug 2012 (14y) | 50% – 75% |
| Evan David Holley | Registered representative | Aug 2017 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- E*TRADE (Morgan Stanley) $154M (70% of AUM) Feb 2021
- Axos Clearing $97.0M (76% of AUM) Feb 2026
- Trust Company Of America $75.5M (56% of AUM) Oct 2019
- Jefferson National Financial $41.6M (31% of AUM) Oct 2019
- State Street $27.4M (24% of AUM) Nov 2020
- Profunds Trust $27.1M (12% of AUM) Feb 2021
- Umb Bank $26.1M (16% of AUM) Jan 2018
- Nationwide Fund Distributors Llc $17.6M (14% of AUM) Feb 2026
- Nationwide Securities, Llc $16.7M (11% of AUM) Nov 2024
- Profunds Distributors, Inc. $13.7M (11% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗