Lord And Richards Wealth Management, Llc
- Regulatory AUM
- $129M
- Discretionary
- $129M
- Clients
- 1,228
- Avg AUM / client
- $105K
- Accounts
- 1,363
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of May 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,141 | $72.1M | 56.0% |
| High net worth individuals | 87 | $56.7M | 44.0% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Colin Timothy Richards | Managing Partner And President | Jan 2020 (7y) | 75% or more | |
| Beers, Kari, Dawn | Vp Of Operations | Feb 2023 (4y) | Less than 5% | |
| Schoonover, Dylan, Loyall | Chief Growth Officer | Aug 2023 (3y) | Less than 5% | |
| Jason Christopher Vander Pol | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Jonathan Luke Glazier | Registered representative | Jan 2024 (3y) | ||
| Edmund Douglas Robinson | Registered representative | May 2024 (2y) | ||
| Andrew Jay Stenzel | Registered representative | Jun 2024 (2y) | ||
| William W Meyers | Registered representative | CFP | Jan 2025 (2y) | |
| Luke Taylor Gregory | Registered representative | Jan 2025 (2y) | ||
| Trevor Michael Richards | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/07/2026 | 974 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $104M (81% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.
View current Form ADV (SEC/IAPD) ↗