Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15101 | Walsky Investment Management Inc CRD 106991 | Wyomissing, PA | Wealth Manager · Small ($100M–$1B) | $130M | 107 | 234 | 2 | 03/12/2026 | ☆ |
| 15102 | Montgomery Capital Advisors Llc CRD 138148 | New York, NY | Wealth Manager · Small ($100M–$1B) | $130M | 51 | 80 | 2 | 06/16/2026 | ☆ |
| 15103 | Solist Wealth, Llc CRD 329317 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $130M | 87 | 216 | 1 | 08/03/2026 | ☆ |
| 15104 | Wise Wealth Management, Llc CRD 133614 | New York, NY | Wealth Manager · Small ($100M–$1B) | $130M | 79 | 222 | 2 | 03/27/2026 | ☆ |
| 15105 | Cerasus Advisors Inc CRD 152113 | Wealth Manager · Small ($100M–$1B) | $130M | 31 | 31 | 2 | 03/12/2026 | ☆ | |
| 15106 | Versatile Capital Management L.L.C. CRD 173611 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $130M | 45 | 88 | 3 | 03/27/2026 | ☆ |
| 15107 | Aan Wealth Advisors Llc CRD 300652 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $130M | 229 | 525 | 10 | 06/01/2026 | ☆ |
| 15108 | Capital City Wealth Management, Inc. CRD 172199 | Bismarck, ND | Wealth Manager · Small ($100M–$1B) | $130M | 135 | 298 | 6 | 02/18/2026 | ☆ |
| 15109 | Global Venture Management Llc CRD 324517 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $130M | 2 | 2 | 1 | 08/24/2026 | ☆ |
| 15110 | Henthorn Agency, Inc. CRD 121607 | Beech Grove, IN | Insurance-Affiliated · Small ($100M–$1B) | $130M | 300 | 300 | 1 | 01/21/2026 | ☆ |
| 15111 | My Financial Aurora Limited Liability Company CRD 260786 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $130M | 220 | 700 | 2 | 04/07/2026 | ☆ |
| 15112 | Seven Hills Capital Advisors, Llc CRD 175280 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $130M | 124 | 361 | 1 | 03/31/2026 | ☆ |
| 15113 | Aguiar, Stephen, John CRD 289324 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $130M | 261 | 391 | 4 | 04/01/2026 | ☆ |
| 15114 | Wheels Up Wealth, Inc. CRD 307736 | Wealth Manager · Small ($100M–$1B) | $130M | 114 | 458 | 5 | 02/09/2026 | ☆ | |
| 15115 | Aria Wealth Management, Inc. CRD 288450 | Saratoga, CA | Wealth Manager · Small ($100M–$1B) | $130M | 249 | 570 | 9 | 04/01/2026 | ☆ |
| 15116 | Hondius Capital Management, Lp CRD 297991 | Norwalk, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $130M | 3 | 3 | 6 | 03/26/2026 | ☆ |
| 15117 | Navigo Wealth Management, Llc CRD 146265 | Wealth Manager · Small ($100M–$1B) | $130M | 155 | 560 | 6 | 04/20/2026 | ☆ | |
| 15118 | Pearl Wealth Llc CRD 296811 | Wealth Manager · Small ($100M–$1B) | $130M | 17 | 102 | 2 | 08/24/2026 | ☆ | |
| 15119 | Sophis Investments Llc CRD 170391 | New York, NY | Wealth Manager · Small ($100M–$1B) | $130M | 41 | 78 | 5 | 07/29/2026 | ☆ |
| 15120 | Safe Harbor Fiduciary, Llc CRD 169659 | Pensacola, FL | Wealth Manager · Small ($100M–$1B) | $130M | 346 | 586 | 5 | 03/29/2026 | ☆ |
| 15121 | R. F. Lafferty & Co., Inc. CRD 2498 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $130M | 125 | 185 | 80 | 09/23/2026 | ☆ |
| 15122 | Catalyst Investment Management Llc CRD 298122 | Wealth Manager · Small ($100M–$1B) | $130M | 60 | 214 | 4 | 05/04/2026 | ☆ | |
| 15123 | Financial Network Specialists Llc CRD 109037 | Wealth Manager · Small ($100M–$1B) | $130M | 36 | 141 | 1 | 02/04/2026 | ☆ | |
| 15124 | N CRD 293992 | Wealth Manager · Small ($100M–$1B) | $130M | 126 | 255 | 3 | 08/25/2025 | ☆ | |
| 15125 | Pasqua, Thomas CRD 139618 | Palm City, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $130M | 53 | 53 | 3 | 02/10/2026 | ☆ |
| 15126 | Vida Wealth Partners, Inc. CRD 140824 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $130M | 28 | 45 | 1 | 03/26/2026 | ☆ |
| 15127 | Maclendon Wealth Management, Llc CRD 157819 | Delray Beach, FL | Wealth Manager · Small ($100M–$1B) | $130M | 33 | 34 | 3 | 07/30/2026 | ☆ |
| 15128 | Arnold Castellano And Associates, Llc CRD 117369 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $130M | 301 | 462 | 14 | 03/02/2026 | ☆ |
| 15129 | Burnham & Company Llc CRD 319339 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $130M | 171 | 282 | 2 | 07/24/2026 | ☆ |
| 15130 | Equilibrium Wealth Llc CRD 311940 | Wealth Manager · Small ($100M–$1B) | $130M | 68 | 252 | 5 | 07/21/2026 | ☆ | |
| 15131 | Pebble Valley Holdings, Inc CRD 145664 | Western Springs, IL | Wealth Manager · Small ($100M–$1B) | $129M | 97 | 447 | 3 | 04/27/2026 | ☆ |
| 15132 | Intrinsic Investors Llc CRD 111968 | Wauwatosa, WI | Wealth Manager · Small ($100M–$1B) | $129M | 156 | 383 | 4 | 01/14/2026 | ☆ |
| 15133 | Burlingame Wealth Management, Llc CRD 300041 | Burlingame, CA | Wealth Manager · Small ($100M–$1B) | $129M | 38 | 115 | 1 | 08/26/2026 | ☆ |
| 15134 | Cgi Wealth Advisors, Inc. CRD 311273 | Frazer, PA | Insurance-Affiliated · Small ($100M–$1B) | $129M | 121 | 121 | 2 | 03/31/2026 | ☆ |
| 15135 | Trust Beyond Corp CRD 312721 | Wealth Manager · Small ($100M–$1B) | $129M | 22 | 30 | 1 | 01/16/2026 | ☆ | |
| 15136 | Sklar Capital Advisors, Llc CRD 286554 | Albuquerque, NM | Insurance-Affiliated · Small ($100M–$1B) | $129M | 277 | 277 | 3 | 02/26/2026 | ☆ |
| 15137 | Antonetti Capital Management, Llc CRD 156551 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $129M | 141 | 330 | 2 | 02/23/2026 | ☆ |
| 15138 | Saber Capital Management Llc CRD 166103 | Fuquay Varina, NC | Private Fund Manager · Small ($100M–$1B) | $129M | 90 | 123 | 2 | 02/13/2026 | ☆ |
| 15139 | Genereux Investment Management, Inc. CRD 117436 | Wealth Manager · Small ($100M–$1B) | $129M | 77 | 253 | 1 | 06/29/2026 | ☆ | |
| 15140 | N CRD 327975 | Wealth Manager · Small ($100M–$1B) | $129M | 80 | 247 | 3 | 03/17/2025 | ☆ | |
| 15141 | Attleboro Wealth Management Llc CRD 318056 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $129M | 142 | 628 | 6 | 05/05/2026 | ☆ |
| 15142 | Marcus Capital, Llc CRD 130516 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $129M | 98 | 259 | 2 | 03/10/2026 | ☆ |
| 15143 | Rsc Asset Management Group, Llc CRD 312211 | Studio City, CA | Private Fund Manager · Small ($100M–$1B) | $129M | 8 | 8 | 9 | 03/31/2026 | ☆ |
| 15144 | Patina Wealth Llc CRD 283813 | Wealth Manager · Small ($100M–$1B) | $129M | 173 | 356 | 2 | 08/11/2026 | ☆ | |
| 15145 | Jct Investment Counsel, Inc. CRD 112571 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $129M | 149 | 149 | 1 | 02/12/2026 | ☆ |
| 15146 | Altura Private Wealth Llc CRD 340533 | Centerville, UT | Wealth Manager · Small ($100M–$1B) | $129M | 341 | 870 | 6 | 07/21/2026 | ☆ |
| 15147 | Obion Capital Management Lp CRD 329954 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $129M | 3 | 4 | 4 | 03/31/2026 | ☆ |
| 15148 | Stephen Smith Financial Inc. CRD 339402 | Schaumburg, IL | Insurance-Affiliated · Small ($100M–$1B) | $129M | 160 | 458 | 4 | 07/08/2026 | ☆ |
| 15149 | Ralicki & Company, P.A. CRD 141192 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $129M | 113 | 253 | 3 | 03/06/2026 | ☆ |
| 15150 | Mariva Global Asset Management, Llc CRD 285674 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $129M | 153 | 153 | 5 | 04/13/2026 | ☆ |