AUMdb

Bhk Securities, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 139665 · SEC file 801-67198 · Birmingham, AL · WWW.BHKLLC.COM
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$128M
Discretionary
$54.7M
Clients
103
Avg AUM / client
$1.2M
Accounts
184
Employees
8

AUM over time

$75.5M $283M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 42 $14.9M 11.6%
High net worth individuals 61 $111M 86.7%
Pension and profit sharing plans Fewer than 5 clients $2.1M 1.64%
Corporations and other businesses Fewer than 5 clients $50.6K 0.04%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James Bailey Knight Chief Compliance Officer / Srop / Crop Mar 2005 (21y) ≈ 18.75% – 50% via Bhk Holdings, Llc
Meredyth Roberts Hazzard Ceo / Finop / Cfo Mar 2005 (21y) ≈ 18.75% – 50% via Bhk Holdings, Llc
Brock, John Gurney President Oct 2006 (20y) ≈ 18.75% – 50% via Bhk Holdings, Llc
Robert Lee Barnett Registered representative Chartered Financial Consultant Jan 2012 (15y)
William Martin Beasley Registered representative Jul 2021 (5y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Bhk Holdings, Llc Managing Member Mar 2005 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • James Bailey Knight: 25% – 50% of Bhk Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
  • Meredyth Roberts Hazzard: 25% – 50% of Bhk Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
  • Brock, John Gurney: 25% – 50% of Bhk Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Commissions

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗