Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13051 | Gs Investments, Inc. CRD 107782 | Eagan, MN | Wealth Manager · Small ($100M–$1B) | $192M | 84 | 176 | 3 | 09/16/2026 | ☆ |
| 13052 | Desert Rose Capital Management, Inc. CRD 154331 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $192M | 735 | 1,144 | 22 | 03/20/2026 | ☆ |
| 13053 | Belmont Private Wealth CRD 331436 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $192M | 29 | 142 | 3 | 09/10/2026 | ☆ |
| 13054 | Spurstone Advisory Services, Llc CRD 284158 | Higganum, CT | Insurance-Affiliated · Small ($100M–$1B) | $192M | 163 | 502 | 5 | 03/16/2026 | ☆ |
| 13055 | Investors Mosaic, Llc CRD 168619 | Wealth Manager · Small ($100M–$1B) | $192M | 33 | 164 | 2 | 03/30/2026 | ☆ | |
| 13056 | Southport Station Financial Management, Llc CRD 146270 | Southport, CT | Wealth Manager · Small ($100M–$1B) | $192M | 182 | 326 | 3 | 03/24/2026 | ☆ |
| 13057 | Incompass Financial Partners, Llc CRD 318227 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $192M | 340 | 867 | 6 | 02/23/2026 | ☆ |
| 13058 | Cls Financial Advisors, Inc. CRD 152892 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $192M | 87 | 329 | 5 | 03/12/2026 | ☆ |
| 13059 | Rfp Financial Group, Llc CRD 293206 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $192M | 260 | 644 | 4 | 08/28/2026 | ☆ |
| 13060 | Pettee Investors Inc CRD 105553 | Rowayton, CT | Wealth Manager · Small ($100M–$1B) | $192M | 27 | 64 | 6 | 03/17/2026 | ☆ |
| 13061 | First American Asset Advisory, Llc. CRD 282254 | Garden City, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $192M | 266 | 266 | 8 | 03/31/2026 | ☆ |
| 13062 | Five Pine Wealth Management Inc. CRD 317657 | Coeur D'alene, ID | Wealth Manager · Small ($100M–$1B) | $192M | 350 | 960 | 3 | 02/09/2026 | ☆ |
| 13063 | K2 Financial Inc. CRD 300913 | Glendora, CA | Wealth Manager · Small ($100M–$1B) | $192M | 393 | 1,267 | 10 | 03/21/2026 | ☆ |
| 13064 | Windward Management Lp CRD 316224 | Private Fund Manager · Small ($100M–$1B) | $192M | 4 | 5 | 4 | 08/13/2026 | ☆ | |
| 13065 | Old Rock Asset Management Llc CRD 145748 | Wealth Manager · Small ($100M–$1B) | $192M | 9 | 51 | 2 | 01/14/2026 | ☆ | |
| 13066 | Sanctuary Wealth Advisors Llc CRD 285428 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $192M | 45 | 47 | 2 | 03/24/2026 | ☆ |
| 13067 | Phorcys Capital Partners, Llc CRD 285635 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $191M | 3 | 3 | 7 | 04/01/2026 | ☆ |
| 13068 | The Capital Group Fiduciary Advisors, Llc CRD 295193 | Wealth Manager · Small ($100M–$1B) | $191M | 285 | 722 | 3 | 03/19/2026 | ☆ | |
| 13069 | Cosmos Wealth, Llc CRD 341781 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $191M | 60 | 135 | 2 | 09/21/2026 | ☆ |
| 13070 | Strategic Advisory Partners, Llc CRD 314842 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $191M | 346 | 828 | 8 | 03/25/2026 | ☆ |
| 13071 | Spinosa Wealth Management Group, Llc CRD 170903 | Mandeville, LA | Wealth Manager · Small ($100M–$1B) | $191M | 152 | 334 | 3 | 03/05/2026 | ☆ |
| 13072 | Variadic Llc CRD 332389 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $191M | 1 | 1 | 10 | 04/15/2026 | ☆ |
| 13073 | Aravalli Capital Management Lp CRD 327861 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $191M | 5 | 5 | 4 | 07/01/2026 | ☆ |
| 13074 | Togwotee Cio, Llc CRD 311981 | Investment Adviser · Small ($100M–$1B) | $191M | 13 | 25 | 1 | 01/28/2026 | ☆ | |
| 13075 | Guardian Wealth Partners, Llc CRD 310203 | New York, NY | Wealth Manager · Small ($100M–$1B) | $191M | 402 | 655 | 75 | 09/02/2026 | ☆ |
| 13076 | Lb Partners Llc CRD 309088 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $191M | 4 | 4 | 2 | 07/29/2026 | ☆ |
| 13077 | Oceanside Advisors Llc CRD 170307 | Mount Pleasant, SC | Insurance-Affiliated · Small ($100M–$1B) | $191M | 253 | 765 | 5 | 02/04/2026 | ☆ |
| 13078 | N CRD 323562 | Private Fund Manager · Small ($100M–$1B) | $191M | 1 | 1 | 45 | 03/28/2025 | ☆ | |
| 13079 | Anchor Capital Management Group, Inc. CRD 123543 | Aliso Viejo, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $191M | 26 | 28 | 3 | 03/30/2026 | ☆ |
| 13080 | Investment Management Corporation CRD 107246 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $191M | 193 | 666 | 6 | 02/26/2026 | ☆ |
| 13081 | High Plains Investment Advisors, Inc. CRD 114404 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $191M | 137 | 415 | 2 | 02/09/2026 | ☆ |
| 13082 | Forthright Family Wealth Advisory Llc CRD 304547 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $191M | 64 | 221 | 2 | 03/31/2026 | ☆ |
| 13083 | Enza Financial, Llc CRD 315827 | Independence, OH | Wealth Manager · Small ($100M–$1B) | $191M | 198 | 339 | 5 | 03/02/2026 | ☆ |
| 13084 | Columbia River Advisors, Llc CRD 154571 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $191M | 233 | 575 | 6 | 07/08/2026 | ☆ |
| 13085 | Apex Wealth Management, Llc CRD 317091 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $191M | 114 | 271 | 2 | 02/11/2026 | ☆ |
| 13086 | M83 Investment Group, Llc CRD 332416 | Calabasas, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $191M | 1 | 1 | 6 | 12/05/2025 | ☆ |
| 13087 | Calumet Capital Partners Llc CRD 318770 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $191M | 3 | 3 | 03/27/2026 | ☆ | |
| 13088 | Bowen Financial Services, Llc CRD 116714 | Midlothian, VA | Wealth Manager · Small ($100M–$1B) | $191M | 67 | 305 | 3 | 03/30/2026 | ☆ |
| 13089 | Drh Investments, Inc. CRD 164945 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $191M | 101 | 332 | 4 | 03/30/2026 | ☆ |
| 13090 | Psg Credit Gp, Llc CRD 311297 | Columbia, MD | Private Fund Manager · Small ($100M–$1B) | $191M | 7 | 7 | 25 | 08/06/2026 | ☆ |
| 13091 | D & G Advisory Group, L.L.C. CRD 125055 | Insurance-Affiliated · Small ($100M–$1B) | $191M | 293 | 293 | 3 | 03/24/2026 | ☆ | |
| 13092 | N CRD 108183 | Wealth Manager · Small ($100M–$1B) | $191M | 187 | 349 | 6 | 03/26/2025 | ☆ | |
| 13093 | Meyer Capital Management Llc. CRD 106904 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $191M | 116 | 353 | 7 | 03/30/2026 | ☆ |
| 13094 | Lfg Wealth Partners, Llc CRD 331339 | Elizabethtown, KY | Insurance-Affiliated · Small ($100M–$1B) | $191M | 360 | 919 | 26 | 02/09/2026 | ☆ |
| 13095 | Dynamic Wealth Strategies, Llc CRD 167594 | Granite Bay, CA | Wealth Manager · Small ($100M–$1B) | $191M | 159 | 159 | 8 | 03/23/2026 | ☆ |
| 13096 | Masus Financial Group, Ltd. CRD 174339 | Batavia, IL | Wealth Manager · Small ($100M–$1B) | $191M | 296 | 606 | 4 | 05/19/2026 | ☆ |
| 13097 | Wisdom Wealth Strategies, Llc CRD 170230 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $190M | 219 | 680 | 2 | 07/29/2026 | ☆ |
| 13098 | Bluestone Private Wealth, Llc CRD 326055 | Cleveland, OH | Multi-Family Office · Small ($100M–$1B) | $190M | 18 | 226 | 3 | 03/05/2026 | ☆ |
| 13099 | Vanguard Capital Wealth Advisors, Llc CRD 285052 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $190M | 199 | 414 | 5 | 09/01/2026 | ☆ |
| 13100 | Lord Abbett Fif Advisor Llc CRD 332700 | Jersey City, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $190M | 2 | 2 | 821 | 12/24/2025 | ☆ |