Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13101 | Arca Investment Management, Llc CRD 298298 | Marina Del Rey, CA | Private Fund Manager · Small ($100M–$1B) | $188M | 8 | 8 | 25 | 03/31/2026 | ☆ |
| 13102 | Kfg, Llc CRD 337331 | Rapid City, SD | Wealth Manager · Small ($100M–$1B) | $188M | 101 | 516 | 10 | 07/08/2026 | ☆ |
| 13103 | Heritage Financial Advisors, Llc CRD 154955 | Waterville, OH | Wealth Manager · Small ($100M–$1B) | $188M | 220 | 502 | 1 | 03/27/2026 | ☆ |
| 13104 | Finsym Partners, Llc CRD 153712 | Wealth Manager · Small ($100M–$1B) | $188M | 90 | 90 | 3 | 02/27/2026 | ☆ | |
| 13105 | Shadowfall Capital & Research Llp CRD 300174 | London | Private Fund Manager · Small ($100M–$1B) | $188M | 5 | 9 | 9 | 03/17/2026 | ☆ |
| 13106 | The Westchester Group, Llc CRD 288959 | Investment Adviser · Small ($100M–$1B) | $188M | 23 | 23 | 2 | 03/11/2026 | ☆ | |
| 13107 | Pactolus Private Wealth Management Llc CRD 155195 | Vienna, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $188M | 307 | 447 | 17 | 08/05/2026 | ☆ |
| 13108 | N CRD 145458 | Wealth Manager · Small ($100M–$1B) | $188M | 219 | 602 | 2 | 02/10/2025 | ☆ | |
| 13109 | Saddlerock Capital Management Llc CRD 330801 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $188M | 3 | 3 | 6 | 04/21/2026 | ☆ |
| 13110 | Liftpoint Family Wealth Advisors, Llc CRD 337973 | Far Hills, NJ | Wealth Manager · Small ($100M–$1B) | $188M | 64 | 273 | 2 | 02/06/2026 | ☆ |
| 13111 | Lanx Management, Llc CRD 138305 | White Plains, NY | Private Fund Manager · Small ($100M–$1B) | $188M | 15 | 15 | 2 | 03/31/2026 | ☆ |
| 13112 | Redstone Wealth Management, Llc CRD 311525 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $188M | 602 | 1,122 | 10 | 02/06/2026 | ☆ |
| 13113 | Rothwell Investment Advisors Llc CRD 337504 | Salem, MA | Wealth Manager · Small ($100M–$1B) | $188M | 709 | 1,363 | 5 | 03/30/2026 | ☆ |
| 13114 | Wall Street Financial Group, Inc. CRD 289051 | Carlinville, IL | Insurance-Affiliated · Small ($100M–$1B) | $188M | 425 | 1,208 | 3 | 01/20/2026 | ☆ |
| 13115 | Colman Knight Advisory Group, Llc CRD 119696 | Acton, MA | Wealth Manager · Small ($100M–$1B) | $188M | 127 | 441 | 8 | 06/12/2026 | ☆ |
| 13116 | Sfg Wealth Advisors, Llc CRD 307368 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $188M | 251 | 779 | 6 | 03/20/2026 | ☆ |
| 13117 | Finarc Investments, Inc. CRD 166571 | Norwood, MA | Wealth Manager · Small ($100M–$1B) | $188M | 93 | 377 | 4 | 03/27/2026 | ☆ |
| 13118 | Cdkv Holdings Llc CRD 299856 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $188M | 111 | 335 | 2 | 03/11/2026 | ☆ |
| 13119 | Durante & Waters, Llc CRD 127216 | Brewster, NY | Wealth Manager · Small ($100M–$1B) | $187M | 171 | 564 | 5 | 02/06/2026 | ☆ |
| 13120 | Quantitative Asset Management, Llc CRD 143279 | Minnetonka, MN | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $187M | 155 | 155 | 2 | 03/27/2026 | ☆ |
| 13121 | Topturn Capital, Llc CRD 151464 | Carmel, CA | Wealth Manager · Small ($100M–$1B) | $187M | 106 | 318 | 5 | 03/30/2026 | ☆ |
| 13122 | Journey Retirement Planning And Investment Management, Llc CRD 315237 | Ammon, ID | Wealth Manager · Small ($100M–$1B) | $187M | 637 | 1,048 | 8 | 06/05/2026 | ☆ |
| 13123 | Gagnon Advisors, Llc CRD 161697 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $187M | 3 | 3 | 10 | 08/12/2026 | ☆ |
| 13124 | Cfc Planning Company, Llc CRD 310603 | Cicero, IN | Insurance-Affiliated · Small ($100M–$1B) | $187M | 392 | 1,123 | 9 | 03/17/2026 | ☆ |
| 13125 | Harbor Asset Planning, Inc. CRD 144944 | Wealth Manager · Small ($100M–$1B) | $187M | 99 | 99 | 3 | 01/09/2026 | ☆ | |
| 13126 | Sun Mountain Partners, Llc CRD 290560 | Private Fund Manager · Small ($100M–$1B) | $187M | 15 | 15 | 1 | 07/09/2026 | ☆ | |
| 13127 | Helmsman Financial Group, Llc CRD 113780 | Woodinville, WA | Wealth Manager · Small ($100M–$1B) | $187M | 98 | 267 | 3 | 03/19/2026 | ☆ |
| 13128 | Ward & Associates CRD 107878 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $187M | 55 | 55 | 2 | 06/23/2026 | ☆ |
| 13129 | N CRD 142352 | Wealth Manager · Small ($100M–$1B) | $187M | 175 | 523 | 7 | 03/24/2025 | ☆ | |
| 13130 | Bancreek Capital Advisors, Llc CRD 328736 | Santa Monica, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $187M | 3 | 3 | 3 | 03/18/2026 | ☆ |
| 13131 | Advice & Planning Services Llc CRD 283626 | Youngwood, PA | Insurance-Affiliated · Small ($100M–$1B) | $187M | 319 | 740 | 1 | 03/02/2026 | ☆ |
| 13132 | Small Enterprise Assistance Funds CRD 161539 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $187M | 10 | 10 | 51 | 03/30/2026 | ☆ |
| 13133 | Erisa Advisers, Inc. CRD 170487 | Brentwood, TN | Institutional / Pension Advisor · Small ($100M–$1B) | $187M | 136 | 146 | 4 | 03/20/2026 | ☆ |
| 13134 | Fjell Capital, Llc CRD 327541 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $187M | 205 | 654 | 4 | 04/16/2026 | ☆ |
| 13135 | Secure Planning, Llc CRD 42179 | Portsmouth, NH | Insurance-Affiliated · Small ($100M–$1B) | $187M | 529 | 846 | 5 | 05/06/2026 | ☆ |
| 13136 | Public Equity Partners, Llc CRD 126765 | Multi-Family Office · Small ($100M–$1B) | $187M | 2 | 2 | 1 | 04/17/2026 | ☆ | |
| 13137 | Blue Door Asset Management, Llc CRD 314457 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $187M | 4 | 4 | 4 | 05/08/2026 | ☆ |
| 13138 | Eliot Finkel Investment Counsel, Llc CRD 104695 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $187M | 73 | 174 | 3 | 03/30/2026 | ☆ |
| 13139 | Alpha Omega Financial Advisory, Inc. CRD 314289 | Wealth Manager · Small ($100M–$1B) | $187M | 87 | 337 | 2 | 02/09/2026 | ☆ | |
| 13140 | Dutch Asset Corporation CRD 170884 | Selkirk, NY | Wealth Manager · Small ($100M–$1B) | $187M | 228 | 441 | 10 | 06/16/2026 | ☆ |
| 13141 | N CRD 117908 | Wealth Manager · Small ($100M–$1B) | $187M | 204 | 204 | 2 | 03/10/2025 | ☆ | |
| 13142 | Picea Capital Llc CRD 307775 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $187M | 15 | 15 | 3 | 03/30/2026 | ☆ |
| 13143 | Wealth Management Of The Bluegrass, Llc. CRD 289163 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $187M | 159 | 160 | 2 | 03/20/2026 | ☆ |
| 13144 | Asl Financial, Llc CRD 115479 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $187M | 190 | 190 | 1 | 01/05/2026 | ☆ |
| 13145 | David P. Gilliam & Associates, Inc. CRD 285515 | Muncie, IN | Wealth Manager · Small ($100M–$1B) | $187M | 457 | 573 | 3 | 06/17/2026 | ☆ |
| 13146 | Axecap Investments, Llc CRD 314674 | Mason, OH | Wealth Manager · Small ($100M–$1B) | $187M | 560 | 1,285 | 8 | 03/31/2026 | ☆ |
| 13147 | Sloy Dahl & Holst Holdings, Inc CRD 310107 | Vancouver, WA | Private Fund Manager · Small ($100M–$1B) | $187M | 1 | 1 | 3 | 07/15/2026 | ☆ |
| 13148 | Specialized Retirement Consultants Llc CRD 317027 | Institutional / Pension Advisor · Small ($100M–$1B) | $187M | 5 | 2,185 | 1 | 02/23/2026 | ☆ | |
| 13149 | Advocate Investing Services, Llc CRD 273035 | Woodbine, MD | Wealth Manager · Small ($100M–$1B) | $187M | 225 | 385 | 5 | 03/11/2026 | ☆ |
| 13150 | Alvin Clay Financial Advisors, Llc CRD 226655 | Jenkintown, PA | Wealth Manager · Small ($100M–$1B) | $187M | 178 | 446 | 5 | 05/13/2026 | ☆ |