Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13001 | Kazazian Asset Management, Llc CRD 328433 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $193M | 2 | 3 | 2 | 03/25/2026 | ☆ |
| 13002 | Stonecreek Private Wealth, Llc CRD 323473 | Wealth Manager · Small ($100M–$1B) | $193M | 69 | 202 | 1 | 02/26/2026 | ☆ | |
| 13003 | Retirement Plan Fiduciaries, Llc CRD 161137 | Institutional / Pension Advisor · Small ($100M–$1B) | $193M | 51 | 51 | 2 | 03/02/2026 | ☆ | |
| 13004 | Kastel Capital Advisors, Llc CRD 226520 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $193M | 67 | 265 | 3 | 06/01/2026 | ☆ |
| 13005 | Balanced Rock Investment Advisors Llc CRD 157424 | Roslindale, MA | Wealth Manager · Small ($100M–$1B) | $193M | 210 | 834 | 5 | 05/13/2026 | ☆ |
| 13006 | 3 Factor Indexing, Llc CRD 160356 | Wealth Manager · Small ($100M–$1B) | $193M | 48 | 174 | 4 | 03/26/2026 | ☆ | |
| 13007 | January Capital Advisors Llc CRD 177514 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $193M | 186 | 470 | 4 | 03/31/2026 | ☆ |
| 13008 | Rmdr Advisors, Inc. CRD 118473 | Insurance-Affiliated · Small ($100M–$1B) | $193M | 180 | 488 | 3 | 03/16/2026 | ☆ | |
| 13009 | Elemental Capital Partners Llc CRD 283897 | Wealth Manager · Small ($100M–$1B) | $193M | 63 | 122 | 1 | 03/02/2026 | ☆ | |
| 13010 | Hinchley Advisory Group, Llc CRD 157860 | Centennial, CO | Wealth Manager · Small ($100M–$1B) | $193M | 296 | 917 | 5 | 04/06/2026 | ☆ |
| 13011 | Willner & Heller Llc CRD 135406 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $193M | 178 | 472 | 3 | 06/10/2026 | ☆ |
| 13012 | East Guilford Financial Services Llc CRD 127481 | Madison, CT | Insurance-Affiliated · Small ($100M–$1B) | $193M | 301 | 732 | 1 | 03/24/2026 | ☆ |
| 13013 | Terra Alpha Investments Llc CRD 288690 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 9 | 03/12/2026 | ☆ |
| 13014 | Cape Ann Capital, Inc. CRD 128942 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $193M | 246 | 549 | 2 | 03/31/2026 | ☆ |
| 13015 | Kinzie Capital Partners Lp CRD 305445 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $193M | 8 | 8 | 12 | 03/27/2026 | ☆ |
| 13016 | Wickham Financial Group, Inc. CRD 307299 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $193M | 308 | 795 | 4 | 03/27/2026 | ☆ |
| 13017 | High Point Wealth Management, Llc CRD 147111 | Chester, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 146 | 374 | 2 | 02/13/2026 | ☆ |
| 13018 | Baybridge Capital Group, Llc CRD 284867 | Livermore, CA | Wealth Manager · Small ($100M–$1B) | $193M | 220 | 554 | 4 | 03/30/2026 | ☆ |
| 13019 | Richard Ney & Associates Asset Management, Inc. CRD 109075 | Wealth Manager · Small ($100M–$1B) | $193M | 56 | 96 | 1 | 10/02/2026 | ☆ | |
| 13020 | N CRD 104553 | Wealth Manager · Small ($100M–$1B) | $193M | 894 | 894 | 14 | 11/24/2025 | ☆ | |
| 13021 | Acon Investments Management, Llc CRD 162033 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $193M | 9 | 9 | 16 | 09/01/2026 | ☆ |
| 13022 | Fulcrum Equity Management, Llc CRD 159099 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $193M | 487 | 741 | 4 | 07/14/2026 | ☆ |
| 13023 | Setchfield Associates Llc CRD 113289 | Bradenton, FL | Wealth Manager · Small ($100M–$1B) | $193M | 250 | 351 | 2 | 02/16/2026 | ☆ |
| 13024 | N CRD 153101 | Wealth Manager · Small ($100M–$1B) | $193M | 432 | 824 | 4 | 10/10/2025 | ☆ | |
| 13025 | Arcadia Funds, Llc CRD 166087 | Burlington, MA | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 9 | 03/26/2026 | ☆ |
| 13026 | Falcon Bridge Capital Ii, Llc CRD 156661 | Oakland, CA | Private Fund Manager · Small ($100M–$1B) | $193M | 2 | 2 | 6 | 03/16/2026 | ☆ |
| 13027 | Thomas Leo Advisory, Llc CRD 159271 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $193M | 145 | 390 | 2 | 03/09/2026 | ☆ |
| 13028 | Numa Americas Corp. CRD 164602 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $193M | 60 | 195 | 10 | 02/19/2026 | ☆ |
| 13029 | Davis Private Wealth, Llc CRD 285952 | Royal Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $193M | 144 | 609 | 3 | 06/25/2026 | ☆ |
| 13030 | Mozayyx Management Llc CRD 334468 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $193M | 6 | 6 | 4 | 08/12/2026 | ☆ |
| 13031 | Grizzlyrock Capital, Llc CRD 226650 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $193M | 5 | 5 | 2 | 03/27/2026 | ☆ |
| 13032 | Tailwinds Wealth, Llc CRD 322924 | Vadnais Heights, MN | Wealth Manager · Small ($100M–$1B) | $193M | 268 | 872 | 8 | 09/22/2026 | ☆ |
| 13033 | Ebh Capital Management Llc CRD 316095 | Wealth Manager · Small ($100M–$1B) | $193M | 30 | 74 | 2 | 03/06/2026 | ☆ | |
| 13034 | Blue Water Life Science Advisors, Lp CRD 306450 | Private Fund Manager · Small ($100M–$1B) | $193M | 6 | 5 | 2 | 03/26/2026 | ☆ | |
| 13035 | Financial Elements, Inc CRD 148557 | Rolling Meadows, IL | Wealth Manager · Small ($100M–$1B) | $193M | 124 | 417 | 2 | 02/12/2026 | ☆ |
| 13036 | Del Sette Capital Management, Llc CRD 159052 | Schenectady, NY | Wealth Manager · Small ($100M–$1B) | $193M | 240 | 735 | 8 | 09/03/2026 | ☆ |
| 13037 | Cadia Private Client Llc CRD 337400 | Parsippany, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 122 | 487 | 3 | 02/24/2026 | ☆ |
| 13038 | Excel Capital Management Corp CRD 109229 | Warren, NJ | Wealth Manager · Small ($100M–$1B) | $193M | 71 | 192 | 2 | 03/24/2026 | ☆ |
| 13039 | Southern Capital Services, Inc. CRD 105582 | Daphne, AL | Wealth Manager · Small ($100M–$1B) | $192M | 394 | 700 | 9 | 03/23/2026 | ☆ |
| 13040 | Cig Asset Management, Inc. CRD 123609 | Southfield, MI | Wealth Manager · Small ($100M–$1B) | $192M | 158 | 470 | 8 | 03/26/2026 | ☆ |
| 13041 | Greenshields Capital Llc CRD 284814 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $192M | 140 | 330 | 2 | 03/17/2026 | ☆ |
| 13042 | Park State Asset Management Llc CRD 336573 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $192M | 60 | 133 | 6 | 04/23/2026 | ☆ |
| 13043 | Hampton Rock Wealth Management I, Llc CRD 331682 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $192M | 56 | 161 | 7 | 09/22/2026 | ☆ |
| 13044 | Blueheel CRD 331771 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $192M | 4 | 47 | 4 | 10/01/2026 | ☆ |
| 13045 | Linden Wealth Management Llc CRD 281995 | Oak Park, IL | Wealth Manager · Small ($100M–$1B) | $192M | 49 | 51 | 1 | 09/03/2026 | ☆ |
| 13046 | Dt Investment Management Ifsc Llp CRD 334387 | Gift City, Gandhi Nagar, Gujarat | Private Fund Manager · Small ($100M–$1B) | $192M | 2 | 3 | 5 | 06/29/2026 | ☆ |
| 13047 | The Archer Consulting Group, Llc CRD 156062 | Thibodaux, LA | Wealth Manager · Small ($100M–$1B) | $192M | 115 | 343 | 3 | 09/30/2026 | ☆ |
| 13048 | Oakmont Investment Advisors, Inc. CRD 111095 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $192M | 130 | 273 | 5 | 07/15/2026 | ☆ |
| 13049 | Gregory Lyle & Co. CRD 113683 | Wealth Manager · Small ($100M–$1B) | $192M | 60 | 110 | 1 | 03/18/2026 | ☆ | |
| 13050 | Vines Capital Management, Llc CRD 298727 | Monroe, LA | Wealth Manager · Small ($100M–$1B) | $192M | 230 | 441 | 3 | 05/29/2026 | ☆ |