Oceanside Advisors Llc
- Regulatory AUM
- $191M
- Discretionary
- $191M
- Clients
- 253
- Avg AUM / client
- $756K
- Accounts
- 765
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 70 | $128M | 66.9% |
| High net worth individuals | 170 | $55.3M | 28.9% |
| Pension and profit sharing plans | 13 | $8.1M | 4.23% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Emergency Physicians Professional Association Profit Sharing 401(k) Plan Emergency Physicians Professional Association | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johann Robert Kroll | Chief Compliance Officer/Managing Member | CFP CFA | Jan 2014 (13y) | 75% or more |
| Patrick Joseph Gaul | Owner/Investment Advisor Representative | CFP | Jan 2018 (9y) | 10% – 25% |
| Kroll, Robert, Edwin | Owner | Jun 2018 (8y) | 5% – 10% | |
| Nicholas Glen Schilkey | Registered representative | May 2024 (2y) | ||
| Tyson Riley Strachan | Registered representative | Dec 2024 (2y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Emergency Physicians Professional Association Profit Sharing 401(k) Plan | Emergency Physicians Professional Association | 487 | $294M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $163M (85% of AUM) Feb 2026
- Truist Financial Corp $21.7M (11% of AUM) Feb 2026
- Altruist Financial $21.7M (11% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗