Pettee Investors Inc
- Regulatory AUM
- $192M
- Discretionary
- $192M
- Clients
- 27
- Avg AUM / client
- $7.1M
- Accounts
- 64
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.7M | 0.9% |
| High net worth individuals | 27 | $177M | 92.1% |
| Charitable organizations | Fewer than 5 clients | $12.9M | 6.72% |
| Corporations and other businesses | Fewer than 5 clients | $507K | 0.26% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sheila Peck Pettee | President/Chief Compliance Officer | CFA | May 1989 (37y) | 75% or more |
| Timothy Platt Pettee | Treasurer | Feb 2022 (5y) | Less than 5% | |
| Alexander Rankin Pettee | Registered representative | CFA | May 2018 (8y) | |
| Elizabeth Elaine Pettee | Registered representative | May 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 974 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $63.3M (33% of AUM) Mar 2026
- Charles Schwab & Co. $56.0M (29% of AUM) Mar 2026
- Merrill Lynch $37.9M (20% of AUM) Mar 2026
- Morgan Stanley $34.1M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗