First American Asset Advisory, Llc.
- Regulatory AUM
- $192M
- Discretionary
- $0
- Clients
- 266
- Avg AUM / client
- $721K
- Accounts
- 266
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 266 | $192M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Onedigital Open Pooled Employer Plan Plan Fiduciary Services, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul John Metz | President | Sep 2015 (11y) | 50% – 75% | |
| Michael John Finnan | Chief Compliance Officer & Ceo | Jan 2019 (8y) | 50% – 75% | |
| Jeffrey Lew | Registered representative | Jun 2019 (7y) | ||
| Aalon Rose | Registered representative | Aug 2021 (5y) | ||
| Alfred Robert Diloreto | Registered representative | Aug 2021 (5y) | ||
| Raymond Anthony Schwabe | Registered representative | Aug 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Onedigital Open Pooled Employer Plan | Plan Fiduciary Services, Inc. | 4,946 | $93.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- RBC $194M (101% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗