Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9651 | Innovius Capital Management, Llc CRD 311568 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $366M | 7 | 7 | 10 | 07/28/2026 | ☆ |
| 9652 | Asilia Credit Investments, Llc CRD 334981 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $366M | 7 | 7 | 4 | 03/31/2026 | ☆ |
| 9653 | North Capital, Inc. CRD 148802 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $366M | 182 | 550 | 12 | 05/05/2026 | ☆ |
| 9654 | Chicago Wealth Management, Inc. CRD 112271 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $366M | 304 | 1,037 | 6 | 03/28/2026 | ☆ |
| 9655 | Inflection Capital Management, Llc CRD 333157 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $366M | 17 | 103 | 9 | 09/10/2026 | ☆ |
| 9656 | Asset Planning Services Inc CRD 104715 | Covington, LA | Wealth Manager · Small ($100M–$1B) | $366M | 148 | 516 | 5 | 02/24/2026 | ☆ |
| 9657 | Prairiewood Capital, Llc CRD 149007 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $365M | 244 | 1,201 | 8 | 06/30/2026 | ☆ |
| 9658 | Tealwood Asset Management Inc CRD 105245 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $365M | 231 | 681 | 7 | 02/06/2026 | ☆ |
| 9659 | India Capital Llc CRD 309034 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $365M | 2 | 1 | 1 | 03/25/2026 | ☆ |
| 9660 | Beaumont Asset Management, L.L.C. CRD 150407 | Beaumont, TX | Wealth Manager · Small ($100M–$1B) | $365M | 219 | 493 | 4 | 06/26/2026 | ☆ |
| 9661 | Regimen Wealth, Llc CRD 309672 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $365M | 216 | 738 | 6 | 06/15/2026 | ☆ |
| 9662 | Collegiate Peaks Asset Management, Llc CRD 322086 | Denver, CO | Investment Adviser · Small ($100M–$1B) | $365M | 6 | 6 | 3 | 03/13/2026 | ☆ |
| 9663 | My Personal Cfo, Llc CRD 299424 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $365M | 85 | 458 | 3 | 03/13/2026 | ☆ |
| 9664 | Kondo Wealth Advisors, Inc CRD 175347 | Pasadena, CA | Insurance-Affiliated · Small ($100M–$1B) | $365M | 362 | 1,113 | 8 | 03/10/2026 | ☆ |
| 9665 | Evr Research Lp CRD 283385 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $365M | 3 | 3 | 6 | 05/26/2026 | ☆ |
| 9666 | Kynance Cove Capital Llp CRD 341728 | London | Private Fund Manager · Small ($100M–$1B) | $365M | 2 | 2 | 8 | 08/25/2026 | ☆ |
| 9667 | Reservoir Operations, L.P. CRD 156800 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $365M | 6 | 6 | 8 | 09/15/2026 | ☆ |
| 9668 | Lucerne Capital Management, Lp CRD 111288 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $365M | 9 | 9 | 8 | 03/20/2026 | ☆ |
| 9669 | Fpc Investment Advisory, Inc. CRD 122728 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $365M | 162 | 753 | 5 | 03/09/2026 | ☆ |
| 9670 | Signify Wealth Llc CRD 160094 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $365M | 114 | 311 | 17 | 06/17/2026 | ☆ |
| 9671 | Tl Private Wealth Llc CRD 167818 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $364M | 269 | 682 | 4 | 03/27/2026 | ☆ |
| 9672 | Shelton Wealth Management, Llc CRD 312686 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $364M | 155 | 477 | 4 | 03/10/2026 | ☆ |
| 9673 | Sebold Capital Management, Inc CRD 122941 | Lisle, IL | Wealth Manager · Small ($100M–$1B) | $364M | 204 | 889 | 9 | 03/23/2026 | ☆ |
| 9674 | Synergy Financial Group, Ltd CRD 309961 | Insurance-Affiliated · Small ($100M–$1B) | $364M | 126 | 687 | 7 | 03/31/2026 | ☆ | |
| 9675 | Regency Capital Management Inc. CRD 312435 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $364M | 127 | 371 | 5 | 03/04/2026 | ☆ |
| 9676 | Invenio Wealth Partners, Llc CRD 323039 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $364M | 332 | 332 | 5 | 08/26/2026 | ☆ |
| 9677 | Redwood Grove Capital, Llc CRD 286228 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $364M | 1 | 1 | 5 | 04/14/2026 | ☆ |
| 9678 | Croak Asset Management, Llc CRD 297666 | Toledo, OH | Wealth Manager · Small ($100M–$1B) | $364M | 784 | 2,079 | 6 | 04/23/2026 | ☆ |
| 9679 | Horizon Investment Services, Llc. CRD 110642 | Hammond, IN | Wealth Manager · Small ($100M–$1B) | $364M | 334 | 568 | 14 | 05/11/2026 | ☆ |
| 9680 | Maripau Wealth Management Llc CRD 311934 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $364M | 1,064 | 3,092 | 24 | 04/24/2026 | ☆ |
| 9681 | Griffin Global Asset Management (Advisor) Llc CRD 336578 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $364M | 5 | 5 | 7 | 05/04/2026 | ☆ |
| 9682 | Solitude Financial Services, Inc. CRD 150348 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $364M | 164 | 787 | 8 | 09/10/2026 | ☆ |
| 9683 | Decisionmap Wealth Management, Llc CRD 328429 | Great Falls, VA | Insurance-Affiliated · Small ($100M–$1B) | $363M | 159 | 799 | 5 | 03/11/2026 | ☆ |
| 9684 | Greenfield Seitz Capital Management, Llc CRD 150434 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $363M | 188 | 458 | 4 | 09/21/2026 | ☆ |
| 9685 | Windrock Wealth Management Llc CRD 166124 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $363M | 83 | 583 | 5 | 03/17/2026 | ☆ |
| 9686 | Leonid Capital Partners, Llc CRD 327020 | Huntington Beach, CA | Private Fund Manager · Small ($100M–$1B) | $363M | 2 | 2 | 20 | 09/03/2026 | ☆ |
| 9687 | Crestmont Private Wealth Llc CRD 304170 | Boerne, TX | Wealth Manager · Small ($100M–$1B) | $363M | 188 | 804 | 5 | 03/10/2026 | ☆ |
| 9688 | Marketriders, Inc. CRD 147963 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $363M | 477 | 477 | 6 | 03/30/2026 | ☆ |
| 9689 | Leclair Wealth Partners Llc CRD 332827 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $363M | 152 | 559 | 4 | 08/27/2026 | ☆ |
| 9690 | Riverpath Investments Llc CRD 226671 | Insurance-Affiliated · Small ($100M–$1B) | $363M | 232 | 493 | 5 | 01/21/2026 | ☆ | |
| 9691 | American Alpha Advisors, Llc CRD 291796 | New York, NY | Wealth Manager · Small ($100M–$1B) | $363M | 78 | 309 | 3 | 03/27/2026 | ☆ |
| 9692 | C Cubed Capital Partners, Llc CRD 328128 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $363M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 9693 | Presper Financial Architects, Llc CRD 297538 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $363M | 533 | 1,737 | 10 | 09/14/2026 | ☆ |
| 9694 | Motive Wealth Advisors, Llc CRD 312303 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $363M | 88 | 408 | 4 | 06/15/2026 | ☆ |
| 9695 | University Ventures Funds Management, Llc CRD 163575 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $363M | 10 | 10 | 3 | 03/31/2026 | ☆ |
| 9696 | Income Focus Portfolio Management, Llc CRD 165477 | Jackson, WY | Wealth Manager · Small ($100M–$1B) | $362M | 306 | 601 | 3 | 02/12/2026 | ☆ |
| 9697 | Strategic Income Group Llc CRD 165839 | Chandler, AZ | Insurance-Affiliated · Small ($100M–$1B) | $362M | 368 | 1,211 | 5 | 06/12/2026 | ☆ |
| 9698 | N CRD 107063 | Wealth Manager · Small ($100M–$1B) | $362M | 64 | 119 | 4 | 03/14/2025 | ☆ | |
| 9699 | Round Table Capital Management, L.P. CRD 307065 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $362M | 4 | 4 | 3 | 03/30/2026 | ☆ |
| 9700 | Kanbrick Llc CRD 309288 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $362M | 1 | 1 | 8 | 03/29/2026 | ☆ |