Tealwood Asset Management Inc
- Regulatory AUM
- $365M
- Discretionary
- $365M
- Clients
- 231
- Avg AUM / client
- $1.6M
- Accounts
- 681
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Feb 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 61 | $39.6M | 10.8% |
| High net worth individuals | 169 | $317M | 86.6% |
| Investment companies | 1 | $195K | 0.05% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.1M | 0.85% |
| Charitable organizations | Fewer than 5 clients | $453K | 0.12% |
| Other investment advisers | Fewer than 5 clients | $3.1M | 0.84% |
| Corporations and other businesses | Fewer than 5 clients | $2.5M | 0.69% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Piper Sandler Companies Retirement Plan Piper Sandler Companies | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Cheyne Mahar | Chairman | May 2006 (20y) | 50% – 75% | |
| John Carl Zevnick | Owner | Dec 2013 (13y) | Less than 5% | |
| Steven Matthew Richter | Cio | Dec 2013 (13y) | 10% – 25% | |
| Stephen Peet Moseley | Ceo | Feb 2016 (10y) | 10% – 25% | |
| Warneke, Michelle, Elizabeth | Chief Compliance Officer | Jun 2022 (4y) | Less than 5% | |
| David Young Neal | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Piper Sandler Companies Retirement Plan | Piper Sandler Companies | 1,719 | $692M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/06/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $241M (66% of AUM) Feb 2026
- Fidelity Brokerage Services $118M (32% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 06, 2026.
View current Form ADV (SEC/IAPD) ↗