Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9601 | Menlo Advisors Llc CRD 122721 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $370M | 40 | 100 | 2 | 03/31/2026 | ☆ |
| 9602 | Camden Partners Holdings, Llc CRD 117011 | Owings Mills, MD | Private Fund Manager · Small ($100M–$1B) | $370M | 17 | 17 | 4 | 03/25/2026 | ☆ |
| 9603 | M.Z. Kark & Associates, Inc CRD 106627 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $370M | 166 | 1,308 | 4 | 05/01/2026 | ☆ |
| 9604 | One Advisory Partners, Llc CRD 161614 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $370M | 314 | 316 | 11 | 04/04/2026 | ☆ |
| 9605 | Sa Wealth Management Llc CRD 335680 | Huntington, NY | Wealth Manager · Small ($100M–$1B) | $369M | 262 | 609 | 3 | 09/21/2026 | ☆ |
| 9606 | Stonebridge Wealth Systems Llc CRD 327894 | Kearney, NE | Wealth Manager · Small ($100M–$1B) | $369M | 931 | 2,820 | 25 | 03/23/2026 | ☆ |
| 9607 | Baron Financial Group Llc CRD 144234 | Fair Lawn, NJ | Wealth Manager · Small ($100M–$1B) | $369M | 315 | 905 | 9 | 09/10/2026 | ☆ |
| 9608 | Yosemite Capital Management, Llc CRD 124298 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $369M | 283 | 814 | 8 | 03/31/2026 | ☆ |
| 9609 | Aragon Global Management, Lp CRD 156043 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $369M | 2 | 2 | 3 | 05/07/2026 | ☆ |
| 9610 | Integrity Wealth Solutions Llc CRD 284862 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $369M | 190 | 730 | 2 | 03/09/2026 | ☆ |
| 9611 | Tagstone Capital, Inc. CRD 158864 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $369M | 38 | 228 | 1 | 02/17/2026 | ☆ |
| 9612 | Cromwell Investment Advisors, Llc CRD 314411 | Baltimore, MD | Mutual Fund / Asset Manager · Small ($100M–$1B) | $369M | 1 | 5 | 4 | 03/27/2026 | ☆ |
| 9613 | Sage Capital Management Llc CRD 108547 | Wealth Manager · Small ($100M–$1B) | $369M | 315 | 317 | 3 | 06/25/2026 | ☆ | |
| 9614 | Ruggaard & Associates, Llc CRD 107489 | Hudson, OH | Wealth Manager · Small ($100M–$1B) | $369M | 314 | 998 | 10 | 03/30/2026 | ☆ |
| 9615 | Gaddis Premier Wealth Advisors Llc CRD 317837 | Durant, OK | Wealth Manager · Small ($100M–$1B) | $369M | 1,460 | 2,155 | 16 | 04/30/2026 | ☆ |
| 9616 | Aft, Forsyth & Sober, Llc CRD 162858 | Valrico, FL | Wealth Manager · Small ($100M–$1B) | $368M | 6 | 26 | 2 | 05/20/2026 | ☆ |
| 9617 | Persimmon Capital Management, Lp CRD 334563 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $368M | 86 | 616 | 3 | 03/06/2026 | ☆ |
| 9618 | Peregrine Investment Advisors, Llc CRD 153081 | Madison, MS | Wealth Manager · Small ($100M–$1B) | $368M | 86 | 206 | 4 | 02/03/2026 | ☆ |
| 9619 | Highland Investment Advisors Llc CRD 141694 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $368M | 605 | 1,412 | 11 | 06/30/2026 | ☆ |
| 9620 | Lee Johnson Capital Management, Llc CRD 115009 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $368M | 464 | 1,401 | 10 | 03/25/2026 | ☆ |
| 9621 | Blossom Wealth Management, Llc CRD 150402 | Wealth Manager · Small ($100M–$1B) | $368M | 258 | 344 | 3 | 03/26/2026 | ☆ | |
| 9622 | Enhancing Capital Llc CRD 290018 | Harrisburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $368M | 21 | 58 | 4 | 03/31/2026 | ☆ |
| 9623 | Saxony Capital Management Llc. CRD 122692 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $368M | 762 | 1,488 | 6 | 09/29/2026 | ☆ |
| 9624 | Redbud Advisors Llc CRD 300477 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $368M | 60 | 392 | 8 | 03/25/2026 | ☆ |
| 9625 | Hughes & Company Investment Partners, L.P. CRD 311212 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $367M | 3 | 3 | 13 | 03/25/2026 | ☆ |
| 9626 | Carter Haston Investment Partners Ii Gp, Llc CRD 165442 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $367M | 10 | 10 | 12 | 03/17/2026 | ☆ |
| 9627 | Eyre Street Capital, Llc CRD 333970 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $367M | 1 | 1 | 5 | 04/30/2026 | ☆ |
| 9628 | Lattis Management Lp CRD 333629 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $367M | 4 | 4 | 8 | 09/04/2026 | ☆ |
| 9629 | Pks Investment Advisors Llc CRD 110147 | Salisbury, MD | Insurance-Affiliated · Small ($100M–$1B) | $367M | 500 | 986 | 9 | 03/27/2026 | ☆ |
| 9630 | Switchpoint Financial Planning Llc CRD 282856 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $367M | 102 | 525 | 3 | 03/31/2026 | ☆ |
| 9631 | Tull Financial Group, Inc. CRD 112235 | Chesapeake, VA | Wealth Manager · Small ($100M–$1B) | $367M | 295 | 1,000 | 9 | 03/18/2026 | ☆ |
| 9632 | Innovative Private Wealth Management Inc. CRD 324586 | Somers, NY | Investment Adviser · Small ($100M–$1B) | $367M | 417 | 711 | 10 | 09/17/2026 | ☆ |
| 9633 | Unity Partners Lp CRD 322847 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $367M | 3 | 3 | 24 | 05/06/2026 | ☆ |
| 9634 | Strategy Financial Services, Llc CRD 164531 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $367M | 1,051 | 3,820 | 20 | 03/31/2026 | ☆ |
| 9635 | Oder Investment Management, Llc CRD 134506 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $367M | 201 | 584 | 6 | 08/14/2026 | ☆ |
| 9636 | T. Anton Investment House, Inc. CRD 174970 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $367M | 328 | 891 | 6 | 03/26/2026 | ☆ |
| 9637 | N CRD 283696 | Wealth Manager · Small ($100M–$1B) | $367M | 532 | 1,345 | 4 | 03/13/2025 | ☆ | |
| 9638 | Saraza Management Lp CRD 317572 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 4 | 4 | 8 | 09/01/2026 | ☆ |
| 9639 | Fio Advisors Lp CRD 300903 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 13 | 13 | 8 | 03/25/2026 | ☆ |
| 9640 | Jacobs Asset Management, Llc CRD 156563 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 9641 | Shira Ridge Wealth Management CRD 117627 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $366M | 281 | 841 | 6 | 03/13/2026 | ☆ |
| 9642 | M. E. Allison & Co., Inc. CRD 1047 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $366M | 499 | 499 | 12 | 06/08/2026 | ☆ |
| 9643 | Haverford Financial Services, Inc. CRD 130007 | Radnor, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $366M | 18 | 25 | 45 | 03/16/2026 | ☆ |
| 9644 | Sharper & Granite Llc CRD 136719 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $366M | 135 | 474 | 4 | 03/09/2026 | ☆ |
| 9645 | Old Hickory Partners Management, Lp CRD 316961 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $366M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9646 | Financial Life Advisors Llc CRD 128502 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $366M | 209 | 752 | 11 | 03/18/2026 | ☆ |
| 9647 | Camden Wealth Advisors Llc CRD 148518 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $366M | 160 | 524 | 6 | 09/09/2026 | ☆ |
| 9648 | Homage Wealth Group Llc CRD 340589 | Houston, TX | Multi-Family Office · Small ($100M–$1B) | $366M | 4 | 7 | 2 | 06/09/2026 | ☆ |
| 9649 | Sage Advisors, Llc CRD 148964 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 25 | 24 | 18 | 09/21/2026 | ☆ |
| 9650 | Royal Oak Financial Advisors, Llc CRD 290152 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $366M | 765 | 1,584 | 7 | 08/05/2026 | ☆ |