Marketriders, Inc.
- Regulatory AUM
- $363M
- Discretionary
- $20.7M
- Clients
- 477
- Avg AUM / client
- $761K
- Accounts
- 477
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 476 | $355M | 97.8% |
| High net worth individuals | 1 | $8.0M | 2.19% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kristopher Alexander Wallace | Chief Compliance Officer/Chief Executive Officer/President | Jan 2016 (11y) | Less than 5% | |
| Monaco, Kris, E | Member | Dec 2022 (4y) | ≈ 14.06% – 50% via 288 Ventures, Llc | |
| Richard Brian Connor | Registered representative | Apr 2025 (1y) | ||
| Yi Ling Chen | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sogo Financial Group, Inc. | Owner | Jan 2016 | A | 75% or more |
| 288 Ventures, Llc | Owner | Dec 2015 | B | ≈ 56.25% – 100% via Sogo Financial Group, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Monaco, Kris, E: 25% – 50% of 288 Ventures, Llc × 75% – 100% of Sogo Financial Group, Inc. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- 288 Ventures, Llc: 75% – 100% of Sogo Financial Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Apex Clearing $20.7M (6% of AUM) Mar 2026
- Bnw Capital Corp $16.0M (2% of AUM) Mar 2021
- Sogotrade, Inc. $8.3M (1% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗