Synergy Financial Group, Ltd
- Regulatory AUM
- $364M
- Discretionary
- $364M
- Clients
- 126
- Avg AUM / client
- $2.9M
- Accounts
- 687
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 43 | $16.4M | 4.5% |
| High net worth individuals | 83 | $348M | 95.4% |
| Corporations and other businesses | Fewer than 5 clients | $311K | 0.09% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mw&E Savings And Retirement Plan Mcdermott Will & Emery Llp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Palash Samiul Islam | Managing Member | CFP | Dec 2007 (19y) | 75% or more |
| Stacey Ann Treanor | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Shannon Noelle Irwin | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mw&E Savings And Retirement Plan | Mcdermott Will & Emery Llp | 1,979 | $1.4B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 935 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $335M (92% of AUM) Mar 2026
- Pershing $96.8M (35% of AUM) Jul 2025
- American Funds Distributors, Inc. $2.0M (1% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗