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Wealth Manager · Small ($100M–$1B)
CRD 107063
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ADV data as of Mar 14, 2025
- Regulatory AUM
- $362M
- Discretionary
- $362M
- Clients
- 64
- Avg AUM / client
- $5.7M
- Accounts
- 119
- Employees
- 4
AUM over time
$121M
$369M
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 14, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $3.2M | 0.87% |
| High net worth individuals | 49 | $280M | 77.3% |
| Pension and profit sharing plans | Fewer than 5 | $4.7M | 1.3% |
| Charitable organizations | 9 | $74.4M | 20.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Us Trust/Bank Of America $235M (65% of AUM) Mar 2025
- J.P. Morgan $81.4M (22% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2025.