Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9701 | Bayhunt Capital Llc CRD 333514 | Mill Valley, CA | Private Fund Manager · Small ($100M–$1B) | $362M | 2 | 2 | 1 | 02/20/2026 | ☆ |
| 9702 | Pace Financial Advisors, Inc. CRD 318359 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $362M | 1,242 | 3,964 | 9 | 04/15/2026 | ☆ |
| 9703 | Avivar Advisors, Llc CRD 215516 | Endowment & Foundation Advisor · Small ($100M–$1B) | $362M | 20 | 20 | 18 | 09/15/2026 | ☆ | |
| 9704 | Briggs Wealth Management, Inc. CRD 125518 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $362M | 132 | 689 | 6 | 02/11/2026 | ☆ |
| 9705 | Dynamic Market Advantage, Llc CRD 323540 | Louisville, KY | Investment Adviser · Small ($100M–$1B) | $362M | 2 | 1,302 | 4 | 02/12/2026 | ☆ |
| 9706 | Retirement Financial Solutions, Llc CRD 285347 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $362M | 798 | 2,137 | 26 | 03/20/2026 | ☆ |
| 9707 | N CRD 160574 | Investment Adviser · Small ($100M–$1B) | $362M | 1 | 1 | 1 | 05/01/2025 | ☆ | |
| 9708 | Mra Advisory Group CRD 287933 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $361M | 504 | 1,993 | 13 | 08/03/2026 | ☆ |
| 9709 | Union Square Investment Co CRD 111776 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $361M | 24 | 26 | 7 | 03/09/2026 | ☆ |
| 9710 | Mfp Financial Services, Llc CRD 331681 | Safety Harbor, FL | Wealth Manager · Small ($100M–$1B) | $361M | 1,286 | 1,498 | 5 | 03/31/2026 | ☆ |
| 9711 | Cox Capital Management Llc CRD 117593 | Andover, MA | Wealth Manager · Small ($100M–$1B) | $361M | 216 | 579 | 4 | 09/24/2026 | ☆ |
| 9712 | Dearborn Capital Management, Llc CRD 155473 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $361M | 2 | 2 | 12 | 03/03/2026 | ☆ |
| 9713 | Sierra Investment Management, Llc CRD 106615 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $361M | 312 | 759 | 34 | 07/15/2026 | ☆ |
| 9714 | Wpg Advisers, Llc CRD 291708 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $361M | 399 | 1,277 | 6 | 03/28/2026 | ☆ |
| 9715 | Transcendent Capital Group Llc CRD 316872 | Edmond, OK | Wealth Manager · Small ($100M–$1B) | $361M | 510 | 1,339 | 11 | 02/05/2026 | ☆ |
| 9716 | Cordis Financial, Llc CRD 294766 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $361M | 273 | 856 | 7 | 02/19/2026 | ☆ |
| 9717 | Sonata Capital Group Inc CRD 111277 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $361M | 197 | 197 | 5 | 03/25/2026 | ☆ |
| 9718 | Goldman Lancaster, Inc. CRD 136134 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $361M | 392 | 752 | 5 | 04/29/2026 | ☆ |
| 9719 | N CRD 311002 | Wealth Manager · Small ($100M–$1B) | $360M | 292 | 803 | 6 | 01/30/2025 | ☆ | |
| 9720 | Outcome Driven Strategies, Llc CRD 311398 | Hunt Valley, MD | Investment Adviser · Small ($100M–$1B) | $360M | 22 | 639 | 10 | 03/27/2026 | ☆ |
| 9721 | Cascade Investment Advisors, Inc. CRD 117294 | Oregon City, OR | Wealth Manager · Small ($100M–$1B) | $360M | 177 | 501 | 7 | 02/20/2026 | ☆ |
| 9722 | Acp Capital Management, Llc CRD 138556 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $360M | 125 | 125 | 17 | 03/30/2026 | ☆ |
| 9723 | Jessup Wealth Management, Inc. CRD 323035 | Dayton, OH | Insurance-Affiliated · Small ($100M–$1B) | $360M | 411 | 916 | 12 | 09/18/2026 | ☆ |
| 9724 | N CRD 167435 | Private Fund Manager · Small ($100M–$1B) | $360M | 6 | 6 | 8 | 01/17/2025 | ☆ | |
| 9725 | Decker Retirement Planning Inc. CRD 284281 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $360M | 774 | 2,299 | 23 | 05/29/2026 | ☆ |
| 9726 | U. S. Boston Capital Corporation CRD 5251 | Lincoln, MA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $360M | 97 | 271 | 5 | 02/03/2026 | ☆ |
| 9727 | Bco Wealth Management, Llc CRD 322276 | Carlsbad, NM | Wealth Manager · Small ($100M–$1B) | $360M | 552 | 1,173 | 9 | 07/17/2026 | ☆ |
| 9728 | Cook & Bynum Capital Management, Llc CRD 149454 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $360M | 5 | 5 | 8 | 03/11/2026 | ☆ |
| 9729 | Kessler Investment Group, Llc CRD 153696 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $360M | 558 | 1,138 | 8 | 03/27/2026 | ☆ |
| 9730 | Lynk Capital Management Company, Llc CRD 329038 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $360M | 5 | 5 | 6 | 07/23/2026 | ☆ |
| 9731 | Novak & Powell Financial Services, Inc. CRD 112970 | St. Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $359M | 426 | 945 | 7 | 03/22/2026 | ☆ |
| 9732 | Washington Park Capital Management, Llc CRD 338939 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $359M | 194 | 317 | 3 | 03/11/2026 | ☆ |
| 9733 | The David J. Yvars Group Inc. CRD 328901 | Wealth Manager · Small ($100M–$1B) | $359M | 489 | 1,000 | 6 | 02/04/2026 | ☆ | |
| 9734 | Clearwave Capital, Llc CRD 337738 | Upland, CA | Wealth Manager · Small ($100M–$1B) | $359M | 314 | 758 | 3 | 03/05/2026 | ☆ |
| 9735 | Seros Financial, Llc CRD 166808 | Gilbert, AZ | Insurance-Affiliated · Small ($100M–$1B) | $359M | 457 | 1,049 | 10 | 09/02/2026 | ☆ |
| 9736 | Abbot Financial Management, Inc CRD 111040 | Andover, MA | Wealth Manager · Small ($100M–$1B) | $359M | 213 | 534 | 4 | 09/24/2026 | ☆ |
| 9737 | N CRD 145540 | Wealth Manager · Small ($100M–$1B) | $359M | 656 | 1,202 | 11 | 12/08/2025 | ☆ | |
| 9738 | Ayrton Capital Llc CRD 286298 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $359M | 2 | 3 | 9 | 04/30/2026 | ☆ |
| 9739 | Ridgepath Capital Management Llc CRD 283343 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $359M | 121 | 338 | 5 | 02/03/2026 | ☆ |
| 9740 | Tsa Wealth Management Llc CRD 323123 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $359M | 262 | 666 | 3 | 08/18/2026 | ☆ |
| 9741 | Aurora Investment Managers, Llc CRD 146325 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $359M | 200 | 458 | 4 | 02/19/2026 | ☆ |
| 9742 | Robertson Opportunity Capital, Llc CRD 118484 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $359M | 2 | 2 | 6 | 03/31/2026 | ☆ |
| 9743 | Lifeway Financial Corporation CRD 114276 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $359M | 168 | 491 | 5 | 03/05/2026 | ☆ |
| 9744 | Cloverfields Capital Group, Lp CRD 306590 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $359M | 58 | 58 | 2 | 03/26/2026 | ☆ |
| 9745 | Flight Deck Capital, Lp CRD 311353 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $359M | 1 | 1 | 4 | 03/27/2026 | ☆ |
| 9746 | Ararat Capital Management Lp CRD 291783 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $359M | 3 | 3 | 7 | 03/31/2026 | ☆ |
| 9747 | Silver Point Private Credit Fund Management, Llc CRD 332374 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $359M | 1 | 1 | 357 | 03/31/2026 | ☆ |
| 9748 | Point Windward Advisors, Inc. CRD 110457 | New York, NY | Wealth Manager · Small ($100M–$1B) | $359M | 278 | 559 | 9 | 06/02/2026 | ☆ |
| 9749 | Us Asset Management, Llc CRD 124234 | Pittsburgh, PA | Investment Adviser · Small ($100M–$1B) | $358M | 48 | 49 | 6 | 03/05/2026 | ☆ |
| 9750 | Consolidated Capital Management, Llc CRD 130734 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $358M | 352 | 867 | 12 | 07/07/2026 | ☆ |