Legacy Investment Partners, Llc
- Regulatory AUM
- $403M
- Discretionary
- $394M
- Clients
- 223
- Avg AUM / client
- $1.8M
- Accounts
- 415
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 144 | $23.1M | 5.72% |
| High net worth individuals | 72 | $372M | 92.2% |
| Charitable organizations | 6 | $3.7M | 0.92% |
| Corporations and other businesses | 1 | $4.5M | 1.11% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Lawrence Baker | Managing Member | Oct 2004 (22y) | 75% or more | |
| Brenda Elizabeth Black | Registered representative | Jan 2016 (11y) | ||
| David W. Goeglein | Registered representative | CFA | Jan 2016 (11y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/06/2026 | 927 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Distributors Company Llc $402M (100% of AUM) Feb 2026
- National Financial Services (Fidelity) $182M (99% of AUM) Mar 2021
- Charles Schwab & Co. $2.7M (1% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 06, 2026.
View current Form ADV (SEC/IAPD) ↗