Anderson Financial Strategies, Llc
- Regulatory AUM
- $402M
- Discretionary
- $402M
- Clients
- 230
- Avg AUM / client
- $1.7M
- Accounts
- 230
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 111 | $32.9M | 8.17% |
| High net worth individuals | 71 | $162M | 40.4% |
| Pension and profit sharing plans | 37 | $196M | 48.8% |
| Charitable organizations | 6 | $3.5M | 0.86% |
| Corporations and other businesses | 5 | $7.2M | 1.79% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Peerless Technologies Corporation 401(k) Plan Peerless Technologies Corporation | 2024 | |
| Barnes, Dennig & Co., Ltd. Profit Sharing Plan Barnes, Dennig & Co., Ltd. | 2024 | |
| The Lisinski Law Firm 401(k) Plan The Lisinski Law Firm | 2024 | |
| The Lanco, Inc. Profit Sharing 401(k) Plan Lanco, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shon P Anderson | Chief Compliance Officer & Managing Member | CFP CFA | Oct 2017 (9y) | 75% or more |
| Timothy Ray Brown | Registered representative | Mar 2018 (8y) | ||
| Matthew J Peck | Registered representative | CFP | May 2023 (3y) | |
| Collin James Lyon | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Nicole E Lanning | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Peerless Technologies Corporation 401(k) Plan | Peerless Technologies Corporation | 395 | $31.7M | 01/01/2024 |
| Barnes, Dennig & Co., Ltd. Profit Sharing Plan | Barnes, Dennig & Co., Ltd. | 157 | $39.3M | 01/01/2024 |
| The Lisinski Law Firm 401(k) Plan | The Lisinski Law Firm | 255 | $2.7M | 01/01/2024 |
| The Lanco, Inc. Profit Sharing 401(k) Plan | Lanco, Inc. | 785 | $25.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $194M (48% of AUM) Mar 2026
- John Hancock Funds, Llc $64.4M (16% of AUM) Mar 2026
- Empower Financial Services, Inc. $40.6M (10% of AUM) Mar 2026
- Fidelity Brokerage Services $30.2M (7% of AUM) Mar 2026
- Great West Trust Company, Llc $26.3M (13% of AUM) Sep 2023
- Fidelity Distributors Company Llc $19.5M (11% of AUM) Sep 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗