Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9101 | Nexus338, Llc CRD 315250 | Cabin John, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $408M | 465 | 474 | 3 | 02/11/2026 | ☆ |
| 9102 | Kom Wealth Management Group, Llc CRD 142682 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $408M | 575 | 2,126 | 7 | 03/04/2026 | ☆ |
| 9103 | Navigoe, Llc CRD 168716 | Redondo Beach, CA | Wealth Manager · Small ($100M–$1B) | $408M | 156 | 587 | 3 | 08/05/2026 | ☆ |
| 9104 | Maxq Asset Management Llc CRD 336560 | Greenwood Village, CO | Investment Adviser · Small ($100M–$1B) | $408M | 1 | 1 | 1 | 03/16/2026 | ☆ |
| 9105 | Compass Financial Services, Inc. CRD 109441 | West Des Moines, IA | Insurance-Affiliated · Small ($100M–$1B) | $407M | 1,105 | 1,909 | 12 | 04/28/2026 | ☆ |
| 9106 | Wealthcare Capital Partners, Llc CRD 330300 | West Chester, PA | Wealth Manager · Small ($100M–$1B) | $407M | 717 | 1,599 | 14 | 05/21/2026 | ☆ |
| 9107 | N CRD 168342 | Wealth Manager · Small ($100M–$1B) | $407M | 790 | 1,395 | 10 | 03/26/2025 | ☆ | |
| 9108 | J.R. Prunier Capital Management Llc CRD 321026 | Holden, MA | Wealth Manager · Small ($100M–$1B) | $407M | 135 | 424 | 3 | 09/21/2026 | ☆ |
| 9109 | Bridge Growth Partners, Llc CRD 168682 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $407M | 4 | 4 | 11 | 03/31/2026 | ☆ |
| 9110 | Fifth Force Management Llc CRD 325161 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $407M | 161 | 4 | 03/27/2026 | ☆ | |
| 9111 | Keystone Financial Planning, Inc CRD 104640 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $407M | 117 | 448 | 2 | 02/27/2026 | ☆ |
| 9112 | Womack Wealth Management, Inc. CRD 146126 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $407M | 198 | 601 | 7 | 07/08/2026 | ☆ |
| 9113 | Greenberg Financial Group CRD 38747 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $407M | 804 | 1,175 | 10 | 03/16/2026 | ☆ |
| 9114 | Henderson Brothers Financial Partners Llc CRD 333732 | Pittsburgh, PA | Insurance-Affiliated · Small ($100M–$1B) | $407M | 1,044 | 1,492 | 30 | 06/23/2026 | ☆ |
| 9115 | N CRD 7890 | Wealth Manager · Small ($100M–$1B) | $407M | 280 | 928 | 9 | 08/26/2025 | ☆ | |
| 9116 | United Wealth Management, Llc CRD 133986 | Wealth Manager · Small ($100M–$1B) | $407M | 257 | 945 | 6 | 09/29/2026 | ☆ | |
| 9117 | Tumwater Wealth Management, Llc CRD 300443 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $407M | 310 | 877 | 5 | 08/11/2026 | ☆ |
| 9118 | Hurley Financial Group, Inc. CRD 108983 | Corvallis, OR | Insurance-Affiliated · Small ($100M–$1B) | $407M | 481 | 1,535 | 6 | 03/12/2026 | ☆ |
| 9119 | Kingsmark Private Financial Advisors, Llc CRD 146655 | Albany, GA | Wealth Manager · Small ($100M–$1B) | $406M | 430 | 890 | 9 | 03/31/2026 | ☆ |
| 9120 | Clarity Capital Advisors, Llc CRD 282405 | Lakewood Ranch, FL | Wealth Manager · Small ($100M–$1B) | $406M | 74 | 274 | 2 | 02/03/2026 | ☆ |
| 9121 | Guerra Advisors Inc. CRD 282409 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $406M | 3,007 | 3,007 | 12 | 03/22/2026 | ☆ |
| 9122 | N CRD 109366 | Wealth Manager · Small ($100M–$1B) | $406M | 446 | 446 | 5 | 03/05/2025 | ☆ | |
| 9123 | Ballast Rock Private Wealth Llc CRD 322064 | Charleston, SC | Insurance-Affiliated · Small ($100M–$1B) | $406M | 251 | 642 | 9 | 03/06/2026 | ☆ |
| 9124 | Bontempo Ohly Capital Management, Llc CRD 132804 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $406M | 158 | 692 | 6 | 03/31/2026 | ☆ |
| 9125 | Palogic Value Management, L.P. CRD 155133 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $406M | 66 | 67 | 5 | 06/29/2026 | ☆ |
| 9126 | Northland Securities, Inc. CRD 40258 | Minneapolis, MN | Insurance-Affiliated · Small ($100M–$1B) | $405M | 875 | 1,192 | 22 | 09/22/2026 | ☆ |
| 9127 | Orbis Investment Management (U.S.), L.P. CRD 158511 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $405M | 2 | 1 | 18 | 03/25/2026 | ☆ |
| 9128 | Goodhaven Capital Management, Llc CRD 156032 | Millburn, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $405M | 75 | 78 | 5 | 03/26/2026 | ☆ |
| 9129 | Evergreen Wealth Partners Llc CRD 335451 | Kalispell, MT | Wealth Manager · Small ($100M–$1B) | $405M | 718 | 1,792 | 9 | 03/02/2026 | ☆ |
| 9130 | Altus Wealth Management, Llc CRD 153650 | Ft. Mitchell, KY | Wealth Manager · Small ($100M–$1B) | $405M | 286 | 585 | 5 | 04/30/2026 | ☆ |
| 9131 | Covara Capital, Llc CRD 337515 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $405M | 3 | 3 | 7 | 05/01/2026 | ☆ |
| 9132 | Focusgrowth Asset Management, Lp CRD 309245 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $405M | 8 | 8 | 10 | 07/02/2026 | ☆ |
| 9133 | Triton Wealth Management, Pllc CRD 291070 | Sun City, AZ | Insurance-Affiliated · Small ($100M–$1B) | $405M | 853 | 1,729 | 9 | 07/09/2026 | ☆ |
| 9134 | Lotus Technology Management, Lp CRD 335468 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $405M | 3 | 3 | 30 | 08/21/2026 | ☆ |
| 9135 | Qp Wealth Management, Llc CRD 301071 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $405M | 121 | 715 | 7 | 05/19/2026 | ☆ |
| 9136 | Core Wealth Management, Inc. CRD 162870 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $405M | 291 | 999 | 4 | 03/02/2026 | ☆ |
| 9137 | Long Angle Management, Llc CRD 330169 | Dover, DE | Private Fund Manager · Small ($100M–$1B) | $405M | 59 | 59 | 10 | 03/26/2026 | ☆ |
| 9138 | Ocm Private Wealth, Llc CRD 332302 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $405M | 237 | 613 | 8 | 09/30/2026 | ☆ |
| 9139 | Kanen Wealth Management Llc CRD 282746 | Coconut Creek, FL | Private Fund Manager · Small ($100M–$1B) | $405M | 255 | 455 | 5 | 05/22/2026 | ☆ |
| 9140 | Cre Venture Capital, Inc. CRD 317875 | Mahwah, NJ | Private Fund Manager · Small ($100M–$1B) | $405M | 31 | 31 | 7 | 03/30/2026 | ☆ |
| 9141 | Excel Financial, Llc CRD 145301 | Red Wing, MN | Insurance-Affiliated · Small ($100M–$1B) | $404M | 416 | 1,128 | 11 | 08/19/2026 | ☆ |
| 9142 | Mb Generational Wealth, Llc CRD 327967 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $404M | 123 | 398 | 3 | 03/19/2026 | ☆ |
| 9143 | S Harris Financial Group, Llc CRD 151899 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $404M | 247 | 1,036 | 7 | 08/18/2026 | ☆ |
| 9144 | Dupree Financial Group, Llc CRD 131091 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $404M | 825 | 1,655 | 7 | 08/24/2026 | ☆ |
| 9145 | Fee Only Financial Planning, L.C. CRD 108365 | Wealth Manager · Small ($100M–$1B) | $404M | 141 | 540 | 3 | 02/12/2026 | ☆ | |
| 9146 | Naples Asset Management Co., Llc CRD 133978 | Mooresville, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $404M | 584 | 584 | 11 | 06/03/2026 | ☆ |
| 9147 | Westbeck Capital Management Llp CRD 324606 | London, England | Private Fund Manager · Small ($100M–$1B) | $404M | 4 | 4 | 8 | 06/29/2026 | ☆ |
| 9148 | Axiom Financial Strategies Group, Llc CRD 306618 | New Albany, IN | Insurance-Affiliated · Small ($100M–$1B) | $404M | 575 | 1,382 | 9 | 09/28/2026 | ☆ |
| 9149 | Hfm Investment Advisors, Llc CRD 289103 | Glassboro, NJ | Wealth Manager · Small ($100M–$1B) | $404M | 580 | 1,286 | 5 | 03/31/2026 | ☆ |
| 9150 | Cloud Investments, Llc CRD 281915 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $404M | 995 | 1,749 | 6 | 02/12/2026 | ☆ |