Carnegie Lake Advisors Llc
- Regulatory AUM
- $403M
- Discretionary
- $350M
- Clients
- 213
- Avg AUM / client
- $1.9M
- Accounts
- 463
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 135 | $47.7M | 11.8% |
| High net worth individuals | 74 | $338M | 84.0% |
| Pension and profit sharing plans | 1 | $12.6M | 3.13% |
| Charitable organizations | 1 | $96.1K | 0.02% |
| Corporations and other businesses | 2 | $4.1M | 1.01% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eckart Alexander Weeck | Managing Member & President | Feb 2024 (3y) | 50% – 75% | |
| Ellen Deborah Sandler | Managing Member | Feb 2024 (3y) | 50% – 75% | |
| Swayze, Ashleigh, Cooper | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Bruce Charles Altschuler | Registered representative | Mar 2024 (2y) | ||
| Cheryl Lund Harris | Registered representative | Mar 2024 (2y) | ||
| Richard Keith Martino | Registered representative | Mar 2024 (2y) | ||
| Ryan Bret Macwright | Registered representative | CFP | Mar 2024 (2y) | |
| Philip John Kiernan | Registered representative | Apr 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: IN 2017, OUR CHIEF COMPLIANCE OFFICER, ASHLEIGH SWAYZE, SIGNED A CONSENT ORDER WITH THE CONNECTICUT DEPARTMENT OF BANKING AND INSURANCE. THE UNDERLYING MATTER INVOLVED A CLIENT OF MS. SWAYZE'S THAT FAILED TO REGISTER AS AN INVESTMENT ADVISER REPRESENTATIVE IN CONNECTICUT. THE STATE FELT THAT MS. SWAYZE'S FIRM SHOULD HAVE FOLLOWED THIS CLIENT'S ACTIVITIES AND REQUIRED HER TO REGISTER, DESPITE NOT BEING ENGAGED TO DO SO Status: Final Sanction Detail: THE 10,000 FINE WAS PAID CONTEMPORANEOUSLY WITH SIGNING THE CONSENT ORDER. Summary: THE ACTION IS CONCLUDED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $403M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗