O'neil Global Advisors, Inc.
- Regulatory AUM
- $402M
- Discretionary
- $402M
- Clients
- 11
- Avg AUM / client
- $36.5M
- Accounts
- 87
- Employees
- 40
AUM over time
Annual snapshots from Form ADV filings · as of May 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $41.6M | 10.3% |
| Charitable organizations | 1 | $37.2M | 9.26% |
| Corporations and other businesses | 8 | $323M | 80.4% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $25.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| O'neil Raven Accredited Master Llc master | Hedge Fund | Cayman Islands | $20.7M | 1 |
| O'neil Condor Accredited Master Llc master | Hedge Fund | Cayman Islands | $3.9M | 1 |
| O'neil Condor Qualified Master Llc master | Hedge Fund | Cayman Islands | $327K | 1 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Birch, Steven, Lawrence | Chief Executive Officer & Chief Investment Officer | Nov 2019 (7y) | Less than 5% | |
| Erickson, Patrick, Martin | Director Of Data Science | Nov 2019 (7y) | Less than 5% | |
| Graczk, Christopher, Francis | Chief Operating Officer | Nov 2019 (7y) | Less than 5% | |
| Masotti, Alexander, Victor | General Counsel & Chief Compliance Officer | Nov 2019 (7y) | Less than 5% | |
| Coll, Matthew, Benedict | Head Of Business Development & Investor Relations | Jan 2022 (5y) | Less than 5% | |
| Lee, Pan Yun (Ben) | Chief Financial Officer | Sep 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| O'neil Capital Management Inc. | Parent Company | Mar 2019 | A | 75% or more |
| Data Analysis Inc. | Holding Company | Jan 2010 | B | ≈ 56.25% – 100% via O'neil Capital Management Inc. |
| William Scott O'neil Gst Exempt Trust Share Under The Fay C. O'neil Irrevocable Trust Of 2014 , Dated As Of July 8, 2024 | Shareholder | Jul 2024 | B | ≈ 28.13% – 75% via Data Analysis Inc. |
| William Scott O'neil Gst Exempt Trust Share Under The William J. O'neil Irrevocable Trust Of 2014, Dated As Of July 8, 2024 | Shareholder | Jul 2024 | B | ≈ 28.13% – 75% via Data Analysis Inc. |
| Icontrust, Llc | Trustee | Jul 2024 | B | GP / trustee / elected manager of William Scott O'neil Gst Exempt Trust Share Under The Fay C. O'neil Irrevocable Trust Of 2014 , Dated As Of July 8, 2024 (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Data Analysis Inc.: 75% – 100% of O'neil Capital Management Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- William Scott O'neil Gst Exempt Trust Share Under The Fay C. O'neil Irrevocable Trust Of 2014 , Dated As Of July 8, 2024: 50% – 75% of Data Analysis Inc. × 75% – 100% of O'neil Capital Management Inc. × 75% – 100% direct ≈ 28.13% – 75% of the firm
- William Scott O'neil Gst Exempt Trust Share Under The William J. O'neil Irrevocable Trust Of 2014, Dated As Of July 8, 2024: 50% – 75% of Data Analysis Inc. × 75% – 100% of O'neil Capital Management Inc. × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $25.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| O'neil Raven Accredited Master Llc | Hedge Fund | $20.7M | $500K | 1 |
| O'neil Condor Accredited Master Llc | Hedge Fund | $3.9M | $500K | 1 |
| O'neil Condor Qualified Master Llc | Hedge Fund | $327K | $1.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.49 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $297M (74% of AUM) May 2026
- Bofa Securities, Inc. $64.1M (16% of AUM) May 2026
- Fidelity Distributors Company Llc $50.3M (14% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.
View current Form ADV (SEC/IAPD) ↗