Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9051 | Curbstone Financial Management Corporation CRD 13348 | Manchester, NH | Wealth Manager · Small ($100M–$1B) | $412M | 277 | 653 | 10 | 06/22/2026 | ☆ |
| 9052 | Vortus Investment Advisors, Llc CRD 166178 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $412M | 6 | 6 | 6 | 04/24/2026 | ☆ |
| 9053 | Grandview Asset Management Llc CRD 172357 | Harrisburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $412M | 606 | 1,372 | 9 | 06/29/2026 | ☆ |
| 9054 | Slagle Financial, Llc. CRD 149976 | Edwardsville, IL | Wealth Manager · Small ($100M–$1B) | $412M | 1,510 | 3,253 | 21 | 08/13/2026 | ☆ |
| 9055 | Hall Capital Management Company, Inc. CRD 108141 | Barrington, RI | Wealth Manager · Small ($100M–$1B) | $412M | 543 | 1,120 | 9 | 09/22/2026 | ☆ |
| 9056 | Yakira Capital Management, Inc. CRD 159398 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $412M | 3 | 3 | 4 | 04/22/2026 | ☆ |
| 9057 | Mb, Levis & Associates,Llc CRD 164197 | Center Valley, PA | Wealth Manager · Small ($100M–$1B) | $412M | 170 | 575 | 4 | 03/20/2026 | ☆ |
| 9058 | Hlm Management Co., Llc CRD 162337 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $411M | 7 | 7 | 14 | 03/26/2026 | ☆ |
| 9059 | Bdfs Capital Llc CRD 287680 | Rehoboth Beach, DE | Wealth Manager · Small ($100M–$1B) | $411M | 762 | 1,743 | 7 | 07/10/2026 | ☆ |
| 9060 | Zuna, Llc CRD 306113 | Portland, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $411M | 58 | 60 | 6 | 03/10/2026 | ☆ |
| 9061 | Rooney Capital Management, Inc. CRD 141874 | Investment Adviser · Small ($100M–$1B) | $411M | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 9062 | Guardian Wealth Management, Llc CRD 118668 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $411M | 348 | 1,213 | 11 | 07/06/2026 | ☆ |
| 9063 | N CRD 150275 | Institutional / Pension Advisor · Small ($100M–$1B) | $411M | 44 | 47 | 1 | 03/31/2025 | ☆ | |
| 9064 | Everest Private Wealth CRD 142945 | Cupertino, CA | Wealth Manager · Small ($100M–$1B) | $411M | 90 | 328 | 3 | 03/10/2026 | ☆ |
| 9065 | Copper Financial Network, Llc CRD 168203 | Lenexa, KS | Insurance-Affiliated · Small ($100M–$1B) | $411M | 4,165 | 4,987 | 50 | 09/03/2026 | ☆ |
| 9066 | Access Financial Resources Inc. CRD 109495 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $411M | 644 | 2,458 | 9 | 04/30/2026 | ☆ |
| 9067 | Eso Management Services Llc CRD 165564 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $411M | 5 | 5 | 17 | 03/26/2026 | ☆ |
| 9068 | N CRD 153527 | Wealth Manager · Small ($100M–$1B) | $410M | 370 | 1,403 | 6 | 02/10/2026 | ☆ | |
| 9069 | Blue Square Asset Management, Llc CRD 296802 | New York, NY | Wealth Manager · Small ($100M–$1B) | $410M | 214 | 651 | 9 | 07/01/2026 | ☆ |
| 9070 | Sunbeam Capital Management, Llc CRD 289723 | Wealth Manager · Small ($100M–$1B) | $410M | 47 | 239 | 3 | 03/20/2026 | ☆ | |
| 9071 | Pavaki Capital Management, Llc CRD 316395 | Private Fund Manager · Small ($100M–$1B) | $410M | 1 | 1 | 6 | 08/06/2026 | ☆ | |
| 9072 | Bemanaged Financial Services, Inc. CRD 140099 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $410M | 1,072 | 1,072 | 6 | 03/31/2026 | ☆ |
| 9073 | Ogborne Capital Management, Llc. CRD 165833 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $410M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 9074 | Taylor Financial Group, Inc. CRD 116744 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $410M | 501 | 1,112 | 6 | 02/24/2026 | ☆ |
| 9075 | Momentous Wealth Management, Inc. CRD 288429 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $410M | 492 | 1,138 | 7 | 07/08/2026 | ☆ |
| 9076 | Sustainable Insight Capital Management, Llc CRD 166616 | New York, NY | Investment Adviser · Small ($100M–$1B) | $410M | 2 | 6 | 7 | 03/27/2026 | ☆ |
| 9077 | Boyd Wealth Management, Llc CRD 293990 | Sacramento, CA | Insurance-Affiliated · Small ($100M–$1B) | $410M | 162 | 494 | 6 | 03/16/2026 | ☆ |
| 9078 | Professional Financial Solutions, Llc CRD 114957 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $410M | 279 | 911 | 8 | 02/06/2026 | ☆ |
| 9079 | Venture Capital Fund Of America Iii, Inc. CRD 160941 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $410M | 8 | 9 | 9 | 03/30/2026 | ☆ |
| 9080 | Heffernan Advisory, Inc. CRD 116771 | Flagstaff, AZ | Wealth Manager · Small ($100M–$1B) | $410M | 357 | 679 | 12 | 08/06/2026 | ☆ |
| 9081 | Eley Financial Management, Inc. CRD 105057 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $410M | 463 | 1,166 | 5 | 03/31/2026 | ☆ |
| 9082 | Hilton Head Capital Partners, Llc CRD 299375 | Hilton Head Island, SC | Wealth Manager · Small ($100M–$1B) | $410M | 671 | 1,370 | 6 | 03/19/2026 | ☆ |
| 9083 | Peloton Equity Llc CRD 301543 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $410M | 7 | 7 | 8 | 05/14/2026 | ☆ |
| 9084 | Friday Financial, Inc. CRD 329748 | Dubuque, IA | Insurance-Affiliated · Small ($100M–$1B) | $409M | 289 | 829 | 9 | 08/05/2026 | ☆ |
| 9085 | Marks Wealth, Llc CRD 310534 | Ellicott City, MD | Wealth Manager · Small ($100M–$1B) | $409M | 283 | 881 | 5 | 08/20/2026 | ☆ |
| 9086 | Sterling Investment Management, Llc CRD 112923 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $409M | 151 | 399 | 8 | 03/18/2026 | ☆ |
| 9087 | Code Waechter Llc CRD 289372 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $409M | 324 | 1,168 | 9 | 01/26/2026 | ☆ |
| 9088 | Truefg, Llc CRD 285850 | Cedar Park, TX | Wealth Manager · Small ($100M–$1B) | $409M | 667 | 2,148 | 2 | 03/30/2026 | ☆ |
| 9089 | Rooted Wealth Advisors, Inc. CRD 313759 | Bourbonnais, IL | Insurance-Affiliated · Small ($100M–$1B) | $409M | 1,652 | 3,720 | 22 | 03/30/2026 | ☆ |
| 9090 | Greenridge Equity Partners, Llc CRD 171612 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $409M | 4 | 4 | 14 | 03/30/2026 | ☆ |
| 9091 | Wasserstein Management, Lp CRD 286158 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $409M | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 9092 | Palouse Capital Management, Inc. CRD 104573 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $409M | 887 | 950 | 3 | 04/24/2026 | ☆ |
| 9093 | Capstone Capital Llc CRD 123764 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $408M | 200 | 551 | 5 | 07/07/2026 | ☆ |
| 9094 | New Leaf Venture Partners Llc CRD 163897 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $408M | 9 | 9 | 4 | 03/30/2026 | ☆ |
| 9095 | Advisory Solutions Group, Llc CRD 339919 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $408M | 807 | 2,062 | 50 | 09/22/2026 | ☆ |
| 9096 | Range Financial Group, Llc CRD 290001 | Tigard, OR | Insurance-Affiliated · Small ($100M–$1B) | $408M | 405 | 1,365 | 9 | 07/09/2026 | ☆ |
| 9097 | Heritage Financial, Llc CRD 285149 | Gainesville, VA | Wealth Manager · Small ($100M–$1B) | $408M | 350 | 1,507 | 8 | 06/09/2026 | ☆ |
| 9098 | Quad City Investment Advisors, Llc CRD 112187 | Moline, IL | Wealth Manager · Small ($100M–$1B) | $408M | 746 | 746 | 8 | 03/24/2026 | ☆ |
| 9099 | Revere Asset Management, Inc. CRD 152881 | Allen, TX | Wealth Manager · Small ($100M–$1B) | $408M | 501 | 1,110 | 7 | 02/13/2026 | ☆ |
| 9100 | N CRD 112105 | Wealth Manager · Small ($100M–$1B) | $408M | 170 | 473 | 2 | 04/09/2025 | ☆ |