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Institutional / Pension Advisor · Small ($100M–$1B)
CRD 150275
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $411M
- Discretionary
- $20.3M
- Clients
- 44
- Avg AUM / client
- $9.3M
- Accounts
- 47
- Employees
- 1
AUM over time
$173M
$4.0B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 30 | $2.4M | 0.59% |
| High net worth individuals | 10 | $17.9M | 4.35% |
| Pension and profit sharing plans | 3 | $311M | 75.6% |
| Other | 1 | $80.0M | 19.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Bok Financial Securities, Inc. $348M (85% of AUM) Mar 2025
- Fidelity Brokerage Services $300M (10% of AUM) Mar 2023
- Lincoln Financial Advisors Corporation $221M (6% of AUM) Mar 2022
- Folio Investments, Inc. $13.0M (3% of AUM) Mar 2025
- Bank Of Oklahoma Financial $1.1M (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.