Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9001 | Strategic Asset Management Group Advisors, Inc. CRD 135832 | Pompano Beach, FL | Wealth Manager · Small ($100M–$1B) | $416M | 126 | 404 | 5 | 03/27/2026 | ☆ |
| 9002 | Two Prime Inc. CRD 316015 | Investment Adviser · Small ($100M–$1B) | $416M | 30 | 30 | 11 | 04/06/2026 | ☆ | |
| 9003 | Clean Energy Venture Management, Llc CRD 292055 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $416M | 2 | 2 | 23 | 09/16/2026 | ☆ |
| 9004 | Market Investment Group, Llc CRD 334248 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $416M | 1,814 | 3,850 | 33 | 09/22/2026 | ☆ |
| 9005 | Cultivation Capital, Llc CRD 168734 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $416M | 17 | 17 | 18 | 06/09/2026 | ☆ |
| 9006 | Highview Capital Management, Llc CRD 306195 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $416M | 97 | 257 | 5 | 03/27/2026 | ☆ |
| 9007 | Bard Associates Inc CRD 104984 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $416M | 181 | 388 | 10 | 05/22/2026 | ☆ |
| 9008 | Jeffrey N. Mehler, Cfp Llc CRD 126681 | Essex, CT | Wealth Manager · Small ($100M–$1B) | $416M | 177 | 1,264 | 9 | 03/30/2026 | ☆ |
| 9009 | Capstone Wealth Management, Llc CRD 118296 | Tuscaloosa, AL | Wealth Manager · Small ($100M–$1B) | $416M | 219 | 540 | 8 | 03/12/2026 | ☆ |
| 9010 | Sgl Financial, Llc CRD 158023 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $416M | 884 | 2,713 | 33 | 09/22/2026 | ☆ |
| 9011 | Allard Partners Limited CRD 138933 | Central | Private Fund Manager · Small ($100M–$1B) | $416M | 5 | 5 | 9 | 03/30/2026 | ☆ |
| 9012 | Mccollum Christoferson Group, Llc CRD 268812 | Amherst, NY | Wealth Manager · Small ($100M–$1B) | $416M | 350 | 815 | 6 | 03/23/2026 | ☆ |
| 9013 | Slotnik Capital, Llc CRD 324251 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $416M | 1 | 1 | 5 | 03/26/2026 | ☆ |
| 9014 | Royal Oak Financial Group CRD 166391 | Worthington, OH | Insurance-Affiliated · Small ($100M–$1B) | $416M | 412 | 412 | 1 | 08/31/2026 | ☆ |
| 9015 | Davidson Kahn Capital Management, Llc CRD 290062 | Sherman Oaks, CA | Wealth Manager · Small ($100M–$1B) | $415M | 252 | 795 | 4 | 09/09/2026 | ☆ |
| 9016 | Broadcrest Asset Management, Llc CRD 287590 | Winter Park, FL | Private Fund Manager · Small ($100M–$1B) | $415M | 5 | 5 | 10 | 03/11/2026 | ☆ |
| 9017 | Goodman Advisory Group, Llc CRD 285637 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $415M | 380 | 746 | 8 | 03/12/2026 | ☆ |
| 9018 | First Wilshire Securities Management, Inc. CRD 171971 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $415M | 286 | 286 | 9 | 05/05/2026 | ☆ |
| 9019 | Ferguson Shapiro Llc CRD 297555 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $415M | 332 | 996 | 9 | 05/20/2026 | ☆ |
| 9020 | Landseer Advisors Llc CRD 309937 | Princeton, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $415M | 18 | 3 | 5 | 03/23/2026 | ☆ |
| 9021 | Whetstone Capital Advisors, Llc CRD 155414 | Mission Woods, KS | Private Fund Manager · Small ($100M–$1B) | $415M | 3 | 3 | 4 | 03/13/2026 | ☆ |
| 9022 | Flywheel Private Wealth Llc CRD 325690 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $415M | 121 | 285 | 2 | 03/06/2026 | ☆ |
| 9023 | Center Capital Partners Llc CRD 315464 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $415M | 7 | 7 | 9 | 04/30/2026 | ☆ |
| 9024 | Ellington Credit Company Management Llc CRD 168311 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $415M | 1 | 1 | 164 | 03/30/2026 | ☆ |
| 9025 | Lock 8 Partners Llc CRD 319731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $415M | 4 | 4 | 9 | 05/04/2026 | ☆ |
| 9026 | Momentum Advisors, Llc CRD 159574 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $415M | 370 | 370 | 10 | 07/17/2026 | ☆ |
| 9027 | Western Financial Corporation CRD 6118 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $414M | 180 | 483 | 6 | 09/14/2026 | ☆ |
| 9028 | Northeast Planning Associates, Inc. CRD 131406 | Bedford, NH | Insurance-Affiliated · Small ($100M–$1B) | $414M | 959 | 1,509 | 129 | 05/08/2026 | ☆ |
| 9029 | Garner Asset Management Corporation CRD 115350 | Wealth Manager · Small ($100M–$1B) | $414M | 112 | 434 | 2 | 03/23/2026 | ☆ | |
| 9030 | Mokosak Advisory Group, Llc CRD 287538 | Urbandale, IA | Insurance-Affiliated · Small ($100M–$1B) | $414M | 490 | 1,364 | 4 | 02/24/2026 | ☆ |
| 9031 | Gold Coast Wealth Management, Llc CRD 156338 | Jericho, NY | Wealth Manager · Small ($100M–$1B) | $414M | 157 | 324 | 3 | 03/24/2026 | ☆ |
| 9032 | Oak Asset Management, Llc CRD 287856 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $414M | 251 | 687 | 4 | 02/23/2026 | ☆ |
| 9033 | Autilus Partners Llc CRD 322882 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $414M | 6 | 6 | 4 | 07/16/2026 | ☆ |
| 9034 | Watershed Private Wealth Llc CRD 316408 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $414M | 144 | 555 | 3 | 08/31/2026 | ☆ |
| 9035 | Clearwell Advisors, Llc CRD 306186 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $414M | 60 | 57 | 9 | 04/01/2026 | ☆ |
| 9036 | Ted Buchan & Company, Llc CRD 140722 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $413M | 383 | 1,235 | 7 | 03/12/2026 | ☆ |
| 9037 | Caird Investment Partners, Llc CRD 334504 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $413M | 1 | 1 | 8 | 03/30/2026 | ☆ |
| 9038 | Grove Street Fiduciary, Llc CRD 107703 | Peterborough, NH | Wealth Manager · Small ($100M–$1B) | $413M | 297 | 1,066 | 4 | 03/04/2026 | ☆ |
| 9039 | Northbridge Financial Group, Llc CRD 310394 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $413M | 487 | 1,354 | 11 | 07/24/2026 | ☆ |
| 9040 | Sws Capital Management, Llc CRD 119043 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $413M | 7 | 9 | 10 | 07/21/2026 | ☆ |
| 9041 | Auldbrass Partners, Lp CRD 161360 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $413M | 5 | 5 | 11 | 09/03/2026 | ☆ |
| 9042 | Aletheian Wealth Advisors Llc CRD 304623 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $413M | 137 | 546 | 6 | 02/05/2026 | ☆ |
| 9043 | Altamont Capital Management, Llc. CRD 118979 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $412M | 163 | 387 | 2 | 01/28/2026 | ☆ |
| 9044 | Kerberos Capital Management Llc CRD 315699 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $412M | 8 | 13 | 8 | 03/30/2026 | ☆ |
| 9045 | Lakeside Advisors Inc CRD 104540 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $412M | 213 | 517 | 4 | 04/14/2026 | ☆ |
| 9046 | Auxo Investment Partners, Llc CRD 290177 | Grand Rapids, MI | Private Fund Manager · Small ($100M–$1B) | $412M | 12 | 12 | 15 | 03/31/2026 | ☆ |
| 9047 | Bay Harbor Wealth Management, Llc CRD 294000 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $412M | 399 | 1,375 | 6 | 08/04/2026 | ☆ |
| 9048 | Petix & Botte Company CRD 170020 | La Mesa, CA | Wealth Manager · Small ($100M–$1B) | $412M | 473 | 783 | 4 | 03/31/2026 | ☆ |
| 9049 | Foundation Wealth Management, Llc CRD 168270 | Media, PA | Wealth Manager · Small ($100M–$1B) | $412M | 167 | 675 | 5 | 06/29/2026 | ☆ |
| 9050 | Aurelius Capital Management, Lp CRD 157325 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $412M | 10 | 10 | 12 | 04/29/2026 | ☆ |