Wasserstein Management, Lp
- Regulatory AUM
- $409M
- Discretionary
- $409M
- Clients
- 5
- Avg AUM / client
- $81.7M
- Accounts
- 5
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $246M | 60.1% |
| Other | 2 | $163M | 39.9% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $224M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wasserstein Debt Opportunities Master, Lp master | Hedge Fund | Delaware | $224M | 44 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bagaria, Rajay, Prakash | Managing Director | Oct 2012 (14y) | 50% – 75% | |
| Dutton, Joseph, Thomas | Chief Compliance Officer, Chief Financial Officer | Dec 2016 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wasserstein & Co., L.P. | Limited Partner | Feb 2013 | A | 25% – 50% |
| Wdo Management Gp, Llc | General Partner | Feb 2017 | A | Less than 5% |
| Wasserstein Capital, L.P. | Partner | Dec 2000 | B | ≈ 18.75% – 50% via Wasserstein & Co., L.P. |
| Wasserstein Holdings, Llc | Sole Member | Jan 2001 | B | 75% or more of Wasserstein Investments, Llc (indirect) |
| Wasserstein Family Trust, Llc | Member | Jan 2001 | B | 25% – 50% of Wasserstein Holdings, Llc (indirect) |
| Cdltt Llc | Member | Jan 2014 | B | 25% – 50% of Wasserstein Holdings, Llc (indirect) |
| Wasserstein Investments, Llc | General Partner | Dec 2000 | B | GP / trustee / elected manager of Wasserstein & Co., L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Wasserstein Capital, L.P.: 75% – 100% of Wasserstein & Co., L.P. × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $224M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wasserstein Debt Opportunities Master, Lp | Hedge Fund | $224M | $1.0M | 44 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- The Bank Of Nova Scotia Trust Company $183M (29% of AUM) Mar 2024
- Northern Trust $82.9M (20% of AUM) Mar 2026
- BNY Mellon $78.0M (19% of AUM) Mar 2026
- Scotia Capital (Usa) Inc. $15.7M (3% of AUM) Mar 2024
- Computershare Trust Company, N.A. $3.8M (1% of AUM) Mar 2025
- American Stock Transfer & Trust Co. Llc $1.9M (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗