Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7051 | Early Mcclintic & Mcmillan, Llc CRD 288427 | Stafford, TX | Wealth Manager · Small ($100M–$1B) | $652M | 655 | 1,750 | 9 | 06/03/2026 | ☆ |
| 7052 | Bkm Wealth Management, Llc CRD 323928 | Brookfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $652M | 608 | 1,921 | 9 | 02/12/2026 | ☆ |
| 7053 | Australis Partners (Advisers) Llc CRD 175505 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $652M | 4 | 4 | 8 | 03/18/2026 | ☆ |
| 7054 | Proprietary Capital, Llc CRD 125139 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $652M | 36 | 36 | 19 | 05/27/2026 | ☆ |
| 7055 | Oco Capital Partners Lp CRD 299461 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $652M | 4 | 4 | 4 | 03/30/2026 | ☆ |
| 7056 | Weber Asset Management, Inc. CRD 106267 | Lake Success, NY | Wealth Manager · Small ($100M–$1B) | $652M | 405 | 737 | 8 | 03/30/2026 | ☆ |
| 7057 | Nomura Capital Management Llc CRD 324417 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $651M | 2 | 2 | 167 | 06/29/2026 | ☆ |
| 7058 | Advanced Asset Management Advisors, Inc. CRD 119859 | Dublin, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $651M | 309 | 537 | 8 | 03/30/2026 | ☆ |
| 7059 | N CRD 312878 | Wealth Manager · Small ($100M–$1B) | $651M | 787 | 2,007 | 17 | 02/03/2025 | ☆ | |
| 7060 | Summit Creek Advisors, Llc CRD 135496 | Minneapolis, MN | Investment Adviser · Small ($100M–$1B) | $651M | 27 | 34 | 7 | 03/25/2026 | ☆ |
| 7061 | Monex Asset Management, Inc. CRD 148123 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $651M | 599 | 600 | 20 | 07/10/2026 | ☆ |
| 7062 | Xcelsior Advisor Partners Llc CRD 334779 | Wealth Manager · Small ($100M–$1B) | $651M | 375 | 1,065 | 15 | 07/24/2026 | ☆ | |
| 7063 | Acm Management Company, Llc CRD 283037 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $650M | 2 | 2 | 18 | 03/31/2026 | ☆ |
| 7064 | Sheridan Production Partners Manager Iii, Llc CRD 310572 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $650M | 3 | 3 | 20 | 03/24/2026 | ☆ |
| 7065 | Bridgecreek Financial Group, Llc CRD 340683 | Tulsa, OK | Multi-Family Office · Small ($100M–$1B) | $650M | 47 | 47 | 3 | 07/10/2026 | ☆ |
| 7066 | Rosecliff Venture Management, Llc CRD 300188 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $650M | 10 | 10 | 10 | 06/22/2026 | ☆ |
| 7067 | Jrm Investment Counsel, L.L.C. CRD 138004 | Investment Adviser · Small ($100M–$1B) | $649M | 75 | 219 | 3 | 03/31/2026 | ☆ | |
| 7068 | Midwest Professional Planners, Ltd. CRD 112995 | Wausau, WI | Insurance-Affiliated · Small ($100M–$1B) | $649M | 837 | 2,726 | 29 | 07/20/2026 | ☆ |
| 7069 | Essex Llc CRD 108352 | Deer Park, IL | Wealth Manager · Small ($100M–$1B) | $649M | 608 | 2,294 | 9 | 01/29/2026 | ☆ |
| 7070 | Asset Strategy Advisors, Llc CRD 139879 | Wayland, MA | Insurance-Affiliated · Small ($100M–$1B) | $649M | 504 | 504 | 10 | 03/31/2026 | ☆ |
| 7071 | Dale K. Ehrhart, Inc. CRD 35971 | Venice, FL | Wealth Manager · Small ($100M–$1B) | $649M | 139 | 309 | 6 | 03/29/2026 | ☆ |
| 7072 | Reap Financial Group, Llc CRD 144560 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $648M | 1,284 | 3,618 | 28 | 03/05/2026 | ☆ |
| 7073 | Family Office Research, Llc CRD 144136 | Bethesda, MD | Multi-Family Office · Small ($100M–$1B) | $648M | 133 | 136 | 5 | 03/19/2026 | ☆ |
| 7074 | 5 C Capital Management, Llc CRD 284213 | Woodcliff Lake, NJ | Wealth Manager · Small ($100M–$1B) | $648M | 552 | 1,897 | 7 | 03/17/2026 | ☆ |
| 7075 | Powell Investment Advisors, Llc CRD 160333 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $648M | 61 | 354 | 2 | 03/09/2026 | ☆ |
| 7076 | Arixa Management, Llc CRD 336603 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $648M | 2 | 2 | 94 | 03/29/2026 | ☆ |
| 7077 | Altum Capital Management, Llc CRD 160123 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $648M | 3 | 4 | 20 | 03/30/2026 | ☆ |
| 7078 | Pier Capital, Llc CRD 131212 | Stamford, CT | Investment Adviser · Small ($100M–$1B) | $648M | 8 | 19 | 9 | 03/30/2026 | ☆ |
| 7079 | Boston Standard Wealth Management, Llc CRD 156452 | Winchester, MA | Wealth Manager · Small ($100M–$1B) | $648M | 393 | 1,620 | 6 | 08/03/2026 | ☆ |
| 7080 | Standard General L.P. CRD 151831 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $647M | 21 | 21 | 6 | 03/30/2026 | ☆ |
| 7081 | Act Two Investors Llc CRD 294046 | Wealth Manager · Small ($100M–$1B) | $647M | 311 | 311 | 1 | 04/02/2026 | ☆ | |
| 7082 | Guardian Point Capital, Lp CRD 165053 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $646M | 1 | 1 | 4 | 03/20/2026 | ☆ |
| 7083 | Peakview Management, Llc CRD 305663 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $646M | 10 | 10 | 5 | 06/01/2026 | ☆ |
| 7084 | Ssw Partners Lp CRD 325761 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $646M | 2 | 2 | 5 | 07/08/2026 | ☆ |
| 7085 | Gpb Capital Holdings, Llc CRD 169825 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $646M | 7 | 7 | 7 | 03/31/2026 | ☆ |
| 7086 | Legacy Wealth Partners, Llc CRD 333032 | Lakewood, CO | Insurance-Affiliated · Small ($100M–$1B) | $646M | 1,064 | 2,028 | 15 | 02/18/2026 | ☆ |
| 7087 | Mcginty Road Partners, Lp CRD 290390 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $646M | 7 | 7 | 13 | 04/24/2026 | ☆ |
| 7088 | Kitching Partners, Llc CRD 325042 | Conshohocken, PA | Wealth Manager · Small ($100M–$1B) | $646M | 119 | 194 | 19 | 03/25/2026 | ☆ |
| 7089 | Cambridge Financial Group, Llc CRD 117428 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $646M | 293 | 1,383 | 10 | 04/28/2026 | ☆ |
| 7090 | Triumph Capital Management CRD 282814 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $646M | 2,239 | 3,653 | 18 | 03/06/2026 | ☆ |
| 7091 | Shankervalleau Wealth Advisors, Inc. CRD 117527 | Skokie, IL | Wealth Manager · Small ($100M–$1B) | $645M | 208 | 675 | 8 | 03/24/2026 | ☆ |
| 7092 | Dafna Capital Management, Llc CRD 129053 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $645M | 4 | 4 | 8 | 03/30/2026 | ☆ |
| 7093 | Dwm Asset Management, Llc CRD 143224 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $645M | 6 | 5 | 36 | 03/30/2026 | ☆ |
| 7094 | Spicewood Mineral Management, Llc CRD 310323 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $645M | 7 | 7 | 10 | 03/31/2026 | ☆ |
| 7095 | One8 Zero8, Llc CRD 332702 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $645M | 272 | 1,103 | 5 | 05/27/2026 | ☆ |
| 7096 | Eldred Rock Partners, Llc CRD 316401 | San Antonio, TX | Investment Adviser · Small ($100M–$1B) | $644M | 80 | 81 | 10 | 05/26/2026 | ☆ |
| 7097 | Buckley Wealth Management, Llc CRD 285823 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $644M | 224 | 614 | 6 | 03/31/2026 | ☆ |
| 7098 | Heron Bay Capital Management, Llc CRD 305537 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $644M | 127 | 490 | 7 | 08/06/2026 | ☆ |
| 7099 | Richards, Merrill & Peterson, Inc. CRD 713 | Spokane, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $644M | 1,277 | 1,280 | 10 | 03/10/2026 | ☆ |
| 7100 | Cadent Management Services, Llc CRD 157559 | Rye Brook, NY | Private Fund Manager · Small ($100M–$1B) | $644M | 4 | 4 | 2 | 03/27/2026 | ☆ |