Collaborative Wealth Management, Inc.
- Regulatory AUM
- $653M
- Discretionary
- $594M
- Clients
- 937
- Avg AUM / client
- $697K
- Accounts
- 1,948
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 740 | $244M | 37.3% |
| High net worth individuals | 175 | $337M | 51.6% |
| Pension and profit sharing plans | 11 | $58.1M | 8.89% |
| Charitable organizations | 3 | $1.2M | 0.19% |
| Corporations and other businesses | 8 | $13.2M | 2.02% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Onc 401(k) Plan Ouzinkie Native Corporation | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chad Richmond Justice | Ceo | Sep 2006 (20y) | 75% or more | |
| Sandra Ann Stickney | Chief Compliance Officer | CFP | Jul 2020 (6y) | Less than 5% |
| Brenton Thai | Registered representative | CFP | Aug 2016 (10y) | |
| Thomas Parker Pratt | Registered representative | Mar 2017 (9y) | ||
| Stephen Magallanes | Registered representative | CFP | Sep 2018 (8y) | |
| Larry Resczenski | Registered representative | Sep 2018 (8y) | ||
| Donald Francis White | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Shawn Matthew Smith | Registered representative | Feb 2020 (6y) | ||
| Darla Jean Greer | Registered representative | Jun 2020 (6y) | ||
| Benjamin Graham Sullivan | Registered representative | Jul 2022 (4y) | ||
| Jaren Nicole Holmes | Registered representative | Feb 2024 (2y) | ||
| Douglas Hendricks Jones | Registered representative | Oct 2025 (1y) | ||
| Randall Howard Reed | Registered representative | Jan 2026 (1y) | ||
| Graham Franklin Albright | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Onc 401(k) Plan | Ouzinkie Native Corporation | 2,284 | $39.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $387M (59% of AUM) Mar 2026
- Sei Investments Distribution Co. $142M (22% of AUM) Mar 2026
- Charles Schwab & Co. $125M (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗