Nomura Capital Management Llc
- Regulatory AUM
- $651M
- Discretionary
- $651M
- Clients
- 2
- Avg AUM / client
- $326M
- Accounts
- 2
- Employees
- 167
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $437M | 67.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $215M | 32.9% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $200M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Nomura Credit Opportunities Fund, Lp | Other Private Fund | Delaware | $200M | 1 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aloupis, Steven, Nicholas | Manager | Jun 2022 (4y) | Less than 5% | |
| Nelson, Matthew, James | Chief Operating Officer | Oct 2022 (4y) | Less than 5% | |
| Namura, Yoshihiro | Manager | Oct 2022 (4y) | Less than 5% | |
| Pallai, Matthew, Gian | Chief Investment Officer | Oct 2022 (4y) | Less than 5% | |
| Stark, Robert, Nmn | Chief Executive Officer | Oct 2022 (4y) | Less than 5% | |
| Tyre, Douglas, Nelson | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Chiulli, Eugene, James | Chief Financial Officer | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nomura Holding America, Inc. | Owner | Oct 2022 | A | 75% or more |
| Nomura Holdings, Inc. | Shareholder | Oct 2001 | B | ≈ 56.25% – 100% via Nomura Holding America, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nomura Holdings, Inc.: 75% – 100% of Nomura Holding America, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $200M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Nomura Credit Opportunities Fund, Lp | Other Private Fund | $200M | $1.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.47 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $109M (26% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗