AUMdb

Advanced Asset Management Advisors, Inc.

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 119859 · SEC file 801-61760 · Dublin, OH · www.linkedin.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$651M
Discretionary
$651M
Clients
309
Avg AUM / client
$2.1M
Accounts
537
Employees
8

AUM over time

$393M $834M
Nov 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Investments (13F portfolio — 85 positions, $380,070,039)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard Index Fds S&P 500 ETF SHS $51,571,516 75,088 13.6% 7.92%
2 Ishares Tr CORE S&P500 ETF $42,686,730 57,000 11.2% 6.55%
3 Freeport Mcmoran Inc CL B $15,722,500 250,000 4.14% 2.41%
4 Cisco Sys Inc COM $15,461,377 131,631 4.07% 2.37%
5 Ww Grainger Inc COM $13,944,100 10,250 3.67% 2.14%
6 Alphabet Inc CAP STK CL A $13,857,099 38,775 3.65% 2.13%
7 Exxon Mobil Corp COM $12,662,166 92,614 3.33% 1.94%
8 Johnson & Johnson COM $12,291,882 48,399 3.23% 1.89%
9 Emerson Elec Co COM $11,222,960 78,400 2.95% 1.72%
10 Walmart Inc COM $11,154,941 98,490 2.94% 1.71%
11 Visa Inc COM CL A $10,978,880 32,000 2.89% 1.69%
12 Amazon Com Inc COM $10,520,328 44,140 2.77% 1.62%
13 Jp Morgan Chase & Co COM $10,118,693 30,913 2.66% 1.55%
14 Applied Matls Inc COM $9,800,265 13,555 2.58% 1.5%
15 Texas Instrs Inc COM $9,448,819 31,700 2.49% 1.45%
16 Qualcomm Inc COM $9,407,659 50,910 2.48% 1.44%
17 Rtx Corporation COM $8,874,810 46,776 2.34% 1.36%
18 Apple Inc COM $8,594,539 29,702 2.26% 1.32%
19 Microsoft Corp COM $8,224,641 22,049 2.16% 1.26%
20 Chevron Corporation COM $7,743,478 46,715 2.04% 1.19%
21 T Mobile Us Inc COM $7,181,360 42,815 1.89% 1.1%
22 At&T Inc COM $6,980,392 337,217 1.84% 1.07%
23 Home Depot Inc COM $5,995,560 17,000 1.58% 0.92%
24 Mastercard Incorporated CL A $5,880,720 11,450 1.55% 0.9%
25 Kroger Co COM $5,691,825 102,500 1.5% 0.87%

Top 25 of 85 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 268 $42.7M 6.56%
High net worth individuals 29 $84.9M 13.0%
Investment companies 2 $508M 78.0%
Charitable organizations 5 $13.1M 2.02%
Corporations and other businesses 5 $2.4M 0.37%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert Dean Baker President, & Chief Compliance Officer Jan 1999 (28y) 25% – 50%
Philip Allan Voelker Sr. Vice President And Chief Investment Office Nov 2001 (25y) 25% – 50%
Robert Eathon Williams Registered representative Feb 2003 (23y)
Tony Wendeln Registered representative Aug 2017 (9y)
Aaron Joshua Ploscowe Registered representative May 2020 (6y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Aama, Inc. 401 K Psp And Trust Shareholder Jan 1999 A 10% – 25%
R Baker, Trustee, P Baker Gst Trust Shareholder Jun 2015 A 5% – 10%

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 933 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗