Investment advisers
45,037 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7001 | Alta Wealth Advisors Llc CRD 293675 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $665M | 779 | 1,665 | 15 | 06/26/2026 | ☆ |
| 7002 | Allen Wealth Management, Llc CRD 133038 | Boone, NC | Wealth Manager · Small ($100M–$1B) | $664M | 1,108 | 2,725 | 7 | 01/29/2026 | ☆ |
| 7003 | Logan Stone Capital Llc CRD 311547 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $664M | 13 | 13 | 3 | 03/30/2026 | ☆ |
| 7004 | N CRD 109900 | Institutional / Pension Advisor · Small ($100M–$1B) | $664M | 110 | 110 | 4 | 09/22/2025 | ☆ | |
| 7005 | Focused Alpha, Llc CRD 310591 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $664M | 553 | 1,514 | 8 | 03/12/2026 | ☆ |
| 7006 | Gkb Partners Llc CRD 298149 | Multi-Family Office · Small ($100M–$1B) | $663M | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 7007 | Rra Investment Management, Llc CRD 306287 | Phoenix, AZ | Private Fund Manager · Small ($100M–$1B) | $663M | 3 | 3 | 31 | 03/31/2026 | ☆ |
| 7008 | Mcelhenny Sheffield Capital Management, Llc CRD 115120 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $663M | 758 | 1,385 | 7 | 07/14/2026 | ☆ |
| 7009 | Calvert Street Capital Partners, Inc. CRD 158096 | Towson, MD | Private Fund Manager · Small ($100M–$1B) | $663M | 17 | 17 | 22 | 03/27/2026 | ☆ |
| 7010 | N CRD 160762 | Private Fund Manager · Small ($100M–$1B) | $663M | 3 | 3 | 7 | 04/30/2025 | ☆ | |
| 7011 | Diligent Investors, Llc CRD 158708 | Redlands, CA | Wealth Manager · Small ($100M–$1B) | $663M | 884 | 2,110 | 3 | 02/25/2026 | ☆ |
| 7012 | Cruden Bay Investment Management, Llc CRD 284787 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $663M | 151 | 610 | 4 | 03/23/2026 | ☆ |
| 7013 | Ironwood Financial, Llc CRD 151004 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $663M | 624 | 1,667 | 10 | 06/30/2026 | ☆ |
| 7014 | Three Arch Wealth Management Llc CRD 333733 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $662M | 256 | 826 | 5 | 08/31/2026 | ☆ |
| 7015 | Harrell Investment Partners, Llc CRD 299166 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $662M | 186 | 766 | 6 | 02/17/2026 | ☆ |
| 7016 | Westshore Wealth, Llc CRD 283843 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $662M | 207 | 848 | 10 | 03/30/2026 | ☆ |
| 7017 | Bare Financial Services Inc. CRD 328043 | Gap, PA | Insurance-Affiliated · Small ($100M–$1B) | $662M | 841 | 2,815 | 19 | 07/17/2026 | ☆ |
| 7018 | Quattro Advisors L.L.C. CRD 146438 | Pittsburgh, PA | Insurance-Affiliated · Small ($100M–$1B) | $662M | 414 | 2,075 | 6 | 03/25/2026 | ☆ |
| 7019 | Kesler, Norman & Wride, Llc CRD 307667 | Ogden, UT | Wealth Manager · Small ($100M–$1B) | $661M | 961 | 2,122 | 9 | 06/24/2026 | ☆ |
| 7020 | Lem Capital, L.P. CRD 159817 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $661M | 2 | 2 | 21 | 06/08/2026 | ☆ |
| 7021 | Pender Capital Management, Llc CRD 281448 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $661M | 2 | 2 | 14 | 03/23/2026 | ☆ |
| 7022 | The Genwealth Group, Inc. CRD 154569 | Maplewood, NJ | Insurance-Affiliated · Small ($100M–$1B) | $661M | 301 | 1,153 | 10 | 08/17/2026 | ☆ |
| 7023 | Banorte Asset Management, Inc. CRD 290555 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $661M | 869 | 869 | 40 | 05/19/2026 | ☆ |
| 7024 | Williams & Associates, Inc. CRD 338196 | Columbia, MD | Insurance-Affiliated · Small ($100M–$1B) | $661M | 433 | 1,608 | 9 | 05/27/2026 | ☆ |
| 7025 | Riverwater Partners Llc CRD 283540 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $661M | 185 | 548 | 11 | 06/16/2026 | ☆ |
| 7026 | Truvestments Capital Llc CRD 291297 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $661M | 1,317 | 2,541 | 17 | 03/25/2026 | ☆ |
| 7027 | Holderness Investments Co CRD 106530 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $661M | 339 | 778 | 8 | 03/30/2026 | ☆ |
| 7028 | Foundation Wealth Management, Llc CRD 127134 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $661M | 359 | 1,778 | 6 | 04/20/2026 | ☆ |
| 7029 | St. James Investment Company, Llc CRD 124777 | Southlake, TX | Investment Adviser · Small ($100M–$1B) | $661M | 271 | 1,049 | 6 | 03/02/2026 | ☆ |
| 7030 | Goodlander Investment Management, Llc CRD 317830 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $660M | 7 | 7 | 6 | 07/01/2026 | ☆ |
| 7031 | Betterwealth Llc CRD 226661 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $660M | 378 | 1,349 | 6 | 09/15/2026 | ☆ |
| 7032 | Northstar Asset Management Company, Llc CRD 328279 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $660M | 161 | 379 | 6 | 03/27/2026 | ☆ |
| 7033 | Archer Capital Group Management, Llc CRD 317047 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $660M | 10 | 10 | 8 | 04/29/2026 | ☆ |
| 7034 | Buttonwood Financial Group, Llc CRD 151164 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $659M | 429 | 1,573 | 12 | 03/31/2026 | ☆ |
| 7035 | Tradewinds, Llc CRD 316415 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $659M | 505 | 1,672 | 12 | 03/13/2026 | ☆ |
| 7036 | Saints Capital Services, Llc CRD 161723 | Private Fund Manager · Small ($100M–$1B) | $659M | 10 | 10 | 5 | 03/30/2026 | ☆ | |
| 7037 | Benin Management Corp CRD 110988 | Wealth Manager · Small ($100M–$1B) | $659M | 370 | 1,059 | 3 | 07/01/2026 | ☆ | |
| 7038 | Aries Wealth Management, Llc CRD 175477 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $659M | 164 | 497 | 6 | 03/19/2026 | ☆ |
| 7039 | Purus Wealth Management, Llc CRD 174490 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $658M | 642 | 1,512 | 12 | 03/18/2026 | ☆ |
| 7040 | Aspen Wealth Management, Llc CRD 159594 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $658M | 353 | 1,121 | 9 | 04/13/2026 | ☆ |
| 7041 | Arbor Wealth Advisors Llc CRD 169570 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $658M | 66 | 286 | 1 | 02/10/2026 | ☆ |
| 7042 | Optima Asset Management Inc CRD 106095 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $657M | 111 | 273 | 2 | 02/27/2026 | ☆ |
| 7043 | Spectrum Asset Management Inc CRD 111007 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $657M | 315 | 932 | 12 | 03/18/2026 | ☆ |
| 7044 | Highpost Capital, Llc CRD 307798 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $657M | 26 | 26 | 14 | 05/14/2026 | ☆ |
| 7045 | Innovative Wealth Building Llc CRD 314942 | California, MD | Wealth Manager · Small ($100M–$1B) | $657M | 1,770 | 4,646 | 17 | 08/24/2026 | ☆ |
| 7046 | Brent Forrest & Associates, L.L.C. CRD 126266 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $657M | 446 | 1,548 | 9 | 07/24/2026 | ☆ |
| 7047 | Thrive Capital Management, Llc CRD 281347 | Fort Washington, PA | Insurance-Affiliated · Small ($100M–$1B) | $657M | 786 | 2,240 | 26 | 06/26/2026 | ☆ |
| 7048 | M37 Management Lp CRD 332714 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $656M | 6 | 6 | 6 | 05/21/2026 | ☆ |
| 7049 | Polar Capital (America) Corporation CRD 155389 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $656M | 5 | 5 | 12 | 06/25/2026 | ☆ |
| 7050 | Warren Street Wealth Advisors, Llc CRD 173447 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $656M | 461 | 1,272 | 10 | 03/30/2026 | ☆ |