Cornell Pochily Investment Advisors, Inc.
- Regulatory AUM
- $654M
- Discretionary
- $654M
- Clients
- 555
- Avg AUM / client
- $1.2M
- Accounts
- 1,322
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 350 | $102M | 15.6% |
| High net worth individuals | 199 | $546M | 83.4% |
| Corporations and other businesses | 6 | $6.1M | 0.93% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cornell University Retirement Plan For The Employees Of The Endowed Colleges At Ithaca Cornell University | 2024 | |
| Cornell University Tax Deferred Annuity Plan Cornell University | 2024 | |
| Laborers Local 785 Defined Contribution Plan Board Of Trustees Laborers Local 785 Defined Contribution Plan | Ithaca, NY | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ezra Cornell | Chief Executive Officer | Jan 2008 (19y) | 75% or more | |
| Nelson Bradford Mead | Chief Investment Officer | CFP CFA | Apr 2017 (9y) | 10% – 25% |
| Shane Patrick O'neill | President, Chief Financial Officer & Chief Operating Officer | CFP | Apr 2017 (9y) | 5% – 10% |
| Barnhill, Laura, M. | Chief Compliance Officer | Oct 2020 (6y) | Less than 5% | |
| Molly Erin O'neill | Registered representative | CFP | Sep 2017 (9y) | |
| Matthew C Stoutenburg | Registered representative | CFP | Jun 2023 (3y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cornell University Retirement Plan For The Employees Of The Endowed Colleges At Ithaca | Cornell University | 15,104 | $3.0B | 01/01/2024 |
| Cornell University Tax Deferred Annuity Plan | Cornell University | 12,904 | $2.4B | 01/01/2024 |
| Laborers Local 785 Defined Contribution Plan | Board Of Trustees Laborers Local 785 Defined Contribution Plan | 781 | $40.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $633M (97% of AUM) Mar 2026
- Fidelity Investments $428M (86% of AUM) Jan 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗