Palisade Investments, Llc
- Regulatory AUM
- $653M
- Discretionary
- $326M
- Clients
- 668
- Avg AUM / client
- $977K
- Accounts
- 1,214
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 442 | $99.7M | 15.3% |
| High net worth individuals | 136 | $228M | 34.9% |
| Pension and profit sharing plans | 80 | $321M | 49.1% |
| Charitable organizations | 5 | $1.6M | 0.24% |
| Corporations and other businesses | 5 | $3.0M | 0.45% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Monarch Casino & Resort, Inc. 401 K Plan Monarch Casino & Resort, Inc. | 2024 | |
| Yeh And Associates, Inc. 401(k) Plan Yeh And Associates, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robin Desota | Managing Member | Sep 2004 (22y) | 75% or more | |
| Steven Michael Burkett | Registered representative | Apr 2007 (19y) | ||
| Scott Thomas Miller | Registered representative | Jan 2008 (19y) | ||
| Karen Marilea Pride | Registered representative | May 2016 (10y) | ||
| Lawrence H Sidney | Registered representative | Mar 2023 (3y) | ||
| Michael L Lentz | Registered representative | Personal Financial Specialist | Dec 2025 (1y) | |
| Michael Jerrad Pride | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Monarch Casino & Resort, Inc. 401 K Plan | Monarch Casino & Resort, Inc. | 3,378 | $43.0M | 01/01/2024 |
| Yeh And Associates, Inc. 401(k) Plan | Yeh And Associates, Inc. | 165 | $13.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: INCOMPLETE EVIDENCE OF ALL REQUIRED BOOKS & RECORDS, INCOMPLETE EVIDENCE OF THE ANNUAL OFFER OF FORM ADV, MISFILING ANNUAL UPDATING AMENDMENTS FOR ADV Status: Final Sanction Detail: $5,000 PAID 10/31/2011 Summary: REMEDIES AGREED TO AS OUTLINED BY STATE OF NEVADA
Allegations: INCOMPLETE EVIDENCE OF ALL REQUIRED BOOKS & RECORDS,INCOMPLETE EVIDENCE OF THE ANNUAL OFFER OF FORM ADV, MISFILING ANNUAL UPDATING AMENDMENTS FOR ADV Status: Final Sanction Detail: $5,000 PAID ON 10/31/2011 Summary: REMEDIES AGREED TO AS OUTLINED BY THE STATE OF NEVADA ON 10/31/2011
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $220M (34% of AUM) Jul 2026
- Reliance Trust Company $38.0M (6% of AUM) Jul 2026
- Ascensus Trust Company $35.2M (5% of AUM) Jul 2026
- Fidelity Trust Company $34.0M (5% of AUM) Jul 2026
- Broadridge Trust Company $32.0M (5% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗