AUMdb

Allen Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 133038 · SEC file 801-64431 · Boone, NC · www.linkedin.com
☆ Save with Pro ADV data as of Jan 29, 2026
Regulatory AUM
$664M
Discretionary
$523M
Clients
1,108
Avg AUM / client
$600K
Accounts
2,725
Employees
7

AUM over time

$92.6M $664M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Jan 29, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 900 $214M 32.2%
High net worth individuals 199 $445M 67.1%
Charitable organizations 9 $4.9M 0.73%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jonathan Chesley Allen Member/Chief Compliance Officer CFP Sep 2004 (22y) 75% or more
Eric Scott Franklin Registered representative Mar 2015 (11y)
Bradley Mc Donald Greer Registered representative CFP Nov 2021 (5y)
Rylee Greer Critcher Registered representative Jul 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/29/2026 1.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.

View current Form ADV (SEC/IAPD) ↗