Polar Capital (America) Corporation
- Regulatory AUM
- $656M
- Discretionary
- $656M
- Clients
- 5
- Avg AUM / client
- $131M
- Accounts
- 5
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | Fewer than 5 clients | — | — |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Investment companies | 1 | $114M | 17.4% |
| Pooled investment vehicles (non-investment companies) | 4 | $542M | 82.6% |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | — | — |
| Other | Fewer than 5 clients | — | — |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cann, Boura, Kym Tomlinson | Chief Compliance Officer | Oct 2010 (16y) | Less than 5% | |
| Ayub, Samir | Director | Jan 2020 (7y) | Less than 5% | |
| Farren, Nicholas, Francis | Director | Sep 2022 (4y) | Less than 5% | |
| Black, Alexander, Thomas | President | May 2024 (2y) | Less than 5% | |
| Lago, Tracey, Anne | Director | May 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Polar Capital Us Holdings Limited | Owner | Feb 2020 | A | 75% or more |
| Polar Capital Holdings Plc | Owner | Oct 2010 | B | 75% or more of Polar Capital Partners Limited (indirect) |
| Polar Capital Us Holdings Limited | Owner | Feb 2020 | B | 75% or more of Polar Capital Holdings Plc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗