Riverwater Partners Llc
- Regulatory AUM
- $661M
- Discretionary
- $434M
- Clients
- 185
- Avg AUM / client
- $3.6M
- Accounts
- 548
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $17.0M | 2.58% |
| High net worth individuals | 87 | $463M | 70.0% |
| Charitable organizations | 15 | $76.7M | 11.6% |
| Other investment advisers | 7 | $104M | 15.7% |
| Corporations and other businesses | 2 | $492K | 0.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Nassco, Inc. Profit Sharing And 401(k) Plan Nassco, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Jonathan Peck | Member And Chief Investment Officer | CFA | Feb 2016 (11y) | 25% – 50% |
| Peck, Laura, Leigh | Member | May 2016 (10y) | 25% – 50% | |
| Matthew Michael Drvaric | Partner | Jun 2016 (10y) | Less than 5% | |
| Bohlen, Cynthia, Kay | Chief Mindfulness Officer | Sep 2019 (7y) | Less than 5% | |
| Pombra, Manoj, Kumar | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Fox, Kirk, Scott | Partner And Director Of Research | May 2024 (2y) | Less than 5% | |
| Nathan Fredrick | Registered representative | Sep 2018 (8y) | ||
| John Connor Doak | Registered representative | Oct 2021 (5y) | ||
| Brian J Gigl | Registered representative | CFP | May 2024 (2y) | |
| Elizabeth Ann Gauthier | Registered representative | Nov 2024 (2y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Nassco, Inc. Profit Sharing And 401(k) Plan | Nassco, Inc. | 165 | $24.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 962 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $524M (79% of AUM) Jun 2026
- Oneamerica Securities, Inc. $348M (40% of AUM) Jun 2024
- Bmo Asset Management Corp. $234M (41% of AUM) Oct 2019
- State Street $61.2M (10% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗