Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6951 | Abs Legacy Partners, Llc CRD 325604 | Hickory, NC | Wealth Manager · Small ($100M–$1B) | $671M | 36 | 60 | 3 | 03/05/2026 | ☆ |
| 6952 | Elevation Wealth Partners, Llc CRD 123971 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $671M | 325 | 1,000 | 8 | 07/13/2026 | ☆ |
| 6953 | First Financial Coaching, Inc. CRD 152070 | Mt. Clemens, MI | Wealth Manager · Small ($100M–$1B) | $671M | 1,512 | 2,977 | 14 | 05/06/2026 | ☆ |
| 6954 | Havenshare Financial, Llc CRD 167236 | Multi-Family Office · Small ($100M–$1B) | $670M | 7 | 16 | 3 | 04/01/2026 | ☆ | |
| 6955 | Trinity Financial Advisors Llc CRD 133191 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $670M | 210 | 1,139 | 9 | 04/29/2026 | ☆ |
| 6956 | Lombard Advisers Incorporated CRD 108231 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $670M | 985 | 1,456 | 41 | 03/27/2026 | ☆ |
| 6957 | Dynasty Equity Partners Management, Llc CRD 327607 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $670M | 4 | 4 | 14 | 03/31/2026 | ☆ |
| 6958 | Saxon Woods Advisors Llc CRD 109686 | Purchase, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $670M | 158 | 161 | 12 | 03/30/2026 | ☆ |
| 6959 | Pave Investment Advisors, Llc. CRD 322420 | New York, NY | Investment Adviser · Small ($100M–$1B) | $670M | 93 | 2,731 | 7 | 06/03/2026 | ☆ |
| 6960 | Stone Temple Partners Llc CRD 332833 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $669M | 12 | 99 | 14 | 06/17/2026 | ☆ |
| 6961 | Pacific Capital Wealth Advisors, Inc. CRD 159294 | Corona, CA | Wealth Manager · Small ($100M–$1B) | $669M | 79 | 309 | 9 | 03/05/2026 | ☆ |
| 6962 | Wealth Care Llc CRD 125799 | Wealth Manager · Small ($100M–$1B) | $669M | 236 | 821 | 3 | 03/03/2026 | ☆ | |
| 6963 | The Oak Ridge Financial Services Group, Inc CRD 42941 | Golden Valley, MN | Insurance-Affiliated · Small ($100M–$1B) | $669M | 1,005 | 1,500 | 57 | 12/23/2025 | ☆ |
| 6964 | Radial Equity Partners Lp CRD 308513 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $669M | 1 | 1 | 19 | 03/31/2026 | ☆ |
| 6965 | Koesten Hirschmann & Crabtree, Inc. CRD 107212 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $668M | 329 | 1,559 | 17 | 07/14/2026 | ☆ |
| 6966 | Oakwell Private Wealth Management, Llc CRD 162096 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $668M | 453 | 453 | 17 | 03/18/2026 | ☆ |
| 6967 | Capeview Capital Llp CRD 160092 | London | Private Fund Manager · Small ($100M–$1B) | $668M | 5 | 5 | 14 | 03/25/2026 | ☆ |
| 6968 | Veridan Wealth Llc CRD 329666 | West Linn, OR | Wealth Manager · Small ($100M–$1B) | $667M | 232 | 724 | 5 | 07/07/2026 | ☆ |
| 6969 | A.W. Jones Advisors, Llc CRD 161260 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $667M | 7 | 7 | 6 | 05/15/2026 | ☆ |
| 6970 | Periscope Equity Llc CRD 290326 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $667M | 8 | 8 | 16 | 05/18/2026 | ☆ |
| 6971 | N CRD 122269 | Institutional / Pension Advisor · Small ($100M–$1B) | $667M | 314 | 321 | 7 | 10/30/2025 | ☆ | |
| 6972 | Opengate Capital Management, Llc CRD 213518 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $667M | 11 | 11 | 25 | 03/31/2026 | ☆ |
| 6973 | Investors Research Corporation CRD 132022 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $667M | 373 | 1,076 | 11 | 02/25/2026 | ☆ |
| 6974 | Cayetano Development, Llc CRD 290076 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $667M | 64 | 64 | 46 | 03/31/2026 | ☆ |
| 6975 | Prestige Wealth Management Group, Llc CRD 127381 | Flemington, NJ | Wealth Manager · Small ($100M–$1B) | $666M | 440 | 1,366 | 13 | 03/10/2026 | ☆ |
| 6976 | Bluechip Wealth Advisors Llc CRD 150008 | Milton, GA | Wealth Manager · Small ($100M–$1B) | $666M | 398 | 1,041 | 8 | 07/23/2026 | ☆ |
| 6977 | Beck Bode Llc CRD 282611 | Dedham, MA | Wealth Manager · Small ($100M–$1B) | $666M | 979 | 2,511 | 16 | 03/31/2026 | ☆ |
| 6978 | N CRD 153062 | Wealth Manager · Small ($100M–$1B) | $666M | 558 | 558 | 17 | 03/28/2025 | ☆ | |
| 6979 | Hiddenite Capital Partners Lp CRD 309942 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $666M | 3 | 3 | 4 | 05/26/2026 | ☆ |
| 6980 | Bcwm, Llc. CRD 144748 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $665M | 378 | 378 | 12 | 03/26/2026 | ☆ |
| 6981 | America First Investment Advisors Llc CRD 106984 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $665M | 266 | 622 | 7 | 08/07/2026 | ☆ |
| 6982 | Alta Wealth Advisors Llc CRD 293675 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $665M | 779 | 1,665 | 15 | 06/26/2026 | ☆ |
| 6983 | Allen Wealth Management, Llc CRD 133038 | Boone, NC | Wealth Manager · Small ($100M–$1B) | $664M | 1,108 | 2,725 | 7 | 01/29/2026 | ☆ |
| 6984 | Logan Stone Capital Llc CRD 311547 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $664M | 13 | 13 | 3 | 03/30/2026 | ☆ |
| 6985 | N CRD 109900 | Institutional / Pension Advisor · Small ($100M–$1B) | $664M | 110 | 110 | 4 | 09/22/2025 | ☆ | |
| 6986 | Focused Alpha, Llc CRD 310591 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $664M | 553 | 1,514 | 8 | 03/12/2026 | ☆ |
| 6987 | N CRD 340434 | Wealth Manager · Small ($100M–$1B) | $664M | 2,084 | 2,084 | 63 | 06/04/2026 | ☆ | |
| 6988 | Compass Capital Corporation CRD 112323 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $664M | 1,371 | 1,371 | 14 | 09/25/2025 | ☆ |
| 6989 | Gkb Partners Llc CRD 298149 | Multi-Family Office · Small ($100M–$1B) | $663M | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 6990 | Rra Investment Management, Llc CRD 306287 | Phoenix, AZ | Private Fund Manager · Small ($100M–$1B) | $663M | 3 | 3 | 31 | 03/31/2026 | ☆ |
| 6991 | Mcelhenny Sheffield Capital Management, Llc CRD 115120 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $663M | 758 | 1,385 | 7 | 07/14/2026 | ☆ |
| 6992 | Calvert Street Capital Partners, Inc. CRD 158096 | Towson, MD | Private Fund Manager · Small ($100M–$1B) | $663M | 17 | 17 | 22 | 03/27/2026 | ☆ |
| 6993 | N CRD 160762 | Private Fund Manager · Small ($100M–$1B) | $663M | 3 | 3 | 7 | 04/30/2025 | ☆ | |
| 6994 | Diligent Investors, Llc CRD 158708 | Redlands, CA | Wealth Manager · Small ($100M–$1B) | $663M | 884 | 2,110 | 3 | 02/25/2026 | ☆ |
| 6995 | Cruden Bay Investment Management, Llc CRD 284787 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $663M | 151 | 610 | 4 | 03/23/2026 | ☆ |
| 6996 | Ironwood Financial, Llc CRD 151004 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $663M | 624 | 1,667 | 10 | 06/30/2026 | ☆ |
| 6997 | Three Arch Wealth Management Llc CRD 333733 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $662M | 256 | 826 | 5 | 06/29/2026 | ☆ |
| 6998 | Harrell Investment Partners, Llc CRD 299166 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $662M | 186 | 766 | 6 | 02/17/2026 | ☆ |
| 6999 | Westshore Wealth, Llc CRD 283843 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $662M | 207 | 848 | 10 | 03/30/2026 | ☆ |
| 7000 | Bare Financial Services Inc. CRD 328043 | Gap, PA | Insurance-Affiliated · Small ($100M–$1B) | $662M | 841 | 2,815 | 19 | 07/17/2026 | ☆ |